1、 ETSI TS 1Evolved Universal TRadio ReProt(3GPP TS 36.3TECHNICAL SPECIFICATION136 331 V13.1.0 (2016LTE; l Terrestrial Radio Access (E-Resource Control (RRC); rotocol specification .331 version 13.1.0 Release 1316-04) UTRA); 13) ETSI ETSI TS 136 331 V13.1.0 (2016-04)13GPP TS 36.331 version 13.1.0 Rele
2、ase 13Reference RTS/TSGR-0236331vd10 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important noti
3、ce The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authoriza
4、tion of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be a
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6、https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall no
7、t be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the
8、 benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 331 V13.1.0 (2016-04)23GPP TS 36.331 version 13.1.0 Re
9、lease 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual
10、Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR
11、 searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been p
12、roduced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference
13、 between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in claus
14、e 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 331 V13.1.0 (2016-04)33GPP TS 36.331 version 13.1.0 Release 13Contents Intellectual Property Rights 2g3Fo
15、reword . 2g3Modal verbs terminology 2g3Foreword . 17g31 Scope 18g32 References 18g33 Definitions, symbols and abbreviations . 21g33.1 Definitions 21g33.2 Abbreviations . 22g34 General . 25g34.1 Introduction 25g34.2 Architecture 25g34.2.1 UE states and state transitions including inter RAT . 25g34.2.
16、2 Signalling radio bearers 27g34.3 Services 28g34.3.1 Services provided to upper layers . 28g34.3.2 Services expected from lower layers 28g34.4 Functions 28g35 Procedures 29g35.1 General . 29g35.1.1 Introduction. 29g35.1.2 General requirements 29g35.2 System information 30g35.2.1 Introduction. 30g35
17、.2.1.1 General 30g35.2.1.2 Scheduling . 31g35.2.1.3 System information validity and notification of changes 32g35.2.1.4 Indication of ETWS notification . 33g35.2.1.5 Indication of CMAS notification . 33g35.2.1.6 Notification of EAB parameters change . 34g35.2.2 System information acquisition 34g35.2
18、.2.1 General 34g35.2.2.2 Initiation 35g35.2.2.3 System information required by the UE 35g35.2.2.4 System information acquisition by the UE 35g35.2.2.5 Essential system information missing . 38g35.2.2.6 Actions upon reception of the MasterInformationBlock message . 38g35.2.2.7 Actions upon reception
19、of the SystemInformationBlockType1 message . 38g35.2.2.8 Actions upon reception of SystemInformation messages 39g35.2.2.9 Actions upon reception of SystemInformationBlockType2 . 39g35.2.2.10 Actions upon reception of SystemInformationBlockType3 . 40g35.2.2.11 Actions upon reception of SystemInformat
20、ionBlockType4 . 40g35.2.2.12 Actions upon reception of SystemInformationBlockType5 . 40g35.2.2.13 Actions upon reception of SystemInformationBlockType6 . 40g35.2.2.14 Actions upon reception of SystemInformationBlockType7 . 40g35.2.2.15 Actions upon reception of SystemInformationBlockType8 . 40g35.2.
21、2.16 Actions upon reception of SystemInformationBlockType9 . 41g35.2.2.17 Actions upon reception of SystemInformationBlockType10 . 41g35.2.2.18 Actions upon reception of SystemInformationBlockType11 . 41g35.2.2.19 Actions upon reception of SystemInformationBlockType12 . 42g35.2.2.20 Actions upon rec
22、eption of SystemInformationBlockType13 . 43g35.2.2.21 Actions upon reception of SystemInformationBlockType14 . 43g3ETSI ETSI TS 136 331 V13.1.0 (2016-04)43GPP TS 36.331 version 13.1.0 Release 135.2.2.22 Actions upon reception of SystemInformationBlockType15 . 43g35.2.2.23 Actions upon reception of S
23、ystemInformationBlockType16 . 43g35.2.2.24 Actions upon reception of SystemInformationBlockType17 . 43g35.2.2.25 Actions upon reception of SystemInformationBlockType18 . 43g35.2.2.26 Actions upon reception of SystemInformationBlockType19 . 44g35.2.3 Acquisition of an SI message 44g35.2.3a Acquisitio
24、n of an SI message by BL UE or UE in CE 45g35.3 Connection control . 45g35.3.1 Introduction. 45g35.3.1.1 RRC connection control 45g35.3.1.2 Security . 46g35.3.1.2a RN security . 47g35.3.1.3 Connected mode mobility . 47g35.3.2 Paging . 49g35.3.2.1 General 49g35.3.2.2 Initiation 49g35.3.2.3 Reception
25、of the Paging message by the UE 49g35.3.3 RRC connection establishment . 50g35.3.3.1 General 50g35.3.3.1a Conditions for establishing RRC Connection for sidelink communication/ discovery . 51g35.3.3.2 Initiation 52g35.3.3.3 Actions related to transmission of RRCConnectionRequest message . 55g35.3.3.
