1、 ETSI TS 136 211 V13.4.0 (2017-02) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and modulation (3GPP TS 36.211 version 13.4.0 Release 13) TECHNICAL SPECIFICATION ETSI ETSI TS 136 211 V13.4.0 (2017-02)13GPP TS 36.211 version 13.4.0 Release 13Reference RTS/TSGR-0136211vd
2、40 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be dow
3、nloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any exist
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6、eople/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without th
7、e written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members.
8、 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 211 V13.4.0 (2017-02)23GPP TS 36.211 version 13.4.0 Release 13Intellectual Pro
9、perty Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs);
10、Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carr
11、ied out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by the ETSI 3rdG
12、eneration Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3
13、GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Dra
14、fting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 211 V13.4.0 (2017-02)33GPP TS 36.211 version 13.4.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal ver
15、bs terminology 2g3Foreword . 8g31 Scope 9g32 References 9g33 Symbols and abbreviations . 9g33.1 Symbols 9g33.2 Abbreviations . 13g34 Frame structure . 14g34.1 Frame structure type 1 14g34.2 Frame structure type 2 15g34.3 Frame structure type 3 16g35 Uplink . 18g35.1 Overview 18g35.1.1 Physical chann
16、els 18g35.1.2 Physical signals. 18g35.2 Slot structure and physical resources 18g35.2.1 Resource grid 18g35.2.2 Resource elements 20g35.2.3 Resource blocks 20g35.2.4 Narrowbands . 20g35.2.5 Guard period for narrowband retuning . 21g35.3 Physical uplink shared channel 22g35.3.1 Scrambling 22g35.3.2 M
17、odulation 23g35.3.2A Layer mapping 24g35.3.2A.1 Layer mapping for transmission on a single antenna port . 24g35.3.2A.2 Layer mapping for spatial multiplexing 24g35.3.3 Transform precoding. 25g35.3.3A Precoding 25g35.3.3A.1 Precoding for transmission on a single antenna port . 25g35.3.3A.2 Precoding
18、for spatial multiplexing 25g35.3.4 Mapping to physical resources 28g35.4 Physical uplink control channel 30g35.4.1 PUCCH formats 1, 1a and 1b . 31g35.4.2 PUCCH formats 2, 2a and 2b . 34g35.4.2A PUCCH format 3 35g35.4.2B PUCCH format 4 37g35.4.2C PUCCH format 5 37g35.4.3 Mapping to physical resources
19、 38g35.5 Reference signals 41g35.5.1 Generation of the reference signal sequence . 41g35.5.1.1 Base sequences of length RBsc3N or larger 41g35.5.1.2 Base sequences of length less than RBsc3N 42g35.5.1.3 Group hopping 44g35.5.1.4 Sequence hopping . 45g35.5.1.5 Determining virtual cell identity for se
20、quence generation 45g35.5.2 Demodulation reference signal . 46g35.5.2.1 Demodulation reference signal for PUSCH 46g35.5.2.1.1 Reference signal sequence . 46g35.5.2.1.2 Mapping to physical resources 48g3ETSI ETSI TS 136 211 V13.4.0 (2017-02)43GPP TS 36.211 version 13.4.0 Release 135.5.2.2 Demodulatio
21、n reference signal for PUCCH 48g35.5.2.2.1 Reference signal sequence . 48g35.5.2.2.2 Mapping to physical resources 50g35.5.3 Sounding reference signal . 51g35.5.3.1 Sequence generation 51g35.5.3.2 Mapping to physical resources 51g35.5.3.3 Sounding reference signal subframe configuration . 54g35.6 SC
22、-FDMA baseband signal generation 55g35.7 Physical random access channel . 56g35.7.1 Time and frequency structure . 56g35.7.2 Preamble sequence generation 62g35.7.3 Baseband signal generation. 65g35.8 Modulation and upconversion 66g36 Downlink 67g36.1 Overview 67g36.1.1 Physical channels 67g36.1.2 Ph
23、ysical signals. 67g36.2 Slot structure and physical resource elements 68g36.2.1 Resource grid 68g36.2.2 Resource elements 69g36.2.3 Resource blocks 70g36.2.3.1 Virtual resource blocks of localized type 70g36.2.3.2 Virtual resource blocks of distributed type . 70g36.2.4 Resource-element groups 72g36.
