1、 ETSI TS 1Evolved Universal TBase Station (BS) r(3GPP TS 36.1TECHNICAL SPECIFICATION136 104 V13.6.0 (2017LTE; l Terrestrial Radio Access (E-) radio transmission and rece.104 version 13.6.0 Release 1317-01) UTRA); ception 13) ETSI ETSI TS 136 104 V13.6.0 (2017-01)13GPP TS 36.104 version 13.6.0 Releas
2、e 13Reference RTS/TSGR-0436104vd60 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice
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7、shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered
8、 for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 104 V13.6.0 (2017-01)23GPP TS 36.104 version 1
9、3.6.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intel
10、lectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, inclu
11、ding IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) ha
12、s been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross r
13、eference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described
14、in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 104 V13.6.0 (2017-01)33GPP TS 36.104 version 13.6.0 Release 13Contents Intellectual Property Righ
15、ts 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 8g31 Scope 9g32 References 9g33 Definitions, symbols and abbreviations . 10g33.1 Definitions 10g33.2 Symbols 13g33.3 Abbreviations . 14g34 General . 16g34.1 Relationship between minimum requirements and test requirements 16g34.2 Base station
16、classes 16g34.3 Regional requirements 16g34.4 Applicability of requirements . 17g34.5 Requirements for BS capable of multi-band operation 18g35 Operating bands and channel arrangement . 18g35.1 General . 18g35.2 Void 19g35.3 Void 19g35.4 Void 19g35.5 Operating bands 19g35.6 Channel bandwidth . 30g35
17、.7 Channel arrangement 34g35.7.1 Channel spacing 34g35.7.1A CA Channel spacing . 34g35.7.2 Channel raster . 35g35.7.3 Carrier frequency and EARFCN . 35g35.8 Requirements for contiguous and non-contiguous spectrum 37g36 Transmitter characteristics . 37g36.1 General . 37g36.2 Base station output power
18、 37g36.2.1 Minimum requirement 38g36.2.2 Additional requirement (regional) 38g36.2.3 Home BS output power for adjacent UTRA channel protection. 39g36.2.4 Home BS output power for adjacent E-UTRA channel protection . 40g36.2.5 Home BS Output Power for co-channel E-UTRA protection . 41g36.3 Output pow
19、er dynamics 42g36.3.1 RE Power control dynamic range . 42g36.3.1.1 Minimum requirements . 42g36.3.2 Total power dynamic range 42g36.3.2.1 Minimum requirements. 43g36.3.3 NB-IoT RB power dynamic range for in-band or guard band operation 43g36.3.3.1 Minimum Requirement . 43g36.4 Transmit ON/OFF power
20、. 43g36.4.1 Transmitter OFF power 43g36.4.1.1 Minimum Requirement . 43g36.4.2 Transmitter transient period 44g36.4.2.1 Minimum requirements. 44g36.5 Transmitted signal quality 44g36.5.1 Frequency error . 44g3ETSI ETSI TS 136 104 V13.6.0 (2017-01)43GPP TS 36.104 version 13.6.0 Release 136.5.1.1 Minim
21、um requirement 44g36.5.2 Error Vector Magnitude 45g36.5.3 Time alignment error 45g36.5.3.1 Minimum Requirement . 46g36.5.4 DL RS power 46g36.5.4.1 Minimum requirements . 46g36.6 Unwanted emissions . 46g36.6.1 Occupied bandwidth . 47g36.6.1.1 Minimum requirement 47g36.6.2 Adjacent Channel Leakage pow
22、er Ratio (ACLR) 47g36.6.2.1 Minimum requirement 47g36.6.2.2 Cumulative ACLR requirement in non-contiguous spectrum . 50g36.6.3 Operating band unwanted emissions 51g36.6.3.1 Minimum requirements for Wide Area BS (Category A) . 53g36.6.3.2 Minimum requirements for Wide Area BS (Category B) . 56g36.6.3
23、.2.1 Category B requirements (Option 1) . 56g36.6.3.2.2 Category B (Option 2) . 60g36.6.3.2A Minimum requirements for Local Area BS (Category A and B) 62g36.6.3.2B Minimum requirements for Home BS (Category A and B) 63g36.6.3.2C Minimum requirements for Medium Range BS (Category A and B) . 64g36.6.3
24、.2D Minimum requirements for Local Area and Medium Range BS in Band 46 (Category A and B) 66g36.6.3.2E Minimum requirements for standalone NB-IoT Wide Area BS 67g36.6.3.3 Additional requirements 68g36.6.4 Transmitter spurious emissions . 71g36.6.4.1 Mandatory Requirements 72g36.6.4.1.1 Spurious emis
