1、 ETSI TS 136 300 V13.3.0 (2016-04) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal Terrestrial Radio Access Network (E-UTRAN); Overall description; Stage 2 (3GPP TS 36.300 version 13.3.0 Release 13) TECHNICAL SPECIFICATION ETSI ETSI TS 136 300 V13.3.0 (2016-04)13GPP TS
2、 36.300 version 13.3.0 Release 13Reference RTS/TSGR-0236300vd30 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (0
3、6) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without
4、the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the p
5、resent document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comme
6、nt to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. Th
7、e content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are T
8、rade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 300 V13.3.0 (2016
9、-04)23GPP TS 36.300 version 13.3.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be fou
10、nd in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Po
11、licy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Te
12、chnical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding E
13、TSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to
14、 be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 300 V13.3.0 (2016-04)33GPP TS 36.300 version 13.3.0 Release 13Conten
15、ts Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 15g31 Scope 16g32 References 16g33 Definitions, symbols and abbreviations . 18g33.1 Definitions 18g33.2 Abbreviations . 21g34 Overall architecture 25g34.1 Functional Split 26g34.2 Void 28g34.2.1 Void 28g34.2.2 Voi
16、d 28g34.3 Radio Protocol architecture 28g34.3.1 User plane . 28g34.3.2 Control plane 28g34.4 Synchronization 29g34.5 IP fragmentation . 29g34.6 Support of HeNBs 30g34.6.1 Architecture 30g34.6.2 Functional Split . 31g34.6.3 Interfaces. 34g34.6.3.1 Protocol Stack for S1 User Plane 34g34.6.3.2 Protocol
17、 Stacks for S1 Control Plane 34g34.6.3.3 Protocol Stack for S5 interface 35g34.6.3.4 Protocol Stack for SGi interface 35g34.6.3.5 Protocol Stack for X2 User Plane and X2 Control Plane 35g34.6.4 Void 35g34.6.5 Support of LIPA with HeNB 35g34.6.6 Support of X2 GW 37g34.6.6.1 Enhanced TNL Address Disco
18、very . 38g34.6.6.2 Routing of X2AP messages 38g34.6.6.3 (H)eNB unavailability . 38g34.6.6.4 (H)eNB registration . 38g34.7 Support for relaying 38g34.7.1 General 38g34.7.2 Architecture 38g34.7.3 S1 and X2 user plane aspects 39g34.7.4 S1 and X2 control plane aspects . 40g34.7.5 Radio protocol aspects
19、41g34.7.6 Signalling procedures . 42g34.7.6.1 RN attach procedure 42g34.7.6.2 E-RAB activation/modification. 43g34.7.6.3 RN startup procedure 43g34.7.6.4 RN detach procedure . 44g34.7.6.5 Neighbouring Information Transfer 45g34.7.6.6 Mobility to or from RN . 45g34.7.7 Relay Node OAM Aspects . 45g34.
20、7.7.1 Architecture . 45g34.7.7.2 OAM Traffic QoS Requirements 46g34.7.7.3 Security Aspects 46g34.7.7.4 Void. 46g34.7.7.5 OAM Requirements for Configuration Parameters . 46g3ETSI ETSI TS 136 300 V13.3.0 (2016-04)43GPP TS 36.300 version 13.3.0 Release 134.7.7.5.1 Parameters Associated with Relay Beare
21、r Mapping 46g34.8 Support of SIPTO at the Local Network 46g34.8.1 General 46g34.8.2 SIPTO at the Local Network with collocated L-GW 46g34.8.3 Support for SIPTOLN with Stand-Alone Gateway . 48g34.9 Support for Dual Connectivity . 48g34.9.1 General 48g34.9.2 Radio Protocol Architecture . 48g34.9.3 Net
22、work Interfaces 48g34.9.3.1 E-UTRAN Control Plane for Dual Connectivity 48g34.9.3.2 E-UTRAN User Plane for Dual Connectivity . 49g34.9.3.3 Support of HeNBs for Dual Connectivity . 50g34.9.3.4 Support of SIPTOLN and LIPA for Dual Connectivity 50g35 Physical Layer for E-UTRA . 51g35.1 Downlink Transmi
