1、 ETSI TS 136 101 V13.6.1 (2017-03) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception (3GPP TS 36.101 version 13.6.1 Release 13) TECHNICAL SPECIFICATION ETSI ETSI TS 136 101 V13.6.1 (2017-03)13GPP TS 36.101 version 13.6.1 Release 13Referenc
2、e RTS/TSGR-0436101vd61 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present
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6、s:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be
7、 modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the ben
8、efit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 101 V13.6.1 (2017-03)23GPP TS 36.101 version 13.6.1 Releas
9、e 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Prop
10、erty Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR sea
11、rches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produ
12、ced by the ETSI 3rdGeneration Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference
13、between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause
14、 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 101 V13.6.1 (2017-03)33GPP TS 36.101 version 13.6.1 Release 13Contents Intellectual Property Rights 2g3For
15、eword . 2g3Modal verbs terminology 2g3Foreword . 25g31 Scope 26g32 References 26g33 Definitions, symbols and abbreviations . 26g33.1 Definitions 26g33.2 Symbols 28g33.3 Abbreviations . 31g34 General . 32g34.1 Relationship between minimum requirements and test requirements 32g34.2 Applicability of mi
16、nimum requirements . 32g34.3 Void 33g34.3A Applicability of minimum requirements (CA, UL-MIMO, ProSe, Dual Connectivity, UE category 0, UE category M1, UE category NB1) 33g34.4 RF requirements in later releases . 34g35 Operating bands and channel arrangement . 34g35.1 General . 34g35.2 Void 34g35.3
17、Void 34g35.4 Void 34g35.5 Operating bands 34g35.5A Operating bands for CA . 36g35.5B Operating bands for UL-MIMO . 46g35.5C Operating bands for Dual Connectivity 46g35.5D Operating bands for ProSe 48g35.5E Operating bands for UE category 0 and UE category M1 49g35.5F Operating bands for category NB1
18、 . 49g35.6 Channel bandwidth . 49g35.6.1 Channel bandwidths per operating band . 50g35.6A Channel bandwidth for CA . 52g35.6A.1 Channel bandwidths per operating band for CA . 54g35.6B Channel bandwidth for UL-MIMO 73g35.6B.1 Void 73g35.6C Channel bandwidth for Dual Connectivity . 73g35.6C.1 Void 73g
19、35.6D Channel bandwidth for ProSe . 73g35.6D.1 Channel bandwidths per operating band for ProSe . 73g35.6F Channel bandwidth for category NB1 74g35.7 Channel arrangement 75g35.7.1 Channel spacing 75g35.7.1A Channel spacing for CA 75g35.7.1F Channel spacing for category NB1 . 76g35.7.2 Channel raster
20、. 76g35.7.2A Channel raster for CA . 76g35.7.2F Channel raster for category NB1 76g35.7.3 Carrier frequency and EARFCN . 76g35.7.3F Carrier frequency and EARFCN for category NB1 78g35.7.4 TXRX frequency separation . 78g35.7.4A TXRX frequency separation for CA . 79g35.7.4F TXRX frequency separation f
21、or category NB1 79g3ETSI ETSI TS 136 101 V13.6.1 (2017-03)43GPP TS 36.101 version 13.6.1 Release 136 Transmitter characteristics . 79g36.1 General . 79g36.2 Transmit power 80g36.2.1 Void 80g36.2.2 UE maximum output power 80g36.2.2A UE maximum output power for CA 82g36.2.2B UE maximum output power fo
22、r UL-MIMO . 83g36.2.2C Void 85g36.2.2D UE maximum output power for ProSe 85g36.2.2E UE maximum output power for Category M1 UE 85g36.2.2F UE maximum output power for category NB1 . 86g36.2.3 UE maximum output power for modulation / channel bandwidth 86g36.2.3A UE Maximum Output power for modulation
23、/ channel bandwidth for CA 87g36.2.3B UE maximum output power for modulation / channel bandwidth for UL-MIMO . 89g36.2.3D UE maximum output power for modulation / channel bandwidth for ProSe 89g36.2.3E UE maximum output power for modulation / channel bandwidth for category M1 . 89g36.2.3F UE maximum
24、 output power for modulation / channel bandwidth for category NB1 . 90g36.2.4 UE maximum output power with additional requirements . 90g36.2.4A UE maximum output power with additional requirements for CA . 99g36.2.4A.1 A-MPR for CA_NS_01 for CA_1C 101g36.2.4A.2 A-MPR for CA_NS_02 for CA_1C 102g36.2.
