1、 ETSI TS 136 213 V13.4.0 (2017-03) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures (3GPP TS 36.213 version 13.4.0 Release 13) TECHNICAL SPECIFICATION ETSI ETSI TS 136 213 V13.4.0 (2017-03)13GPP TS 36.213 version 13.4.0 Release 13Reference RTS/TSGR-0136213vD40 Keyw
2、ords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded
3、 from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or
4、perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to
5、revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/C
6、ommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the writt
7、en authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM
8、 and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 213 V13.4.0 (2017-03)23GPP TS 36.213 version 13.4.0 Release 13Intellectual Property R
9、ights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essenti
10、al, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out
11、 by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by the ETSI 3rdGenerati
12、on Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and
13、 ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting R
14、ules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 213 V13.4.0 (2017-03)33GPP TS 36.213 version 13.4.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs term
15、inology 2g3Foreword . 7g31 Scope 8g32 References 8g33 Symbols and abbreviations . 8g33.1 Symbols 8g33.2 Abbreviations . 9g34 Synchronization procedures . 11g34.1 Cell search 11g34.2 Timing synchronization 11g34.2.1 Radio link monitoring . 11g34.2.2 Inter-cell synchronization . 11g34.2.3 Transmission
16、 timing adjustments . 11g34.3 Timing for Secondary Cell Activation / Deactivation 12g35 Power control . 13g35.1 Uplink power control 13g35.1.1 Physical uplink shared channel . 13g35.1.1.1 UE behaviour 13g35.1.1.2 Power headroom . 21g35.1.2 Physical uplink control channel 23g35.1.2.1 UE behaviour 24g
17、35.1.3 Sounding Reference Symbol (SRS) 28g35.1.3.1 UE behaviour 28g35.1.4 Power allocation for dual connectivity . 29g35.1.4.1 Dual connectivity power control Mode 1 30g35.1.4.2 Dual connectivity power control Mode 2 37g35.1.5 Power allocation for PUCCH-SCell . 41g35.2 Downlink power allocation 41g3
18、5.2.1 eNodeB Relative Narrowband TX Power (RNTP) restrictions 44g36 Random access procedure 45g36.1 Physical non-synchronized random access procedure 45g36.1.1 Timing 46g36.2 Random Access Response Grant 47g37 Physical downlink shared channel related procedures . 50g37.1 UE procedure for receiving t
19、he physical downlink shared channel . 51g37.1.1 Single-antenna port scheme 61g37.1.2 Transmit diversity scheme 61g37.1.3 Large delay CDD scheme . 61g37.1.4 Closed-loop spatial multiplexing scheme . 61g37.1.5 Multi-user MIMO scheme 61g37.1.5A Dual layer scheme . 62g37.1.5B Up to 8 layer transmission
20、scheme . 62g37.1.6 Resource allocation . 62g37.1.6.1 Resource allocation type 0 63g37.1.6.2 Resource allocation type 1 63g37.1.6.3 Resource allocation type 2 64g37.1.6.4 PDSCH starting position . 65g37.1.6.4A PDSCH starting position for BL/CE UEs . 67g37.1.6.5 Physical Resource Block (PRB) bundling.