23、ssion Scheme 54g35.1.1 Basic transmission scheme based on OFDM 54g35.1.2 Physical-layer processing . 54g35.1.3 Physical downlink control channels 54g35.1.4 Downlink Reference signal and synchronization signals 55g35.1.5 Downlink multi-antenna transmission 55g35.1.6 MBSFN transmission 56g35.1.7 Physi
24、cal layer procedure . 56g35.1.7.1 Link adaptation . 56g35.1.7.2 Power Control . 56g35.1.7.3 Cell search . 56g35.1.8 Physical layer measurements definition 56g35.1.9 Coordinated Multi-Point transmission 57g35.2 Uplink Transmission Scheme . 57g35.2.1 Basic transmission scheme . 57g35.2.2 Physical-laye
25、r processing . 57g35.2.3 Physical uplink control channel 57g35.2.4 Uplink Reference signal 58g35.2.5 Random access preamble 58g35.2.6 Uplink multi-antenna transmission . 58g35.2.7 Physical channel procedure. 58g35.2.7.1 Link adaptation . 58g35.2.7.2 Uplink Power control 59g35.2.7.3 Uplink timing con
26、trol 59g35.2.8 Coordinated Multi-Point reception . 59g35.3 Transport Channels. 59g35.3.1 Mapping between transport channels and physical channels 61g35.4 E-UTRA physical layer model . 61g35.4.1 Void 61g35.4.2 Void 61g35.5 Carrier Aggregation 61g35.6 Sidelink 62g35.6.1 Basic transmission scheme . 62g
27、35.6.2 Physical-layer processing . 62g35.6.3 Physical Sidelink control channel . 62g35.6.4 Sidelink reference signals . 63g35.6.5 Physical channel procedure. 63g35.6.5.1 Sidelink power control 63g35.6.6 Physical layer measurements definition 63g35.7 Licensed-Assisted Access 63g35.7.1 Channel Access
28、Priority Classes . 63g35.7.2 Multiplexing of data 64g36 Layer 2 64g36.1 MAC Sublayer 65g36.1.1 Services and Functions . 66g36.1.2 Logical Channels 66g3ETSI ETSI TS 136 300 V13.3.0 (2016-04)53GPP TS 36.300 version 13.3.0 Release 136.1.2.1 Control Channels . 66g36.1.2.2 Traffic Channels 67g36.1.3 Mapp
29、ing between logical channels and transport channels 67g36.1.3.1 Mapping in Uplink 67g36.1.3.2 Mapping in Downlink . 68g36.1.3.3 Mapping in Sidelink 68g36.2 RLC Sublayer . 69g36.2.1 Services and Functions . 69g36.2.2 PDU Structure . 69g36.3 PDCP Sublayer . 70g36.3.1 Services and Functions . 70g36.3.2
30、 PDU Structure . 70g36.4 Carrier Aggregation 70g36.5 Dual Connectivity. 71g37 RRC 73g37.1 Services and Functions . 73g37.2 RRC protocol states 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of subs
31、tance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 136 300 V13.3.0 (2016-04)163GPP TS 36.300 version 13.3.0 Release 131 Scope The present document provides an overview and ov
32、erall description of the E-UTRAN radio interface protocol architecture. Details of the radio interface protocols are specified in companion specifications of the 36 series. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the pre
33、sent document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP d
34、ocument (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TR 25.913: “Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-UT
35、RAN)“. 3 3GPP TS 36.201: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer; General description“. 4 3GPP TS 36.211:“Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Channels and Modulation“. 5 3GPP TS 36.212: “Evolved Universal Terrestrial Radio Access (E-UTRA); Multi
36、plexing and channel coding“. 6 3GPP TS 36.213: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures“. 7 3GPP TS 36.214: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer; Measurements“. 8 IETF RFC 4960 (09/2007): “Stream Control Transmission Protocol“. 9
37、 3GPP TS 36.302: “Evolved Universal Terrestrial Radio Access (E-UTRA); Services provided by the physical layer“. 10 Void 11 3GPP TS 36.304: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) procedures in idle mode“. 12 3GPP TS 36.306: “Evolved Universal Terrestrial Radio Acce