26、4 Reception of the RRCConnectionSetup by the UE 55g35.3.3.5 Cell re-selection while T300, T302, T303, T305, T306, or T308 is running 57g35.3.3.6 T300 expiry . 57g35.3.3.7 T302, T303, T305, T306, or T308 expiry or stop . 58g35.3.3.8 Reception of the RRCConnectionReject by the UE 59g35.3.3.9 Abortion
27、of RRC connection establishment 59g35.3.3.10 Handling of SSAC related parameters 59g35.3.3.11 Access barring check. 60g35.3.3.12 EAB check 61g35.3.3.13 Access barring check for ACDC . 62g35.3.4 Initial security activation 62g35.3.4.1 General 62g35.3.4.2 Initiation 63g35.3.4.3 Reception of the Securi
28、tyModeCommand by the UE 63g35.3.5 RRC connection reconfiguration 64g35.3.5.1 General 64g35.3.5.2 Initiation 64g35.3.5.3 Reception of an RRCConnectionReconfiguration not including the mobilityControlInfo by the UE . 64g35.3.5.4 Reception of an RRCConnectionReconfiguration including the mobilityContro
29、lInfo by the UE (handover) . 66g35.3.5.5 Reconfiguration failure . 69g35.3.5.6 T304 expiry (handover failure) . 70g35.3.5.7 Void. 71g35.3.5.7a T307 expiry (SCG change failure) 71g35.3.5.8 Radio Configuration involving full configuration option 71g35.3.6 Counter check . 72g35.3.6.1 General 72g35.3.6.
30、2 Initiation 72g35.3.6.3 Reception of the CounterCheck message by the UE . 73g35.3.7 RRC connection re-establishment . 73g35.3.7.1 General 73g35.3.7.2 Initiation 74g35.3.7.3 Actions following cell selection while T311 is running 75g35.3.7.4 Actions related to transmission of RRCConnectionReestablish
31、mentRequest message . 75g35.3.7.5 Reception of the RRCConnectionReestablishment by the UE 76g35.3.7.6 T311 expiry . 78g35.3.7.7 T301 expiry or selected cell no longer suitable . 78g35.3.7.8 Reception of RRCConnectionReestablishmentReject by the UE . 78g35.3.8 RRC connection release 78g3ETSI ETSI TS
32、136 331 V13.1.0 (2016-04)53GPP TS 36.331 version 13.1.0 Release 135.3.8.1 General 78g35.3.8.2 Initiation 78g35.3.8.3 Reception of the RRCConnectionRelease by the UE 78g35.3.8.4 T320 expiry . 79g35.3.9 RRC connection release requested by upper layers 79g35.3.9.1 General 79g35.3.9.2 Initiation 79g35.3
33、.10 Radio resource configuration 80g35.3.10.0 General 80g35.3.10.1 SRB addition/ modification . 80g35.3.10.2 DRB release 81g35.3.10.3 DRB addition/ modification 81g35.3.10.3a1 DC specific DRB addition or reconfiguration . 82g35.3.10.3a2 LWA specific DRB addition or reconfiguration . 84g35.3.10.3a3 L
34、WIP specific DRB addition or reconfiguration. 84g35.3.10.3a SCell release 85g35.3.10.3b SCell addition/ modification . 85g35.3.10.3c PSCell addition or modification 85g35.3.10.4 MAC main reconfiguration . 85g35.3.10.5 Semi-persistent scheduling reconfiguration 86g35.3.10.6 Physical channel reconfigu
35、ration 86g35.3.10.7 Radio Link Failure Timers and Constants reconfiguration . 87g35.3.10.8 Time domain measurement resource restriction for serving cell . 87g35.3.10.9 Other configuration . 87g35.3.10.10 SCG reconfiguration . 88g35.3.10.11 SCG dedicated resource configuration 90g35.3.10.12 Reconfigu
36、ration SCG or split DRB by drb-ToAddModList 90g35.3.10.13 Neighbour cell information reconfiguration 90g35.3.10.14 Void. 91g35.3.10.15 Sidelink dedicated configuration . 91g35.3.10.16 T370 expiry . 91g35.3.11 Radio link failure related actions 91g35.3.11.1 Detection of physical layer problems in RRC
37、_CONNECTED . 91g35.3.11.2 Recovery of physical layer problems 92g35.3.11.3 Detection of radio link failure . 92g35.3.12 UE actions upon leaving RRC_CONNECTED 94g35.3.13 UE actions upon PUCCH/ SRS release request 94g35.3.14 Proximity indication . 95g35.3.14.1 General 95g35.3.14.2 Initiation 95g35.3.1