21、 68g37.1.7 Modulation order and transport block size determination 69g3ETSI ETSI TS 136 213 V13.4.0 (2017-03)43GPP TS 36.213 version 13.4.0 Release 137.1.7.1 Modulation order and redundancy version determination . 70g37.1.7.2 Transport block size determination . 73g37.1.7.2.1 Transport blocks not ma
22、pped to two or more layer spatial multiplexing 74g37.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing 82g37.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2 82g37.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing 83g37.1.7.2.5 Transport blocks m
23、apped to four-layer spatial multiplexing . 84g37.1.7.2.6 Transport blocks mapped for BL/CE UEs configured with CEModeB . 84g37.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR . 85g37.1.7.3 Redundancy Version determination for Format 1C 85g37.1.8 Storing soft channel bits
24、 . 85g37.1.9 PDSCH resource mapping parameters 85g37.1.10 Antenna ports quasi co-location for PDSCH 86g37.1.11 PDSCH subframe assignment for BL/CE UE using MPDCCH . 87g37.2 UE procedure for reporting Channel State Information (CSI) . 89g37.2.1 Aperiodic CSI Reporting using PUSCH . 95g37.2.2 Periodic
25、 CSI Reporting using PUCCH . 109g37.2.3 Channel Quality Indicator (CQI) definition 143g37.2.4 Precoding Matrix Indicator (PMI) definition 151g37.2.5 Channel-State Information Reference Signal (CSI-RS) definition 176g37.2.6 Channel-State Information Interference Measurement (CSI-IM) Resource definiti
26、on 178g37.2.7 Zero Power CSI-RS Resource definition 178g37.3 UE procedure for reporting HARQ-ACK 178g37.3.1 FDD HARQ-ACK reporting procedure 179g37.3.2 TDD HARQ-ACK reporting procedure 182g37.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration 182g37.3.2.2 TDD HARQ-ACK reporting proc
27、edure for different UL/DL configurations . 194g37.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 1 . 201g37.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2 . 202g38 Physical uplink shared channel related procedures 203g38.0 UE procedur
28、e for transmitting the physical uplink shared channel 203g38.0.1 Single-antenna port scheme 212g38.0.2 Closed-loop spatial multiplexing scheme . 212g38.1 Resource allocation for PDCCH/EPDCCH with uplink DCI format . 213g38.1.1 Uplink resource allocation type 0 . 213g38.1.2 Uplink resource allocation
29、 type 1 . 213g38.1.3 Uplink resource allocation type 2 . 214g38.2 UE sounding procedure 215g38.3 UE HARQ-ACK procedure 222g38.4 UE PUSCH hopping procedure 224g38.4.1 Type 1 PUSCH hopping . 225g38.4.2 Type 2 PUSCH hopping . 225g38.5 UE Reference Symbol (RS) procedure . 225g38.6 Modulation order, redu
30、ndancy version and transport block size determination . 226g38.6.1 Modulation order and redundancy version determination 226g38.6.2 Transport block size determination . 228g38.6.3 Control information MCS offset determination 230g38.7 UE transmit antenna selection 234g39 Physical downlink control cha
31、nnel procedures 234g39.1 UE procedure for determining physical downlink control channel assignment . 234g39.1.1 PDCCH assignment procedure . 234g39.1.2 PHICH assignment procedure. 237g39.1.3 Control Format Indicator (CFI) assignment procedure . 240g39.1.4 EPDCCH assignment procedure . 240g39.1.4.1 E
32、PDCCH starting position 246g39.1.4.2 Antenna ports quasi co-location for EPDCCH 247g39.1.4.3 Resource mapping parameters for EPDCCH 247g39.1.4.4 PRB-pair indication for EPDCCH 248g39.1.5 MPDCCH assignment procedure 248g39.1.5.1 MPDCCH starting position . 254g3ETSI ETSI TS 136 213 V13.4.0 (2017-03)53
33、GPP TS 36.213 version 13.4.0 Release 139.1.5.2 Antenna ports quasi co-location for MPDCCH 254g39.2 PDCCH/EPDCCH/MPDCCH validation for semi-persistent scheduling 255g39.3 PDCCH/EPDCCH/MPDCCH control information procedure . 256g310 Physical uplink control channel procedures . 257g310.1 UE procedure fo
34、r determining physical uplink control channel assignment 257g310.1.1 PUCCH format information 260g310.1.2 FDD HARQ-ACK feedback procedures . 264g310.1.2.1 FDD HARQ-ACK procedure for one configured serving cell 265g310.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell . 267g310.