25、sions (Category A) 72g36.6.4.1.2 Spurious emissions (Category B) 72g36.6.4.2 Protection of the BS receiver of own or different BS . 72g36.6.4.2.1 Minimum Requirement . 73g36.6.4.3 Additional spurious emissions requirements . 73g36.6.4.3.1 Minimum Requirement . 74g36.6.4.4 Co-location with other base
26、 stations . 85g36.6.4.4.1 Minimum Requirement . 86g36.7 Transmitter intermodulation . 93g36.7.1 Minimum requirement 93g36.7.2 Additional requirement for Band 41 . 95g37 Receiver characteristics 95g37.1 General . 95g37.2 Reference sensitivity level 96g37.2.1 Minimum requirement 96g37.3 Dynamic range
27、. 98g37.3.1 Minimum requirement 98g37.4 In-channel selectivity . 100g37.4.1 Minimum requirement 101g37.5 Adjacent Channel Selectivity (ACS) and narrow-band blocking . 103g37.5.1 Minimum requirement 104g37.6 Blocking . 108g37.6.1 General blocking requirement. 108g37.6.1.1 Minimum requirement 109g37.6
28、.2 Co-location with other base stations . 117g37.6.2.1 Minimum requirement 118g37.6.3 Additional requirement (regional) 123g37.7 Receiver spurious emissions. 123g37.7.1 Minimum requirement 123g37.8 Receiver intermodulation . 124g37.8.1 Minimum requirement 125g38 Performance requirement . 131g38.1 Ge
29、neral . 131g38.2 Performance requirements for PUSCH 132g38.2.1 Requirements in multipath fading propagation conditions . 132g3ETSI ETSI TS 136 104 V13.6.0 (2017-01)53GPP TS 36.104 version 13.6.0 Release 138.2.1.1 Minimum requirements . 132g38.2.2 Requirements for UL timing adjustment 140g38.2.2.1 Mi
30、nimum requirements . 141g38.2.3 Requirements for high speed train 141g38.2.3.1 Minimum requirements . 141g38.2.4 Requirements for HARQ-ACK multiplexed on PUSCH 142g38.2.4.1 Minimum requirement 142g38.2.5 Requirements for PUSCH with TTI bundling and enhanced HARQ pattern . 143g38.2.5.1 Minimum requir
31、ements . 144g38.2.6 Enhanced performance requirement type A in multipath fading propagation conditions with synchronous interference 144g38.2.6.1 Minimum requirements. 145g38.2.6A Enhanced performance requirement type A in multipath fading propagation conditions with asynchronous interference 146g38
32、.2.6A.1 Minimum requirements. 147g38.2.7 Requirements for PUSCH supporting Cat-M1 UEs 149g38.3 Performance requirements for PUCCH 150g38.3.1 DTX to ACK performance . 150g38.3.1.1 Minimum requirement 150g38.3.2 ACK missed detection requirements for single user PUCCH format 1a 151g38.3.2.1 Minimum req
33、uirements . 151g38.3.3 CQI performance requirements for PUCCH format 2 152g38.3.3.1 Minimum requirements . 152g38.3.4 ACK missed detection requirements for multi user PUCCH format 1a . 152g38.3.4.1 Minimum requirement 152g38.3.5 ACK missed detection requirements for PUCCH format 1b with Channel Sele
34、ction 153g38.3.5.1 Minimum requirements . 153g38.3.6 ACK missed detection requirements for PUCCH format 3 153g38.3.6.1 Minimum requirements . 153g38.3.7 NACK to ACK requirements for PUCCH format 3 . 154g38.3.7.1 Minimum requirement 154g38.3.8 CQI performance requirements for PUCCH format 2 with DTX
35、detection . 155g38.3.8.1 Minimum requirements . 155g38.3.9 PUCCH performance requirements for supporting Cat-M1 UEs . 155g38.3.9.1 DTX to ACK performance 155g38.3.9.1.1 Minimum requirement. 156g38.3.9.2 ACK missed detection requirements for single user PUCCH format 1a . 156g38.3.9.2.1 Minimum requir
36、ements . 156g38.3.9.3 CQI performance requirements for PUCCH format 2 156g38.3.9.3.1 Minimum requirements . 156g38.3.10 ACK missed detection requirements for PUCCH format 4 157g38.3.10.1 Minimum requirements . 157g38.3.11 ACK missed detection requirements for PUCCH format 5 157g38.3.11.1 Minimum req
37、uirements . 158g38.4 Performance requirements for PRACH 158g38.4.1 PRACH False alarm probability . 158g38.4.1.1 Minimum requirement 158g38.4.2 PRACH detection requirements 158g38.4.2.1 Minimum requirements . 158g38.5 Performance requirements for Narrowband IoT . 160g38.5.1 Requirements for NPUSCH fo
38、rmat 1 . 160g38.5.1.1 Requirements 160g38.5.1.1.1 Minimum requirements . 160g38.5.2 Performance requirements for NPUSCH format 2 . 162g38.5.2.1 DTX to ACK performance 162g38.5.2.1.1 Minimum requirement . 162g38.5.2.2 ACK missed detection requirements . 162g38.5.2.2.1 Minimum requirements . 162g38.5.
