1、 ETSI TS 136 300 V14.5.0 (2018-01) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal Terrestrial Radio Access Network (E-UTRAN); Overall description; Stage 2 (3GPP TS 36.300 version 14.5.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 136 300 V14.5.0 (2018-01)13GPP TS
2、 36.300 version 14.5.0 Release 14Reference RTS/TSGR-0236300ve50 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (0
3、6) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without
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9、4.5.0 (2018-01)23GPP TS 36.300 version 14.5.0 Release 14Intellectual Property Rights Essential patents IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members an
10、d non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/)
11、. Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the prese
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13、r tradename. Mention of those trademarks in the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The pre
14、sent document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under ht
15、tp:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression
16、of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 300 V14.5.0 (2018-01)33GPP TS 36.300 version 14.5.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 16g31 Scope 17g3
17、2 References 17g33 Definitions, symbols and abbreviations . 20g33.1 Definitions 20g33.2 Abbreviations . 22g34 Overall architecture 27g34.1 Functional Split 28g34.2 Void 30g34.2.1 Void 30g34.2.2 Void 30g34.3 Radio Protocol architecture 30g34.3.1 User plane . 30g34.3.2 Control plane 31g34.4 Synchroniz
18、ation 32g34.5 IP fragmentation . 32g34.6 Support of HeNBs 32g34.6.1 Architecture 32g34.6.2 Functional Split . 34g34.6.3 Interfaces. 36g34.6.3.1 Protocol Stack for S1 User Plane 36g34.6.3.2 Protocol Stacks for S1 Control Plane 37g34.6.3.3 Protocol Stack for S5 interface 37g34.6.3.4 Protocol Stack for
19、 SGi interface 37g34.6.3.5 Protocol Stack for X2 User Plane and X2 Control Plane 38g34.6.4 Void 38g34.6.5 Support of LIPA with HeNB 38g34.6.6 Support of X2 GW 39g34.6.6.1 Enhanced TNL Address Discovery . 40g34.6.6.2 Routing of X2AP messages 40g34.6.6.3 (H)eNB unavailability . 40g34.6.6.4 (H)eNB regi
20、stration . 40g34.7 Support for relaying 40g34.7.1 General 40g34.7.2 Architecture 41g34.7.3 S1 and X2 user plane aspects 41g34.7.4 S1 and X2 control plane aspects . 42g34.7.5 Radio protocol aspects 43g34.7.6 Signalling procedures . 44g34.7.6.1 RN attach procedure 44g34.7.6.2 E-RAB activation/modifica
21、tion. 45g34.7.6.3 RN startup procedure 46g34.7.6.4 RN detach procedure . 47g34.7.6.5 Neighbouring Information Transfer 48g34.7.6.6 Mobility to or from RN . 48g34.7.7 Relay Node OAM Aspects . 48g34.7.7.1 Architecture . 48g34.7.7.2 OAM Traffic QoS Requirements 49g34.7.7.3 Security Aspects 49g34.7.7.4
22、Void. 49g34.7.7.5 OAM Requirements for Configuration Parameters . 49g3ETSI ETSI TS 136 300 V14.5.0 (2018-01)43GPP TS 36.300 version 14.5.0 Release 144.7.7.5.1 Parameters Associated with Relay Bearer Mapping 49g34.8 Support of SIPTO at the Local Network 49g34.8.1 General 49g34.8.2 SIPTO at the Local
23、Network with collocated L-GW 50g34.8.3 Support for SIPTOLN with Stand-Alone Gateway . 51g34.9 Support for Dual Connectivity . 51g34.9.1 General 51g34.9.2 Radio Protocol Architecture . 51g34.9.3 Network Interfaces 52g34.9.3.1 E-UTRAN Control Plane for Dual Connectivity 52g34.9.3.2 E-UTRAN User Plane
24、for Dual Connectivity . 52g34.9.3.3 Support of HeNBs for Dual Connectivity . 53g34.9.3.4 Support of SIPTOLN and LIPA for Dual Connectivity 53g34.10 NB-IoT . 55g35 Physical Layer for E-UTRA . 55g35.1 Downlink Transmission Scheme 58g35.1.1 Basic transmission scheme based on OFDM 58g35.1.1a Basic trans
