1、 ETSI TS 1Evolved Universal TRadio ReProt(3GPP TS 36.3TECHNICAL SPECIFICATION136 331 V13.4.0 (2017LTE; l Terrestrial Radio Access (E-Resource Control (RRC); rotocol specification .331 version 13.4.0 Release 1317-01) UTRA); 13) ETSI ETSI TS 136 331 V13.4.0 (2017-01)13GPP TS 36.331 version 13.4.0 Rele
2、ase 13Reference RTS/TSGR-0236331vd40 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important noti
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7、n shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI register
8、ed for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 331 V13.4.0 (2017-01)23GPP TS 36.331 version
9、 13.4.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Int
10、ellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, inc
11、luding IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS)
12、has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross
13、 reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as describe
14、d in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 331 V13.4.0 (2017-01)33GPP TS 36.331 version 13.4.0 Release 13Contents Intellectual Property Ri
15、ghts 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 19g31 Scope 20g32 References 20g33 Definitions, symbols and abbreviations . 23g33.1 Definitions 23g33.2 Abbreviations . 25g34 General . 28g34.1 Introduction 28g34.2 Architecture 29g34.2.1 UE states and state transitions including inter RAT
16、. 29g34.2.2 Signalling radio bearers 30g34.3 Services 31g34.3.1 Services provided to upper layers . 31g34.3.2 Services expected from lower layers 31g34.4 Functions 31g34.5 Data available for transmission for NB-IoT . 33g35 Procedures 33g35.1 General . 33g35.1.1 Introduction. 33g35.1.2 General requir
17、ements 33g35.2 System information 34g35.2.1 Introduction. 34g35.2.1.1 General 34g35.2.1.2 Scheduling . 35g35.2.1.2a Scheduling for NB-IoT . 36g35.2.1.3 System information validity and notification of changes 36g35.2.1.4 Indication of ETWS notification . 38g35.2.1.5 Indication of CMAS notification .
18、38g35.2.1.6 Notification of EAB parameters change . 38g35.2.1.7 Access Barring parameters change in NB-IoT 39g35.2.2 System information acquisition 39g35.2.2.1 General 39g35.2.2.2 Initiation 39g35.2.2.3 System information required by the UE 40g35.2.2.4 System information acquisition by the UE 40g35.
19、2.2.5 Essential system information missing . 43g35.2.2.6 Actions upon reception of the MasterInformationBlock message . 44g35.2.2.7 Actions upon reception of the SystemInformationBlockType1 message . 44g35.2.2.8 Actions upon reception of SystemInformation messages 45g35.2.2.9 Actions upon reception
20、of SystemInformationBlockType2 . 45g35.2.2.10 Actions upon reception of SystemInformationBlockType3 . 46g35.2.2.11 Actions upon reception of SystemInformationBlockType4 . 47g35.2.2.12 Actions upon reception of SystemInformationBlockType5 . 47g35.2.2.13 Actions upon reception of SystemInformationBloc
21、kType6 . 47g35.2.2.14 Actions upon reception of SystemInformationBlockType7 . 47g35.2.2.15 Actions upon reception of SystemInformationBlockType8 . 48g35.2.2.16 Actions upon reception of SystemInformationBlockType9 . 48g35.2.2.17 Actions upon reception of SystemInformationBlockType10 . 49g35.2.2.18 A
22、ctions upon reception of SystemInformationBlockType11 . 49g3ETSI ETSI TS 136 331 V13.4.0 (2017-01)43GPP TS 36.331 version 13.4.0 Release 135.2.2.19 Actions upon reception of SystemInformationBlockType12 . 49g35.2.2.20 Actions upon reception of SystemInformationBlockType13 . 50g35.2.2.21 Actions upon
23、 reception of SystemInformationBlockType14 . 50g35.2.2.22 Actions upon reception of SystemInformationBlockType15 . 50g35.2.2.23 Actions upon reception of SystemInformationBlockType16 . 50g35.2.2.24 Actions upon reception of SystemInformationBlockType17 . 50g35.2.2.25 Actions upon reception of System
24、InformationBlockType18 . 51g35.2.2.26 Actions upon reception of SystemInformationBlockType19 . 51g35.2.2.27 Actions upon reception of SystemInformationBlockType20 . 51g35.2.3 Acquisition of an SI message 51g35.2.3a Acquisition of an SI message by BL UE or UE in CE or a NB-IoT UE . 52g35.3 Connection