25、4A.3 A-MPR for CA_NS_03 for CA_1C 102g36.2.4A.4 A-MPR for CA_NS_04 . 103g36.2.4A.5 A-MPR for CA_NS_05 for CA_38C 104g36.2.4A.6 A-MPR for CA_NS_06 . 104g36.2.4A.7 A-MPR for CA_NS_07 . 105g36.2.4A.8 A-MPR for CA_NS_08 . 106g36.2.4B UE maximum output power with additional requirements for UL-MIMO . 107
26、g36.2.4D UE maximum output power with additional requirements for ProSe . 108g36.2.4E UE maximum output power with additional requirements for category M1 UE 108g36.2.4F UE maximum output power with additional requirements for category NB1 UE 108g36.2.5 Configured transmitted power 109g36.2.5A Confi
27、gured transmitted power for CA 123g36.2.5B Configured transmitted power for UL-MIMO 125g36.2.5C Configured transmitted power for Dual Connectivity. 126g36.2.5D Configured transmitted power for ProSe 127g36.2.5F Configured transmitted Power for category NB1 . 129g36.3 Output power dynamics 130g36.3.1
28、 (Void) 130g36.3.2 Minimum output power 130g36.3.2.1 Minimum requirement 130g36.3.2A UE Minimum output power for CA 130g36.3.2A.1 Minimum requirement for CA 130g36.3.2B UE Minimum output power for UL-MIMO . 130g36.3.2B.1 Minimum requirement 131g36.3.2C Void 131g36.3.2D UE Minimum output power for Pr
29、oSe 131g36.3.2F UE Minimum output power for category NB1 . 131g36.3.3 Transmit OFF power . 131g36.3.3.1. Minimum requirement 131g36.3.3A UE Transmit OFF power for CA 132g36.3.3A.1 Minimum requirement for CA 132g36.3.3B UE Transmit OFF power for UL-MIMO 132g36.3.3B.1 Minimum requirement 132g36.3.3D T
30、ransmit OFF power for ProSe. 133g36.3.3F Transmit OFF power for category NB1 133g36.3.4 ON/OFF time mask . 133g36.3.4.1 General ON/OFF time mask . 133g36.3.4.2 PRACH and SRS time mask . 134g36.3.4.2.1 PRACH time mask 134g36.3.4.2.2 SRS time mask 134g36.3.4.3 Slot / Sub frame boundary time mask . 135
31、g3ETSI ETSI TS 136 101 V13.6.1 (2017-03)53GPP TS 36.101 version 13.6.1 Release 136.3.4.4 PUCCH / PUSCH / SRS time mask 136g36.3.4A ON/OFF time mask for CA 137g36.3.4B ON/OFF time mask for UL-MIMO 137g36.3.4D ON/OFF time mask for ProSe. 137g36.3.4D.1 General time mask for ProSe 137g36.3.4D.2 PSSS/SSS
32、S time mask 138g36.3.4D.3 PSSS / SSSS / PSBCH time mask . 139g36.3.4D.4 PSSCH / SRS time mask . 140g36.3.4F ON/OFF time mask for category NB1 140g36.3.4F.1 General ON/OFF time mask . 140g36.3.4F.2 NPRACH time mask. 140g36.3.5 Power Control . 140g36.3.5.1 Absolute power tolerance 140g36.3.5.1.1 Minim
33、um requirements . 141g36.3.5.2 Relative Power tolerance . 141g36.3.5.2.1 Minimum requirements . 141g36.3.5.3 Aggregate power control tolerance . 142g36.3.5.3.1 Minimum requirement . 142g36.3.5A Power control for CA 143g36.3.5A.1 Absolute power tolerance 143g36.3.5A.1.1 Minimum requirements . 143g36.
34、3.5A.2 Relative power tolerance . 143g36.3.5A.2.1 Minimum requirements . 143g36.3.5A.3 Aggregate power control tolerance . 144g36.3.5A.3.1 Minimum requirements . 144g36.3.5B Power control for UL-MIMO . 144g36.3.5D Power Control for ProSe . 144g36.3.5D.1 Absolute power tolerance 144g36.3.5E Power con
35、trol for category M1 . 145g36.3.5E.1 Absolute power tolerance 145g36.3.5E.2 Relative Power tolerance . 145g36.3.5E.3 Aggregate power control tolerance . 145g36.3.5E.3.1 Minimum requirement . 145g36.3.5F Power Control for category NB1 145g36.3.5F.1 Absolute power tolerance 145g36.3.5F.2 Relative powe
36、r tolerance . 146g36.3.5F.3 Aggregate power control tolerance for category NB1 146g36.3.5F.3.1 Minimum requirement . 146g36.4 Void 147g36.5 Transmit signal quality . 147g36.5.1 Frequency error . 147g36.5.1A Frequency error for CA . 147g36.5.1B Frequency error for UL-MIMO 147g36.5.1D Frequency error
37、for ProSe . 147g36.5.1E Frequency error for UE category M1 147g36.5.1F Frequency error for UE category NB1 147g36.5.2 Transmit modulation quality . 148g36.5.2.1 Error Vector Magnitude 148g36.5.2.1.1 Minimum requirement . 148g36.5.2.2 Carrier leakage 149g36.5.2.2.1 Minimum requirements . 149g36.5.2.3