25、mission scheme based on OFDM for NB-IoT . 58g35.1.2 Physical-layer processing . 58g35.1.3 Physical downlink control channels 59g35.1.4 Downlink Reference signal and synchronization signals 60g35.1.4a Downlink Reference signal and synchronization signals for NB-IoT 60g35.1.5 Downlink multi-antenna tr
26、ansmission 60g35.1.5a Downlink multi-antenna transmission for NB-IoT . 61g35.1.6 MBSFN transmission 61g35.1.7 Physical layer procedure . 61g35.1.7.1 Link adaptation . 61g35.1.7.2 Power Control . 61g35.1.7.3 Cell search . 61g35.1.7.3a Cell search for NB-IoT 61g35.1.8 Physical layer measurements defin
27、ition 61g35.1.9 Coordinated Multi-Point transmission 62g35.2 Uplink Transmission Scheme . 62g35.2.1 Basic transmission scheme . 62g35.2.1a Basic transmission scheme for NB-IoT 63g35.2.2 Physical-layer processing . 63g35.2.3 Physical uplink control channel 63g35.2.3a Uplink control information for NB
28、-IoT 64g35.2.4 Uplink Reference signal 64g35.2.4a Uplink Reference signal for NB-IoT 64g35.2.5 Random access preamble 65g35.2.5a Random access preamble for NB-IoT . 65g35.2.6 Uplink multi-antenna transmission . 65g35.2.7 Physical channel procedure. 65g35.2.7.1 Link adaptation . 65g35.2.7.2 Uplink Po
29、wer control 65g35.2.7.3 Uplink timing control 65g35.2.8 Coordinated Multi-Point reception . 66g35.3 Transport Channels. 66g35.3.1 Mapping between transport channels and physical channels 67g35.3.1a Mapping between transport channels and narrowband physical channels 68g35.4 E-UTRA physical layer mode
30、l . 69g35.4.1 Void 69g35.4.2 Void 69g35.5 Carrier Aggregation 69g35.5a Multi-carrier operation for NB-IoT 70g35.5.1 SRS switching between component carriers . 70g35.6 Sidelink 70g35.6.1 Basic transmission scheme . 70g35.6.2 Physical-layer processing . 71g35.6.3 Physical Sidelink control channel . 71
31、g3ETSI ETSI TS 136 300 V14.5.0 (2018-01)53GPP TS 36.300 version 14.5.0 Release 145.6.4 Sidelink reference signals . 71g35.6.5 Physical channel procedure. 71g35.6.5.1 Sidelink power control 71g35.6.6 Physical layer measurements definition 71g35.7 Licensed-Assisted Access 71g35.7.1 Channel Access Prio
32、rity Classes . 72g35.7.2 Multiplexing of data 72g36 Layer 2 73g36.1 MAC Sublayer 75g36.1.1 Services and Functions . 75g36.1.2 Logical Channels 75g36.1.2.1 Control Channels . 75g36.1.2.2 Traffic Channels 76g36.1.3 Mapping between logical channels and transport channels 76g36.1.3.1 Mapping in Uplink 7
33、6g36.1.3.2 Mapping in Downlink . 77g36.1.3.3 Mapping in Sidelink 78g36.2 RLC Sublayer . 78g36.2.1 Services and Functions . 78g36.2.2 PDU Structure . 78g36.3 PDCP Sublayer . 79g36.3.1 Services and Functions . 79g36.3.2 PDU Structure . 80g36.4 Carrier Aggregation 80g36.5 Dual Connectivity. 81g37 RRC 8
34、3g37.1 Services and Functions . 83g37.2 RRC protocol states 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is
35、 incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 136 300 V14.5.0 (2018-01)173GPP TS 36.300 version 14.5.0 Release 141 Scope The present document provides an overview and overall description of the E-UTRAN radio interface protocol architecture. Details of
36、the radio interface protocols are specified in companion specifications of the 36 series. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication,
37、 edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to t