38、4.3 Actions related to transmission of ProximityIndication message 95g35.3.15 Void 96g35.4 Inter-RAT mobility. 96g35.4.1 Introduction. 96g35.4.2 Handover to E-UTRA . 96g35.4.2.1 General 96g35.4.2.2 Initiation 97g35.4.2.3 Reception of the RRCConnectionReconfiguration by the UE . 97g35.4.2.4 Reconfigu
39、ration failure . 98g35.4.2.5 T304 expiry (handover to E-UTRA failure) 99g35.4.3 Mobility from E-UTRA 99g35.4.3.1 General 99g35.4.3.2 Initiation 100g35.4.3.3 Reception of the MobilityFromEUTRACommand by the UE . 100g35.4.3.4 Successful completion of the mobility from E-UTRA 101g35.4.3.5 Mobility from
40、 E-UTRA failure . 101g35.4.4 Handover from E-UTRA preparation request (CDMA2000) . 102g35.4.4.1 General 102g35.4.4.2 Initiation 102g35.4.4.3 Reception of the HandoverFromEUTRAPreparationRequest by the UE . 102g35.4.5 UL handover preparation transfer (CDMA2000) . 103g35.4.5.1 General 103g3ETSI ETSI T
41、S 136 331 V13.1.0 (2016-04)63GPP TS 36.331 version 13.1.0 Release 135.4.5.2 Initiation 103g35.4.5.3 Actions related to transmission of the ULHandoverPreparationTransfer message 103g35.4.5.4 Failure to deliver the ULHandoverPreparationTransfer message 103g35.4.6 Inter-RAT cell change order to E-UTRAN
42、 . 103g35.4.6.1 General 103g35.4.6.2 Initiation 104g35.4.6.3 UE fails to complete an inter-RAT cell change order . 104g35.5 Measurements . 104g35.5.1 Introduction. 104g35.5.2 Measurement configuration 106g35.5.2.1 General 106g35.5.2.2 Measurement identity removal 107g35.5.2.2a Measurement identity a
43、utonomous removal . 107g35.5.2.3 Measurement identity addition/ modification . 107g35.5.2.4 Measurement object removal 108g35.5.2.5 Measurement object addition/ modification 108g35.5.2.6 Reporting configuration removal 111g35.5.2.7 Reporting configuration addition/ modification 111g35.5.2.8 Quantity
44、 configuration 111g35.5.2.9 Measurement gap configuration 112g35.5.2.10 Discovery signals measurement timing configuration 112g35.5.2.11 RSSI measurement timing configuration 112g35.5.3 Performing measurements 112g35.5.3.1 General 112g35.5.3.2 Layer 3 filtering 115g35.5.4 Measurement report triggeri
45、ng . 116g35.5.4.1 General 116g35.5.4.2 Event A1 (Serving becomes better than threshold) . 120g35.5.4.3 Event A2 (Serving becomes worse than threshold) 120g35.5.4.4 Event A3 (Neighbour becomes offset better than PCell/ PSCell) . 121g35.5.4.5 Event A4 (Neighbour becomes better than threshold) 121g35.5
46、.4.6 Event A5 (PCell/ PSCell becomes worse than threshold1 and neighbour becomes better than threshold2) 122g35.5.4.6a Event A6 (Neighbour becomes offset better than SCell) 123g35.5.4.7 Event B1 (Inter RAT neighbour becomes better than threshold) 124g35.5.4.8 Event B2 (PCell becomes worse than thres
47、hold1 and inter RAT neighbour becomes better than threshold2) 124g35.5.4.9 Event C1 (CSI-RS resource becomes better than threshold) . 125g35.5.4.10 Event C2 (CSI-RS resource becomes offset better than reference CSI-RS resource) . 125g35.5.4.11 Event W1 (WLAN becomes better than a threshold) 126g35.5
48、.4.12 Event W2 (All WLAN inside WLAN mobility set becomes worse than threshold1 and a WLAN outside WLAN mobility set becomes better than threshold2) 127g35.5.4.13 Event W3 (All WLAN inside WLAN mobility set becomes worse than a threshold) 127g35.5.5 Measurement reporting . 128g35.5.6 Measurement rel
49、ated actions. 132g35.5.6.1 Actions upon handover and re-establishment 132g35.5.6.2 Speed dependant scaling of measurement related parameters . 133g35.5.7 Inter-frequency RSTD measurement indication . 133g35.5.7.1 General 133g35.5.7.2 Initiation 134g35.5.7.3 Actions related to transmission of InterFreqRSTDMeasurementIndication message . 134g35.6 Other . 135g35.6.1 DL information transfer 135g35.6.1.1 General 135g35.6.1.2 Initiation 135g35.6.1.3 Reception of the DLInformationTransfer by the UE 135g35.6.2 UL information transfer 135g35.6.2.1 General 135g35.6.2.2 Initiation 135g3
