1、 ETSI TS 1Evolved Universal TRequirementssupporting a relea(3GPP TS 36.3TECHNICAL SPECIFICATION136 307 V13.6.0 (2017LTE; l Terrestrial Radio Access (E-nts on User Equipments (UEs)lease-independent frequency b.307 version 13.6.0 Release 1317-01) UTRA); s) band 13) ETSI ETSI TS 136 307 V13.6.0 (2017-0
2、1)13GPP TS 36.307 version 13.6.0 Release 13Reference RTS/TSGR-0436307vd60 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de
3、 Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modifie
4、d without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. User
5、s of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send
6、your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission o
7、f ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI
8、logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 307 V13
9、.6.0 (2017-01)23GPP TS 36.307 version 13.6.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and
10、can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the E
11、TSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Forewo
12、rd This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corre
13、sponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cann
14、ot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 307 V13.6.0 (2017-01)33GPP TS 36.307 version 13.6.0 Releas
15、e 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions and Abbreviations 6g33.1 Definitions 6g33.2 Abbreviations . 6g33A General . 6g33A.1 Operating bands and CA 6g33A.2 Other features . 8g34 292Void 8g3Annex A (in
16、formative) : Frequency arrangement for overlapping operating bands 9g3Annex B (normative): Common Requirements for bands or CA 10g3B.1 Purpose of annex 10g3B.2 Common RRM requirements . 10g3B.2.1 Common RRM requirements for a band independent of release 10g3B.2.2 Common RRM requirements for an intra
17、-band contiguous CA configuration 11g3B.2.3 Common RRM requirements for an intra-band non-contiguous CA with single uplink configuration 12g3B.2.4 Common RRM requirements for an inter-band CA with single uplink configuration . 13g3B.2.5 Common RRM requirements for an inter-band CA with dual uplink c
18、onfiguration 13g3B.2.6 Common RRM requirements for an intra-band non-contiguous CA with dual uplink configuration 14g3B.2.7 Common RRM requirements for an inter-band CA with three uplink configuration . 15g3B.2.8 Common RRM requirements for UE category NB1 15g3B.2.9 Common RRM requirements for UE ca
19、tegory 0 15g3B.2.10 Common RRM requirements for UE category M1 16g3B.3 Common UE performance requirements 17g3B.3.1 Void 17g3B.3.2 Common UE performance requirements and tests for different CA configurations and combination sets 17g3B.3.3 Void 18g3B.3.4 Void 18g3B.3.5 Common UE performance requireme
20、nts and tests for UE category 0 18g3B.3.6 Common UE performance requirements and tests for UE category M1 18g3B.4 Common UE RF requirements . 18g3B.4.1 Common UE RF requirements for a band independent of release . 18g3B.4.2 Common UE RF requirements for an intra-band contiguous CA configuration 19g3
21、B.4.3 Common UE RF requirements for an single uplinkg71inter-band CA configuration . 20g3B.4.4 Common UE RF requirements for an inter-band CA configuration including an operating band without uplink band . 21g3B.4.5 Common UE RF requirements for a single uplink intra-band non-contiguous CA configura
22、tion . 21g3B.4.6 Common UE RF requirements for Dual uplink inter-band CA configuration . 22g3B.4.7 Common UE RF requirements for Dual uplink intra-band non-contiguous CA configuration 22g3B.4.8 Common UE RF requirements for three uplink inter-band CA configuration . 23g3B.4.9 Common UE RF requiremen
23、ts for UE category NB1 24g3B.4.10 Common UE RF requirements for UE category 0 24g3B.4.11 Common UE RF requirements for UE category M1 24g3ETSI ETSI TS 136 307 V13.6.0 (2017-01)43GPP TS 36.307 version 13.6.0 Release 13Annex C (normative): Common Requirements for 4Rx . 26g3C.1 Common UE RF requirement
24、s . 26g3C.2 Common UE demodulation and CSI requirements 26g3Annex D (informative): Change history . 27g3History 30g3ETSI ETSI TS 136 307 V13.6.0 (2017-01)53GPP TS 36.307 version 13.6.0 Release 13Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP).
25、The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number
26、as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, update
27、s, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 136 307 V13.6.0 (2017-01)63GPP TS 36.307 version 13.6.0 Release 131 Scope The present document specifies requirements on UEs supporting a frequency band and inter-band/intra-band
28、 CA configurations that are independent of release. The present document also defines requirements for 4RX antenna port requirements that are independent of release. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present do
29、cument. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (incl
30、uding a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TS 36.101 (Release 13): “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equi
31、pment (UE) Radio Transmission and Reception“. 3 3GPP TS 36.133 (Release 13): “Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for Support of Radio Resource Management“. 4 3GPP TS 36.101 (Release 14): “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) Radio Tr
32、ansmission and Reception“. 3 Definitions and Abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in 1 apply. 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: 3A General 3A.1 Operating bands and CA TSG-R
33、AN has agreed that the standardisation of new features listed in Tables 3A.1-1, 3A.1-2, 3A-3, 3A.1-4 and 3A.1-5 are independent of a release. UE conforming earlier release than when the feature was introduced into the specifications shall comply with RRM- , demodulation- and RF-requirements as speci
34、fied in the Annex-B2, Annex-B3 and Annex-B4 of TS 36.307 in the release that the feature was introduced. The applicable UE Categories are specified in TS 36.306 according to the release to which the UE conforms. ETSI ETSI TS 136 307 V13.6.0 (2017-01)73GPP TS 36.307 version 13.6.0 Release 13Table 3A.