38、he latest version of that document in the same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TR 25.913: “Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-UTRAN)“. 3 3GPP TS 36.201: “Evolved Universal Terrestrial Radio Access (E-UTRA); Phys
39、ical layer; General description“. 4 3GPP TS 36.211:“Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Channels and Modulation“. 5 3GPP TS 36.212: “Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and channel coding“. 6 3GPP TS 36.213: “Evolved Universal Terrestrial Radio
40、 Access (E-UTRA); Physical layer procedures“. 7 3GPP TS 36.214: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer; Measurements“. 8 IETF RFC 4960 (09/2007): “Stream Control Transmission Protocol“. 9 3GPP TS 36.302: “Evolved Universal Terrestrial Radio Access (E-UTRA); Services pro
41、vided by the physical layer“. 10 Void 11 3GPP TS 36.304: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) procedures in idle mode“. 12 3GPP TS 36.306: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio access capabilities“. 13 3GPP TS 36.321: “Ev
42、olved Universal Terrestrial Radio Access (E-UTRA); Medium Access Control (MAC) protocol specification“. 14 3GPP TS 36.322: “Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Link Control (RLC) protocol specification“. 15 3GPP TS 36.323: “Evolved Universal Terrestrial Radio Access (E-UTRA);
43、Packet Data Convergence Protocol (PDCP) specification“. 16 3GPP TS 36.331: “Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource Control (RRC) protocol specification“. 17 3GPP TS 23.401: “Technical Specification Group Services and System Aspects; GPRS enhancements for E-UTRAN access“.
44、 ETSI ETSI TS 136 300 V14.5.0 (2018-01)183GPP TS 36.300 version 14.5.0 Release 1418 3GPP TR 24.801: “3GPP System Architecture Evolution (SAE); CT WG1 aspects“. 19 3GPP TS 23.402: “3GPP System Architecture Evolution: Architecture Enhancements for non-3GPP accesses“. 20 3GPP TS 24.301: “Non-Access-Str
45、atum (NAS) protocol for Evolved Packet System (EPS); Stage 3“. 21 3GPP TS 36.133: “Evolved Universal Terrestrial Radio Access (E-UTRA); “Requirements for support of radio resource management“. 22 3GPP TS 33.401: “3GPP System Architecture Evolution: Security Architecture“. 23 3GPP TS 23.272: “Circuit
46、 Switched Fallback in Evolved Packet System; Stage 2“. 24 Void. 25 3GPP TS 36.413: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1 Application Protocol (S1AP)“. 26 3GPP TS 23.003: “Numbering, addressing and identification“. 27 3GPP TR 25.922: “Radio Resource Management Strategies“.
47、 28 3GPP TS 23.216: “Single Radio voice Call continuity (SRVCC); Stage 2“. 29 3GPP TS 32.421: “Subscriber and equipment trace: Trace concepts and requirements“. 30 3GPP TS 32.422: “Subscriber and equipment trace; Trace control and configuration management“. 31 3GPP TS 32.423: “Subscriber and equipme
48、nt trace: Trace data definition and management“. 32 3GPP TS 25.346: “Universal Mobile Telecommunications System (UMTS); Introduction of the Multimedia Broadcast/Multicast Service (MBMS) in the Radio Access Network (RAN); Stage 2“. 33 3GPP TS 22.220: “Service Requirements for Home NodeBs and Home eNo
49、deBs“. 34 3GPP TS 22.268: “Public Warning System (PWS) Requirements“. 35 IETF RFC 3168 (09/2001): “The Addition of Explicit Congestion Notification (ECN) to IP“. 36 3GPP TS 25.446: “MBMS synchronisation protocol (SYNC)“. 37 3GPP TS 22.168: “Earthquake and Tsunami Warning System (ETWS) requirements; Stage 1“. 38 3GPP TS 25.306: “UE Radio Access capabilities“. 39 Void. 40 3GPP TS 29.274: “Tunnelling Protocol for Control Plane (GTPv2-C); Stage 3“. 41 3GPP TS 29.061: “Interworking between the Publ