38、ss (E-UTRA); User Equipment (UE) radio access capabilities“. 13 3GPP TS 36.321: “Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access Control (MAC) protocol specification“. 14 3GPP TS 36.322: “Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Link Control (RLC) protocol specif
39、ication“. 15 3GPP TS 36.323: “Evolved Universal Terrestrial Radio Access (E-UTRA); Packet Data Convergence Protocol (PDCP) specification“. 16 3GPP TS 36.331: “Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource Control (RRC) protocol specification“. 17 3GPP TS 23.401: “Technical Spec
40、ification Group Services and System Aspects; GPRS enhancements for E-UTRAN access“. ETSI ETSI TS 136 300 V13.3.0 (2016-04)173GPP TS 36.300 version 13.3.0 Release 1318 3GPP TR 24.801: “3GPP System Architecture Evolution (SAE); CT WG1 aspects“. 19 3GPP TS 23.402: “3GPP System Architecture Evolution: A
41、rchitecture Enhancements for non-3GPP accesses“. 20 3GPP TR 24.301: “Non-Access-Stratum (NAS) protocol for Evolved Packet System (EPS); Stage 3“. 21 3GPP TS 36.133: “Evolved Universal Terrestrial Radio Access (E-UTRA); “Requirements for support of radio resource management“. 22 3GPP TS 33.401: “3GPP
42、 System Architecture Evolution: Security Architecture“. 23 3GPP TS 23.272: “Circuit Switched Fallback in Evolved Packet System; Stage 2“. 24 Void. 25 3GPP TS 36.413: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1 Application Protocol (S1AP)“. 26 3GPP TS 23.003: “Numbering, address
43、ing and identification“. 27 3GPP TR 25.922: “Radio Resource Management Strategies“. 28 3GPP TS 23.216: “Single Radio voice Call continuity (SRVCC); Stage 2“. 29 3GPP TS 32.421: “Subscriber and equipment trace: Trace concepts and requirements“. 30 3GPP TS 32.422: “Subscriber and equipment trace; Trac
44、e control and configuration management“. 31 3GPP TS 32.423: “Subscriber and equipment trace: Trace data definition and management“. 32 3GPP TS 25.346: “Universal Mobile Telecommunications System (UMTS); Introduction of the Multimedia Broadcast/Multicast Service (MBMS) in the Radio Access Network (RA
45、N); Stage 2“. 33 3GPP TS 22.220: “Service Requirements for Home NodeBs and Home eNodeBs“. 34 3GPP TS 22.268: “Public Warning System (PWS) Requirements“. 35 IETF RFC 3168 (09/2001): “The Addition of Explicit Congestion Notification (ECN) to IP“. 36 3GPP TS 25.446: “MBMS synchronisation protocol (SYNC
46、)“. 37 3GPP TS 22.168: “Earthquake and Tsunami Warning System (ETWS) requirements; Stage 1“. 38 3GPP TR 25.306: “ UE Radio Access capabilities“. 39 Void. 40 3GPP TS 29.274: “Tunnelling Protocol for Control Plane (GTPv2-C); Stage 3“. 41 3GPP TS 29.061: “Interworking between the Public Land Mobile Net
47、work (PLMN) supporting packet based services and Packet Data Networks (PDN)“. 42 3GPP TS 36.423: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); X2 Application Protocol (X2AP)“. 43 3GPP TS 37.320: “Universal Terrestrial Radio Access (UTRA) and Evolved Universal Terrestrial Radio Acces
48、s (E-UTRA); Radio measurement collection for Minimization of Drive Tests (MDT); Overall description; Stage 2“. 44 3GPP TS 36.443: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); M2 Application Protocol (M2AP)“. 45 3GPP TS 36.444: “Evolved Universal Terrestrial Radio Access Network (E-
49、UTRAN); M3 Application Protocol (M3AP)“. 46 3GPP TS 36.420: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); X2 general aspects and principles“. ETSI ETSI TS 136 300 V13.3.0 (2016-04)183GPP TS 36.300 version 13.3.0 Release 1347 3GPP TS 29.281: “General Packet Radio System (GPRS) Tunnelling Protocol User Plane (GTPv1-U)“ 48 3GPP TS 23.246: “Multimedia Broadcast/Multicast Service (MBMS); Architecture and functional description“ 49 3GPP TS 26.346: “Multimedia Broadca