25、 control . 53g35.3.1 Introduction. 53g35.3.1.1 RRC connection control 53g35.3.1.2 Security . 54g35.3.1.2a RN security . 55g35.3.1.3 Connected mode mobility . 55g35.3.1.4 Connection control in NB-IoT 56g35.3.2 Paging . 57g35.3.2.1 General 57g35.3.2.2 Initiation 57g35.3.2.3 Reception of the Paging mes
26、sage by the UE 58g35.3.3 RRC connection establishment . 59g35.3.3.1 General 59g35.3.3.1a Conditions for establishing RRC Connection for sidelink communication/ discovery . 60g35.3.3.2 Initiation 61g35.3.3.3 Actions related to transmission of RRCConnectionRequest message . 66g35.3.3.3a Actions relate
27、d to transmission of RRCConnectionResumeRequest message . 66g35.3.3.4 Reception of the RRCConnectionSetup by the UE 67g35.3.3.4a Reception of the RRCConnectionResume by the UE 69g35.3.3.5 Cell re-selection while T300, T302, T303, T305, T306, or T308 is running 71g35.3.3.6 T300 expiry . 71g35.3.3.7 T
28、302, T303, T305, T306, or T308 expiry or stop . 72g35.3.3.8 Reception of the RRCConnectionReject by the UE 73g35.3.3.9 Abortion of RRC connection establishment 73g35.3.3.10 Handling of SSAC related parameters 74g35.3.3.11 Access barring check. 75g35.3.3.12 EAB check 75g35.3.3.13 Access barring check
29、 for ACDC . 76g35.3.3.14 Access Barring check for NB-IoT . 76g35.3.4 Initial security activation 78g35.3.4.1 General 78g35.3.4.2 Initiation 78g35.3.4.3 Reception of the SecurityModeCommand by the UE 78g35.3.5 RRC connection reconfiguration 79g35.3.5.1 General 79g35.3.5.2 Initiation 80g35.3.5.3 Recep
30、tion of an RRCConnectionReconfiguration not including the mobilityControlInfo by the UE . 80g35.3.5.4 Reception of an RRCConnectionReconfiguration including the mobilityControlInfo by the UE (handover) . 82g35.3.5.5 Reconfiguration failure . 85g35.3.5.6 T304 expiry (handover failure) . 86g35.3.5.7 V
31、oid. 87g35.3.5.7a T307 expiry (SCG change failure) 87g35.3.5.8 Radio Configuration involving full configuration option 87g35.3.6 Counter check . 88g35.3.6.1 General 88g35.3.6.2 Initiation 88g35.3.6.3 Reception of the CounterCheck message by the UE . 88g35.3.7 RRC connection re-establishment . 89g35.
32、3.7.1 General 89g3ETSI ETSI TS 136 331 V13.4.0 (2017-01)53GPP TS 36.331 version 13.4.0 Release 135.3.7.2 Initiation 90g35.3.7.3 Actions following cell selection while T311 is running 91g35.3.7.4 Actions related to transmission of RRCConnectionReestablishmentRequest message . 91g35.3.7.5 Reception of
33、 the RRCConnectionReestablishment by the UE 92g35.3.7.6 T311 expiry . 94g35.3.7.7 T301 expiry or selected cell no longer suitable . 94g35.3.7.8 Reception of RRCConnectionReestablishmentReject by the UE . 94g35.3.8 RRC connection release 94g35.3.8.1 General 94g35.3.8.2 Initiation 94g35.3.8.3 Receptio
34、n of the RRCConnectionRelease by the UE 94g35.3.8.4 T320 expiry . 95g35.3.9 RRC connection release requested by upper layers 95g35.3.9.1 General 95g35.3.9.2 Initiation 96g35.3.10 Radio resource configuration 96g35.3.10.0 General 96g35.3.10.1 SRB addition/ modification . 97g35.3.10.2 DRB release 97g3
35、5.3.10.3 DRB addition/ modification 98g35.3.10.3a1 DC specific DRB addition or reconfiguration . 99g35.3.10.3a2 LWA specific DRB addition or reconfiguration . 100g35.3.10.3a3 LWIP specific DRB addition or reconfiguration. 101g35.3.10.3a SCell release 101g35.3.10.3b SCell addition/ modification . 101
36、g35.3.10.3c PSCell addition or modification 102g35.3.10.4 MAC main reconfiguration . 102g35.3.10.5 Semi-persistent scheduling reconfiguration 103g35.3.10.6 Physical channel reconfiguration 103g35.3.10.7 Radio Link Failure Timers and Constants reconfiguration . 104g35.3.10.8 Time domain measurement r
37、esource restriction for serving cell . 104g35.3.10.9 Other configuration . 104g35.3.10.10 SCG reconfiguration . 105g35.3.10.11 SCG dedicated resource configuration 107g35.3.10.12 Reconfiguration SCG or split DRB by drb-ToAddModList 107g35.3.10.13 Neighbour cell information reconfiguration 107g35.3.1