39、3 Performance requirements for NPRACH . 163g38.5.3.1 NPRACH False alarm probability . 163g38.5.3.1.1 Minimum requirement . 163g38.5.3.2 NPRACH detection requirements . 163g3ETSI ETSI TS 136 104 V13.6.0 (2017-01)63GPP TS 36.104 version 13.6.0 Release 138.5.3.2.1 Minimum requirements . 163g39 Channel
40、access procedures . 164g39.1 Downlink channel access procedure. 164g39.1.1 Channel access parameters . 164g39.1.2 Minimum requirement 164g3Annex A (normative): Reference measurement channels 165g3A.1 Fixed Reference Channels for reference sensitivity and in-channel selectivity (QPSK, R=1/3) . 166g3A
41、.2 Fixed Reference Channels for dynamic range (16QAM, R=2/3) . 166g3A.3 Fixed Reference Channels for performance requirements (QPSK 1/3) . 167g3A.4 Fixed Reference Channels for performance requirements (16QAM 3/4) 167g3A.5 Fixed Reference Channels for performance requirements (64QAM 5/6) 168g3A.6 PR
42、ACH Test preambles . 168g3A.7 Fixed Reference Channels for UL timing adjustment (Scenario 1) . 169g3A.8 Fixed Reference Channels for UL timing adjustment (Scenario 2) . 169g3A.9 Multi user PUCCH test. 170g3A.10 PUCCH transmission on two antenna ports test . 170g3A.11 Fixed Reference Channel for PUSC
43、H with TTI bundling and enhanced HARQ pattern 170g3A.12 Fixed Reference Channels for performance requirements (QPSK 0.36) . 171g3A.13 Fixed Reference Channels for performance requirements (16QAM 1/2) 171g3A.14 Fixed Reference Channels for NB-IOT reference sensitivity (pi/2 BPSK, R=1/3) . 171g3A.15 F
44、ixed Reference Channels for NB-IoT dynamic range (pi/4 QPSK, R=2/3) 172g3A.16 Fixed Reference Channels for NB-IoT NPUSCH format 1 . 173g3A.16.1 One PRB . 173g3Annex B (normative): Propagation conditions 174g3B.1 Static propagation condition . 174g3B.2 Multi-path fading propagation conditions 174g3B.
45、3 High speed train condition . 175g3B.4 Moving propagation conditions 176g3B.5 Multi-Antenna channel models 177g3B.5.1 Definition of MIMO Correlation Matrices . 177g3B.5.2 MIMO Correlation Matrices at High, Medium and Low Level . 178g3B.5A Multi-Antenna channel models using cross polarized antennas
46、. 180g3B.5A.1 Definition of MIMO Correlation Matrices using cross polarized antennas 181g3B.5A.2 Spatial Correlation Matrices at UE and eNB sides . 181g3B.5A.2.1 Spatial Correlation Matrices at UE side 181g3B.5A.2.2 Spatial Correlation Matrices at eNB side 182g3B.5A.3 MIMO Correlation Matrices using
47、 cross polarized antennas . 182g3B.6 Interference model for enhanced performance requirements type A . 182g3B.6.1 Dominant interferer proportion 182g3B.6.2 Interference model for synchronous scenario . 183g3B.6.3 Interference model for asynchronous scenario . 183g3Annex C (normative): Characteristic
48、s of the interfering signals . 184g3Annex D (normative): Environmental requirements for the BS equipment 185g3ETSI ETSI TS 136 104 V13.6.0 (2017-01)73GPP TS 36.104 version 13.6.0 Release 13Annex E (normative): Error Vector Magnitude . 186g3E.1 Reference point for measurement . 186g3E.2 Basic unit of
49、 measurement . 186g3E.3 Modified signal under test 187g3E.4 Estimation of frequency offset . 187g3E.5 Estimation of time offset 187g3E.5.1 Window length . 188g3E.6 Estimation of TX chain amplitude and frequency response parameters 189g3E.7 Averaged EVM 190g3Annex F (Informative): Unwanted emission requirements for multi-carrier BS . 192g3F.1 General . 192g3F.2 Multi-carrier BS of different E-UTRA channel bandwidths 192g3F.3 Multi-carrier BS of E-UTRA and UTRA . 192g3Annex G (Informative): Regional requirement for protection of DTT 193g3G.1 Regional requirement for protec