24、2.4A Enhanced Resource-Element Groups (EREGs) 72g36.2.5 Guard period for half-duplex FDD operation . 73g36.2.6 Guard Period for TDD Operation . 73g36.2.7 Narrowbands . 73g36.2.8 Guard period for narrowband retuning . 73g36.3 General structure for downlink physical channels 73g36.3.1 Scrambling 74g36
25、.3.2 Modulation 75g36.3.3 Layer mapping 75g36.3.3.1 Layer mapping for transmission on a single antenna port . 75g36.3.3.2 Layer mapping for spatial multiplexing 76g36.3.3.3 Layer mapping for transmit diversity 77g36.3.4 Precoding 77g36.3.4.1 Precoding for transmission on a single antenna port . 77g3
26、6.3.4.2 Precoding for spatial multiplexing using antenna ports with cell-specific reference signals 77g36.3.4.2.1 Precoding without CDD 78g36.3.4.2.2 Precoding for large delay CDD . 78g36.3.4.2.3 Codebook for precoding and CSI reporting . 79g36.3.4.3 Precoding for transmit diversity 80g36.3.4.4 Prec
27、oding for spatial multiplexing using antenna ports with UE-specific reference signals. 81g36.3.5 Mapping to resource elements 81g36.4 Physical downlink shared channel 82g36.4.1 Physical downlink shared channel for BL/CE UEs 83g36.5 Physical multicast channel . 85g36.6 Physical broadcast channel . 85
28、g36.6.1 Scrambling 85g36.6.2 Modulation 85g36.6.3 Layer mapping and precoding 86g36.6.4 Mapping to resource elements 86g36.7 Physical control format indicator channel 87g36.7.1 Scrambling 87g36.7.2 Modulation 88g36.7.3 Layer mapping and precoding 88g36.7.4 Mapping to resource elements 88g36.8 Physic
29、al downlink control channel . 88g36.8.1 PDCCH formats 88g36.8.2 PDCCH multiplexing and scrambling 89g3ETSI ETSI TS 136 211 V13.4.0 (2017-02)53GPP TS 36.211 version 13.4.0 Release 136.8.3 Modulation 89g36.8.4 Layer mapping and precoding 89g36.8.5 Mapping to resource elements 90g36.8A Enhanced physica
30、l downlink control channel 90g36.8A.1 EPDCCH formats . 91g36.8A.2 Scrambling 92g36.8A.3 Modulation 92g36.8A.4 Layer mapping and precoding 92g36.8A.5 Mapping to resource elements 93g36.8B MTC physical downlink control channel . 94g36.8B.1 MPDCCH formats 94g36.8B.2 Scrambling 95g36.8B.3 Modulation 95g
31、36.8B.4 Layer mapping and precoding 96g36.8B.5 Mapping to resource elements 96g36.9 Physical hybrid ARQ indicator channel . 98g36.9.1 Modulation 98g36.9.2 Resource group alignment, layer mapping and precoding 99g36.9.3 Mapping to resource elements 101g36.10 Reference signals 102g36.10.1 Cell-specifi
32、c Reference Signal (CRS). 103g36.10.1.1 Sequence generation 103g36.10.1.2 Mapping to resource elements. 103g36.10.2 MBSFN reference signals . 105g36.10.2.1 Sequence generation 105g36.10.2.2 Mapping to resource elements. 105g36.10.3 UE-specific reference signals associated with PDSCH 107g36.10.3.1 Se
33、quence generation 108g36.10.3.2 Mapping to resource elements. 109g36.10.3A Demodulation reference signals associated with EPDCCH or MPDCCH 114g36.10.3A.1 Sequence generation 114g36.10.3A.2 Mapping to resource elements. 115g36.10.4 Positioning reference signals 116g36.10.4.1 Sequence generation 117g3
34、6.10.4.2 Mapping to resource elements. 117g36.10.4.3 Positioning reference signal subframe configuration 118g36.10.5 CSI reference signals 119g36.10.5.1 Sequence generation 119g36.10.5.2 Mapping to resource elements. 120g36.10.5.3 CSI reference signal subframe configuration 125g36.11 Synchronization
35、 signals 125g36.11.1 Primary synchronization signal (PSS) 125g36.11.1.1 Sequence generation 125g36.11.1.2 Mapping to resource elements. 126g36.11.2 Secondary synchronization signal (SSS) 126g36.11.2.1 Sequence generation 126g36.11.2.2 Mapping to resource elements. 128g36.11A Discovery signal . 129g3
36、6.12 OFDM baseband signal generation 129g36.13 Modulation and upconversion 130g37 Generic functions . 131g37.1 Modulation mapper 131g37.1.1 BPSK 131g37.1.2 QPSK 131g37.1.3 16QAM . 131g37.1.4 64QAM. 132g37.1.5 256QAM . 133g37.2 Pseudo-random sequence generation 135g38 Timing 135g38.1 Uplink-downlink