38、 In-band emissions . 149g36.5.2.3.1 Minimum requirements . 149g36.5.2.4 EVM equalizer spectrum flatness . 150g36.5.2.4.1 Minimum requirements . 150g36.5.2A Transmit modulation quality for CA . 151g36.5.2A.1 Error Vector Magnitude 152g36.5.2A.2 Carrier leakage for CA 152g36.5.2A.2.1 Minimum requireme
39、nts . 152g36.5.2A.3 In-band emissions . 152g36.5.2A.3.1 Minimum requirement for CA . 152g36.5.2B Transmit modulation quality for UL-MIMO 154g3ETSI ETSI TS 136 101 V13.6.1 (2017-03)63GPP TS 36.101 version 13.6.1 Release 136.5.2B.1 Error Vector Magnitude 155g36.5.2B.2 Carrier leakage 155g36.5.2B.3 In-
40、band emissions . 155g36.5.2B.4 EVM equalizer spectrum flatness for UL-MIMO . 155g36.5.2D Transmit modulation quality for ProSe . 155g36.5.2D.1 Error Vector Magnitude 155g36.5.2D.2 Carrier leakage 155g36.5.2D.3 In-band emissions . 156g36.5.2D.4 EVM equalizer spectrum flatness for ProSe . 156g36.5.2E
41、Transmit modulation quality for category M1 156g36.5.2E.1 Error Vector Magnitude 156g36.5.2E.2 Carrier leakage 156g36.5.2E.2.1 Minimum requirements . 156g36.5.2E.3 In-band emissions . 156g36.5.2E.3.1 Minimum requirements . 156g36.5.2F Transmit modulation quality for Category NB1 . 157g36.5.2F.1 Erro
42、r Vector Magnitude 157g36.5.2F.2 Carrier leakage 157g36.5.2F.3 In-band emissions . 157g36.6 Output RF spectrum emissions . 158g36.6.1 Occupied bandwidth . 159g36.6.1A Occupied bandwidth for CA . 159g36.6.1B Occupied bandwidth for UL-MIMO . 159g36.6.1F Occupied bandwidth for category NB1 160g36.6.2 O
43、ut of band emission 160g36.6.2.1 Spectrum emission mask . 160g36.6.2.1.1 Minimum requirement. 160g36.6.2.1A Spectrum emission mask for CA . 160g36.6.2.2 Additional spectrum emission mask . 161g36.6.2.2.1 Minimum requirement (network signalled value “NS_03“, “NS_11”, “NS_20“, and “NS_21”) 162g36.6.2.
44、2.2 Minimum requirement (network signalled value “NS_04“) 162g36.6.2.2.3 Minimum requirement (network signalled value “NS_06“ or “NS_07”) 163g36.6.2.2A Additional Spectrum Emission Mask for CA 163g36.6.2.2A.1 Minimum requirement (network signalled value “CA_NS_04“). 163g36.6.2.3 Adjacent Channel Lea
45、kage Ratio 164g36.6.2.3.1 Minimum requirement E-UTRA . 164g36.6.2.3.1A Void . 165g36.6.2.3.1Aa Void . 165g36.6.2.3.2 Minimum requirements UTRA . 165g36.6.2.3.2A Minimum requirement UTRA for CA . 165g36.6.2.3.3A Minimum requirements for CA E-UTRA 167g36.6.2.4 Void. 168g36.6.2.4.1 Void . 168g36.6.2A V
46、oid 168g36.6.2B Out of band emission for UL-MIMO 168g36.6.2C Void 168g36.6.2D Out of band emission for ProSe 168g36.6.2F Out of band emission for category NB1 . 169g36.6.2F.1 Spectrum emission mask . 169g36.6.2F.2 Void. 169g36.6.2F.3 Adjacent Channel Leakage Ratio for category NB1 . 169g36.6.3 Spuri
47、ous emissions . 170g36.6.3.1 Minimum requirements . 170g36.6.3.1A Minimum requirements for CA . 171g36.6.3.2 Spurious emission band UE co-existence . 172g36.6.3.2A Spurious emission band UE co-existence for CA . 178g36.6.3.3 Additional spurious emissions 185g36.6.3.3.1 Minimum requirement (network s
48、ignalled value “NS_05“) 185g36.6.3.3.2 Minimum requirement (network signalled value “NS_07”) 185g36.6.3.3.3 Minimum requirement (network signalled value “NS_08”) 186g36.6.3.3.4 Minimum requirement (network signalled value “NS_09”) 186g36.6.3.3.5 Minimum requirement (network signalled value “NS_12“)
49、186g3ETSI ETSI TS 136 101 V13.6.1 (2017-03)73GPP TS 36.101 version 13.6.1 Release 136.6.3.3.6 Minimum requirement (network signalled value “NS_13”) 187g36.6.3.3.7 Minimum requirement (network signalled value “NS_14”) 187g36.6.3.3.8 Minimum requirement (network signalled value “NS_15”) 187g36.6.3.3.9 Minimum requirement (network signalled value “NS_16”) 187g36.6.3.3.10 Minimum requirement (network signalled value “NS_17”) 188g36.6.3.3.11 Minimum requirement (network signalled value “NS_18”) 188g36.6.3.3.12 Minimum requirement (network signalled value “NS_19”) 188g36.6.3.3.1