35、1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure 267g310.1.2.2.2 PUCCH format 3 HARQ-ACK procedure 270g310.1.2.2.3 PUCCH format 4 HARQ-ACK procedure 272g310.1.2.2.4 PUCCH format 5 HARQ-ACK procedure 273g310.1.2A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure t
36、ype 1 . 274g310.1.3 TDD HARQ-ACK feedback procedures 274g310.1.3.1 TDD HARQ-ACK procedure for one configured serving cell 276g310.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell . 288g310.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure 288g310.1.3.2.2 PUCCH f
37、ormat 3 HARQ-ACK procedure 303g310.1.3.2.3 PUCCH format 4 HARQ-ACK procedure 310g310.1.3.2.4 PUCCH format 5 HARQ-ACK procedure 325g310.1.3A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 2 . 326g310.1.4 HARQ-ACK Repetition procedure . 327g310.1.5 Scheduling Request (SR) p
38、rocedure . 328g310.2 Uplink HARQ-ACK timing . 329g311 Physical Multicast Channel (PMCH) related procedures . 333g311.1 UE procedure for receiving the PMCH 333g311.2 UE procedure for receiving MCCH change notification 333g312 Assumptions independent of physical channel. 333g313 Uplink/Downlink config
39、uration determination procedure for Frame Structure Type 2 . 334g313.1 UE procedure for determining eIMTA-uplink/downlink configuration . 334g313A Subframe configuration for Frame Structure Type 3 . 335g314 UE procedures related to Sidelink 337g314.1 Physical Sidelink Shared Channel related procedur
40、es 337g314.1.1 UE procedure for transmitting the PSSCH . 337g314.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode 1 338g314.1.1.1.1 Determination of subframe indicator bitmap 338g314.1.1.2 UE procedure for determining resource blocks for transmitting
41、 PSSCH for sidelink transmission mode 1 . 341g314.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 341g314.1.1.2.2 PSSCH frequency hopping for sidelink transmission mode 1 342g314.1.1.3 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode 2 3
42、42g314.1.1.4 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission mode 2 . 343g314.1.1.5 UE procedure for PSSCH power control 343g314.1.2 UE procedure for receiving the PSSCH 344g314.1.3 UE procedure for determining resource block pool and subframe pool for s
43、idelink transmission mode 2 344g314.2 Physical Sidelink Control Channel related procedures. 345g314.2.1 UE procedure for transmitting the PSCCH . 345g314.2.1.1 UE procedure for determining subframes and resource blocks for transmitting PSCCH for sidelink transmission mode 1 346g314.2.1.2 UE procedur
44、e for determining subframes and resource blocks for transmitting PSCCH for sidelink transmission mode 2 346g314.2.1.3 UE procedure for PSCCH power control 346g314.2.2 UE procedure for receiving the PSCCH . 347g3ETSI ETSI TS 136 213 V13.4.0 (2017-03)63GPP TS 36.213 version 13.4.0 Release 1314.2.3 UE
45、procedure for determining resource block pool and subframe pool for PSCCH 347g315 Channel access procedures for LAA 351g315.1 Downlink channel access procedures . 351g315.1.1 Channel access procedure for transmission(s) including PDSCH 351g315.1.2 Channel access procedure for transmissions including
46、 discovery signal transmission(s) and not including PDSCH . 352g315.1.3 Contention window adjustment procedure . 353g315.1.4 Energy detection threshold adaptation procedure . 353g315.1.5 Channel access procedure for transmission(s) on multiple carriers 354g315.1.5.1 Type A multi-carrier access proce
47、dures 354g315.1.5.1.1 Type A1 . 354g315.1.5.1.2 Type A2 . 355g315.1.5.2 Type B multi-carrier access procedure 355g315.1.5.2.1 Type B1 . 355g315.1.5.2.2 Type B2 . 356g316 UE Procedures related to narrowband IoT . 356g316.1 Synchronization procedures . 356g316.1.1 Cell search 356g316.1.2 Timing synchr
48、onization 356g316.2 Power control . 356g316.2.1 Uplink power control 356g316.2.1.1 Narrowband physical uplink shared channel . 357g316.2.1.1.1 UE behaviour . 357g316.2.1.1.2 Power headroom 357g316.2.2 Downlink power allocation . 357g316.3 Random access procedure 358g316.3.1 Physical non-synchronized
49、 random access procedure 358g316.3.2 Timing 359g316.3.3 Narrowband random access response grant 359g316.4 Narrowband physical downlink shared channel related procedures . 360g316.4.1 UE procedure for receiving the narrowband physical downlink shared channel 360g316.4.1.1 Single-antenna port scheme 362g316.4.1.2 Transmit diversity scheme 362g316.4.1.3 Resource allocation . 362g316.4.1.4 NPDSCH starting position 364g316.4.1.5 Modulation order and transport block size determination . 364g316.4.1.5.1 Transport blocks not mapped for SystemInformationBlockType1-NB . 364g316.4.1