37、frame timing . 135g3ETSI ETSI TS 136 211 V13.4.0 (2017-02)63GPP TS 36.211 version 13.4.0 Release 139 Sidelink. 136g39.1 Overview 136g39.1.1 Physical channels 136g39.1.2 Physical signals. 136g39.1.3 Handling of simultaneous sidelink and uplink/downlink transmissions . 136g39.2 Slot structure and phys
38、ical resources 137g39.2.1 Resource grid 137g39.2.2 Resource elements 137g39.2.3 Resource blocks 138g39.2.4 Resource pool . 138g39.2.5 Guard period . 138g39.3 Physical Sidelink Shared Channel 138g39.3.1 Scrambling 138g39.3.2 Modulation 138g39.3.3 Layer mapping 139g39.3.4 Transform precoding. 139g39.3
39、.5 Precoding 139g39.3.6 Mapping to physical resources 139g39.4 Physical Sidelink Control Channel . 140g39.4.1 Scrambling 140g39.4.2 Modulation 140g39.4.3 Layer mapping 140g39.4.4 Transform precoding. 140g39.4.5 Precoding 140g39.4.6 Mapping to physical resources 140g39.5 Physical Sidelink Discovery C
40、hannel. 141g39.5.1 Scrambling 141g39.5.2 Modulation 141g39.5.3 Layer mapping 141g39.5.4 Transform precoding. 141g39.5.5 Precoding 141g39.5.6 Mapping to physical resources 141g39.6 Physical Sidelink Broadcast Channel . 141g39.6.1 Scrambling 141g39.6.2 Modulation 142g39.6.3 Layer mapping 142g39.6.4 Tr
41、ansform precoding. 142g39.6.5 Precoding 142g39.6.6 Mapping to physical resources 142g39.7 Sidelink Synchronization Signals . 142g39.7.1 Primary sidelink synchronization signal . 142g39.7.1.1 Sequence generation 142g39.7.1.2 Mapping to resource elements. 143g39.7.2 Secondary sidelink synchronization
42、signal . 143g39.7.2.1 Sequence generation 143g39.7.2.2 Mapping to resource elements. 143g39.8 Demodulation reference signals . 143g39.9 SC-FDMA baseband signal generation 144g39.10 Timing 144g310 Narrowband IoT . 145g310.1 Uplink . 145g310.1.1 Overview 145g310.1.1.1 Physical channels 145g310.1.1.2 P
43、hysical signals . 145g310.1.2 Slot structure and physical resources 146g310.1.2.1 Resource grid 146g310.1.2.2 Resource elements . 146g310.1.2.3 Resource unit. 147g310.1.3 Narrowband physical uplink shared channel 147g310.1.3.1 Scrambling 147g310.1.3.2 Modulation 147g3ETSI ETSI TS 136 211 V13.4.0 (20
44、17-02)73GPP TS 36.211 version 13.4.0 Release 1310.1.3.3 Layer mapping 147g310.1.3.4 Transform precoding . 147g310.1.3.5 Precoding 148g310.1.3.6 Mapping to physical resources 148g310.1.4 Demodulation reference signal . 148g310.1.4.1 Reference signal sequence 148g310.1.4.1.1 Reference signal sequence
45、for 1RUsc=N . 148g310.1.4.1.2 Reference signal sequence for 1RUscN 149g310.1.4.1.3 Group hopping . 151g310.1.4.2 Mapping to physical resources 151g310.1.5 SC-FDMA baseband signal generation. 152g310.1.6 Narrowband physical random access channel. 153g310.1.6.1 Time and frequency structure 153g310.1.6
46、.2 Baseband signal generation . 154g310.1.7 Modulation and upconversion. 154g310.2 Downlink 155g310.2.1 Overview 155g310.2.1.1 Physical channels 155g310.2.1.2 Physical signals . 155g310.2.2 Slot structure and physical resource elements 155g310.2.2.1 Resource grid 155g310.2.2.2 Resource elements . 15
47、5g310.2.2.3 Guard period for half-duplex FDD operation 155g310.2.3 Narrowband physical downlink shared channel . 155g310.2.3.1 Scrambling 155g310.2.3.2 Modulation 156g310.2.3.3 Layer mapping and precoding . 156g310.2.3.4 Mapping to resource elements. 156g310.2.4 Narrowband physical broadcast channel
48、. 157g310.2.4.1 Scrambling 157g310.2.4.2 Modulation 157g310.2.4.3 Layer mapping and precoding . 157g310.2.4.4 Mapping to resource elements. 157g310.2.5 Narrowband physical downlink control channel. 157g310.2.5.1 NPDCCH formats . 157g310.2.5.2 Scrambling 158g310.2.5.3 Modulation 158g310.2.5.4 Layer m
49、apping and precoding . 158g310.2.5.5 Mapping to resource elements. 158g310.2.6 Narrowband reference signal (NRS) . 158g310.2.6.1 Sequence generation 159g310.2.6.2 Mapping to resource elements. 159g310.2.7 Synchronization signals 161g310.2.7.1 Narrowband primary synchronization signal (NPSS) . 161g310.2.7.1.1 Sequence generation 161g310.2.7.1.2 Mapping to resource elements . 161g310.2.7.2 Narrowband secondary synchronization signal (NSSS) 161g310.2.7.2.1 Sequence generation 161g310.2.7.2.2 Mapping to resource elements . 162g310.2.8 OFDM baseband signal generation . 162g310.2