35、1-1: E-UTRA operating bands and UE power class Feature Duplex-mode Release independent from Operating bands, band number 64, Power Class 3 FDD, TDD 9 Asymmetric operating bands, Power Class 3 FDD 10 Operating bands, band number = 64, Power Class 1 FDD 10 Operating bands, Power Class 2 TDD 10 Table 3
36、A.1-2: Intra-band contiguous CA CA feature DL/UL CA BW Class Duplex-mode Release independent from Intra-band contiguous CA DL B FDD 10 C FDD, TDD 10D TDD 101TDD 111E TDD 11F TDD 12 UL B FDD 10C FDD, TDD 10 NOTE 1: Applicable release depends on UE category. Table 3A.1-3: Inter-band CA CA feature DL/U
37、L number of bands CA BW Classes Duplex-mode Release independent from Inter-band CA DL 2 A, B, C FDD, TDD 102A, B, C, D FDD, TDD 112A, B, C, D FDD and TDD 12 3 A FDD, TDD 102A, B, C FDD, TDD 112A FDD and TDD 12 4 A, C FDD, TDD 11 FDD and TDD 12 5 A FDD, TDD 12 FDD and TDD 12 UL 2 A, C FDD, TDD 11 A F
38、DD and TDD 12 NOTE 1: The duplex mode FDD,TDD refers to a CA configuration composed by only FDD bands or only TDD bands, respectively.The duplex mode FDD and TDD refers to a CA configuration including both FDD and TDD bands . NOTE 2: Applicable release depends on UE category. Table 3A.1-4: Intra-ban
39、d non-contiguous CA CA type DL/UL number of sub-blocks CA BW Classes Duplex-mode Release independent from Intra-band non-contiguous CA Downlink 2 A, C, D FDD, TDD 11 Uplink 2 A FDD 11ETSI ETSI TS 136 307 V13.6.0 (2017-01)83GPP TS 36.307 version 13.6.0 Release 13Table 3A.1-5: Other CA configurations
40、Feature Release independent from CA configurations involving downlink only operation in Band 46 13 NOTE: 10 MHz channel bandwidth for Band 46 is introduced in Release 14 specification 4 and can be implemented independent of release from Release 13. For example, Band 19 is contained in the Release 9
41、specifications. In order to implement a UE conforming to Release 8 but supporting Band 19, it is necessary for the UE to additionally conform to some parts of the Release 9 specifications, such as the radio frequency and radio resource management requirements for the Band 19. For another example on
42、carrier aggregations, CA configuration CA_1A-19A is contained in the Release 11 specifications. In order to implement a UE conforming to Release 10 but supporting the CA configuration CA_1A-19A, it is necessary for the UE to additionally conform to some parts of the Release 11 specifications, such a
43、s the radio frequency and radio resource management requirements for the CA configuration CA_1A-19A. All frequency bands are fully specified in this release of the specifications. The present document does not contain any requirements for UEs supporting frequency bands independent of release. NOTE:
44、See NOTE in clause 4.4 in 2. 3A.2 Other features Features other than frequency bands and CA configurations can also be implemented independent of release, as listed in Tables 3A.2-1. Table 3A.2-1: Other feature Feature Release independent from 4RX 10 UE catebory NB1 13 UE Category 0 12 UE Category M
45、1 13 4 292 Void ETSI ETSI TS 136 307 V13.6.0 (2017-01)93GPP TS 36.307 version 13.6.0 Release 13Annex A (informative) : Frequency arrangement for overlapping operating bands The following information is provided in order to assist a UE derive the DL EARFCN and UL EARFCN in a multi-band environment, i
46、n which multiple overlapping operating bands may be indicated in the fields freqBandIndicator and multiBandInfoList of SIB1. The overlapping bands, independent of release, which may be indicated in a cell are shown in Table A-1 for applicable E-UTRA bands. The DL EARFCN and UL EARFCN are derived acc
47、ording to 2. Table A-1: Overlapping bands (multi-band environments) for each E-UTRA band E-UTRA Operating Band Overlapping E-UTRA operating bands Duplex Mode 2 25 FDD3 9 FDD4 10 FDD 5 18, 19, 26 FDD 9 3 FDD10 4 FDD12 17 FDD 17 12 FDD18 5, 26, 27 FDD19 26 FDD 25 2 FDD26 5, 18, 19, 27 FDD 27 18, 26 FD
48、D33 39 TDD38 41 TDD 39 33 TDD41 38 TDDETSI ETSI TS 136 307 V13.6.0 (2017-01)10 3GPP TS 36.307 version 13.6.0 Release 13Annex B (normative): Common Requirements for bands or CA B.1 Purpose of annex The purpose of Annex B is to group the requirements that are common for several bands or CA configurati
49、ons in this specification and use the common tables as references. B.2 Common RRM requirements B.2.1 Common RRM requirements for a band independent of release The requirements and test cases listed in Table B.2.1-1 are specified in 3. ETSI ETSI TS 136 307 V13.6.0 (2017-01)11 3GPP TS 36.307 version 13.6.0 Release 13Table B.2.1-1: Common RRM requirements for a band independent of release Section / Clause Description 4Note 1E-UTRAN RRC_IDLE state mobility 5 E-UTRAN RRC_CONNECTED state mobility 6Note 2RRC Connection Mobility Control 7Note 3Timing and s