38、0.14 Void. 108g35.3.10.15 Sidelink dedicated configuration . 108g35.3.10.16 T370 expiry . 109g35.3.11 Radio link failure related actions 109g35.3.11.1 Detection of physical layer problems in RRC_CONNECTED . 109g35.3.11.2 Recovery of physical layer problems 109g35.3.11.3 Detection of radio link failu
39、re . 110g35.3.12 UE actions upon leaving RRC_CONNECTED 111g35.3.13 UE actions upon PUCCH/ SRS release request 112g35.3.14 Proximity indication . 113g35.3.14.1 General 113g35.3.14.2 Initiation 113g35.3.14.3 Actions related to transmission of ProximityIndication message 113g35.3.15 Void 114g35.4 Inter
40、-RAT mobility. 114g35.4.1 Introduction. 114g35.4.2 Handover to E-UTRA . 114g35.4.2.1 General 114g35.4.2.2 Initiation 115g35.4.2.3 Reception of the RRCConnectionReconfiguration by the UE . 115g35.4.2.4 Reconfiguration failure . 117g35.4.2.5 T304 expiry (handover to E-UTRA failure) 117g35.4.3 Mobility
41、 from E-UTRA 117g35.4.3.1 General 117g35.4.3.2 Initiation 118g35.4.3.3 Reception of the MobilityFromEUTRACommand by the UE . 118g3ETSI ETSI TS 136 331 V13.4.0 (2017-01)63GPP TS 36.331 version 13.4.0 Release 135.4.3.4 Successful completion of the mobility from E-UTRA 119g35.4.3.5 Mobility from E-UTRA
42、 failure . 119g35.4.4 Handover from E-UTRA preparation request (CDMA2000) . 120g35.4.4.1 General 120g35.4.4.2 Initiation 120g35.4.4.3 Reception of the HandoverFromEUTRAPreparationRequest by the UE . 120g35.4.5 UL handover preparation transfer (CDMA2000) . 121g35.4.5.1 General 121g35.4.5.2 Initiation
43、 121g35.4.5.3 Actions related to transmission of the ULHandoverPreparationTransfer message 121g35.4.5.4 Failure to deliver the ULHandoverPreparationTransfer message 121g35.4.6 Inter-RAT cell change order to E-UTRAN . 122g35.4.6.1 General 122g35.4.6.2 Initiation 122g35.4.6.3 UE fails to complete an i
44、nter-RAT cell change order . 122g35.5 Measurements . 122g35.5.1 Introduction. 122g35.5.2 Measurement configuration 124g35.5.2.1 General 124g35.5.2.2 Measurement identity removal 125g35.5.2.2a Measurement identity autonomous removal . 125g35.5.2.3 Measurement identity addition/ modification . 125g35.
45、5.2.4 Measurement object removal 126g35.5.2.5 Measurement object addition/ modification 127g35.5.2.6 Reporting configuration removal 129g35.5.2.7 Reporting configuration addition/ modification 129g35.5.2.8 Quantity configuration 130g35.5.2.9 Measurement gap configuration 130g35.5.2.10 Discovery sign
46、als measurement timing configuration 130g35.5.2.11 RSSI measurement timing configuration 130g35.5.3 Performing measurements 131g35.5.3.1 General 131g35.5.3.2 Layer 3 filtering 133g35.5.4 Measurement report triggering . 134g35.5.4.1 General 134g35.5.4.2 Event A1 (Serving becomes better than threshold
47、) . 138g35.5.4.3 Event A2 (Serving becomes worse than threshold) 138g35.5.4.4 Event A3 (Neighbour becomes offset better than PCell/ PSCell) . 139g35.5.4.5 Event A4 (Neighbour becomes better than threshold) 140g35.5.4.6 Event A5 (PCell/ PSCell becomes worse than threshold1 and neighbour becomes bette
48、r than threshold2) 140g35.5.4.6a Event A6 (Neighbour becomes offset better than SCell) 141g35.5.4.7 Event B1 (Inter RAT neighbour becomes better than threshold) 142g35.5.4.8 Event B2 (PCell becomes worse than threshold1 and inter RAT neighbour becomes better than threshold2) 142g35.5.4.9 Event C1 (C
49、SI-RS resource becomes better than threshold) . 143g35.5.4.10 Event C2 (CSI-RS resource becomes offset better than reference CSI-RS resource) . 144g35.5.4.11 Event W1 (WLAN becomes better than a threshold) 144g35.5.4.12 Event W2 (All WLAN inside WLAN mobility set becomes worse than threshold1 and a WLAN outside WLAN mobility set becomes better than threshold2) 145g35.5.4.13 Event W3 (All WLAN inside WLAN mobility set becomes worse than a threshold) 146g35.5.5 Measurement reporting . 146g35.5.6 Measurement related actions. 150g35.5.6.1 Actions upon handover and re-establishmen
