1、 ETSI TS 1Evolved Universal TerresS1 genera(3GPP TS 36.4TECHNICAL SPECIFICATION136 410 V13.0.0 (2016LTE; restrial Radio Access Network (eral aspects and principles 6.410 version 13.0.0 Release 1316-01) k (E-UTRAN); ) ETSI ETSI TS 136 410 V13.0.0 (2016-01)13GPP TS 36.410 version 13.0.0 Release 13Refe
2、rence RTS/TSGR-0336410vd00 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The pre
3、sent document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ET
4、SI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that
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6、tal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modif
7、ied without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit o
8、f its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 410 V13.0.0 (2016-01)23GPP TS 36.410 version 13.0.0 Release 13In
9、tellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property R
10、ights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches,
11、 has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by
12、 ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between G
13、SM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of t
14、he ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 410 V13.0.0 (2016-01)33GPP TS 36.410 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2
15、g3Modal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions and abbreviations . 6g33.1 Definitions 6g33.2 Abbreviations . 7g33.3 Specification notations . 7g34 General aspects . 7g34.1 E-UTRAN architecture . 8g34.2 S1 interface general principles . 8g34.3 S1 interface specifi
16、cation objectives 9g34.4 S1 interface capabilities 9g34.5 S1 interface characteristics . 9g34.5.1 Use of the Stream Control Transmission Protocol (SCTP) . 9g35 Functions of the S1 interface protocols and functional split 9g35.1 General . 9g35.2 S1 UE context management function . 9g35.3 E-RAB manage
17、ment functions . 10g35.4 S1 link management function . 10g35.4.1 GTP-U tunnels management function. 10g35.4.2 S1 signalling link management function . 10g35.5 Mobility functions for UEs in LTE_Active 10g35.5.1 Intra-LTE handover 10g35.5.2 Inter-3GPP RAT handover . 10g35.5.3 Mobility to CDMA2000 syst
18、em . 10g35.6 Paging function 10g35.7 Void 10g35.7a Roaming and access restriction support functions 10g35.8 S1 interface management function . 11g35.9 Coordination functions . 11g35.9.1 Network sharing function . 11g35.9.2 NAS node selection function 11g35.9.3 MME overload control function . 11g35.1
19、0 Security function 11g35.10.1 Data confidentiality. 11g35.10.1.1 Radio interface ciphering function 11g35.10.1.2 Ciphering key management function 11g35.10.2 Data integrity 12g35.10.2.1 Integrity checking . 12g35.10.2.2 Integrity key management . 12g35.11 Service and network access function 12g35.1
20、1.1 Core network signalling data transfer function . 12g35.11.2 UE tracing . 12g35.11.3 Location reporting function 12g35.11.4 LTE Positioning Protocol A (LPPa) signalling transfer function . 12g35.11.5 Delivery of warning messages 12g35.12 RAN Information Management (RIM) function 12g35.13 Configur
21、ation Transfer function . 12g3ETSI ETSI TS 136 410 V13.0.0 (2016-01)43GPP TS 36.410 version 13.0.0 Release 136 S1 interface protocol structure . 13g36.1 General . 13g36.2 S1-MME . 13g36.3 S1-U . 14g37 Other S1 interface specifications 14g37.1 E-UTRAN S1 interface: layer 1 (3GPP TS 36.411) . 14g37.2
22、E-UTRAN S1 interface: signalling transport (3GPP TS 36.412) . 14g37.3 E-UTRAN S1 interface: S1AP specification (3GPP TS 36.413) . 14g37.4 E-UTRAN S1 interface: data transport and transport signalling (3GPP TS 36.414) 14g3Annex A (informative): Change history . 15g3History 16g3ETSI ETSI TS 136 410 V1
23、3.0.0 (2016-01)53GPP TS 36.410 version 13.0.0 Release 13Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the
24、 TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indic
25、ates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 136 410 V13.0.0 (
26、2016-01)63GPP TS 36.410 version 13.0.0 Release 131 Scope The present document is an introduction to the 3GPP TS 36.41x series of technical specifications that define the S1 interface for the interconnection of the evolved NodeB (eNB) component of the Evolved Universal Terrestrial Radio Access Networ
27、k (E-UTRAN) to the Core Network (CN) of the Evolved Packet System (EPS). 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, ve
28、rsion number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of th
29、at document in the same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TS 36.401: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); Architecture description“. 3 3GPP TS 36.411: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN)
30、; S1 layer 1“. 4 3GPP TS 36.412: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1 signalling transport“. 5 3GPP TS 36.413: “Evolved Universal Terrestrial Access (E-UTRA); S1 Application Protocol (S1 AP)“. 6 3GPP TS 36.414: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN
31、); S1 data transport“. 7 IETF RFC 4960 (2007-09): “Stream Control Transmission Protocol“. 8 3GPP TS 29.281: “General Packet Radio Service (GPRS); GPRS Tunnelling Protocol User Plane (GTPv1-U)“. 9 3GPP TS 23.401: “General Packet Radio Service (GPRS) enhancements for Evolved Universal Terrestrial Radi
32、o Access Network (E-UTRAN) access“. 10 3GPP TS 36.455: “Evolved Universal Terrestrial Access (E-UTRA); LTE Positioning Protocol A (LPPa)“. 11 3GPP TS 36.300: “Evolved Universal Terrestrial Radio Access (E-UTRA), Evolved Universal Terrestrial Radio Access Network (E-UTRAN); Overall description; Stage
33、 2“. 12 3GPP TS 33.401: “3GPP System Architecture Evolution (SAE); Security architecture“. 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 1 and the following apply. A term defined in the present document takes pr
34、ecedence over the definition of the same term, if any, in TR 21.905 1. ETSI ETSI TS 136 410 V13.0.0 (2016-01)73GPP TS 36.410 version 13.0.0 Release 13Dual Connectivity: mode of operation of a UE in RRC_CONNECTED, configured with a Master Cell Group and a Secondary Cell Group as defined in TS 36.300
35、11. E-RAB: as defined in 3GPP TS 36.401 2. 3.2 Abbreviations For the purposes of the present document, the abbreviations given in TR 21.905 1 and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905 1
36、. AS Access Stratum CMAS Commercial Mobile Alert Service DC Dual Connectivity E-RAB E-UTRAN Radio Access Bearer eNB E-UTRAN Node B EPC Evolved Packet Core EPS Evolved Packet System ETWS Earthquake and Tsunami Warning System GTP-U GPRS Tunnelling Protocol IP Internet Protocol LTE Long Term Evolution
37、MeNB Master eNB MME Mobility Management Entity O - the S1 interface shall support the exchange of signalling information between the eNB and EPC; - from a logical standpoint, the S1 is a point-to-point interface between an eNB within the E-UTRAN and an MME in the EPC. A point-to-point logical interf
38、ace should be feasible even in the absence of a physical direct connection between the eNB and MME. ETSI ETSI TS 136 410 V13.0.0 (2016-01)93GPP TS 36.410 version 13.0.0 Release 134.3 S1 interface specification objectives The S1 interface specification shall facilitate the following: - inter-connecti
39、on of eNBs with MMEs supplied by different manufacturers; - separation of S1 interface Radio Network functionality and Transport Network functionality to facilitate introduction of future technology. 4.4 S1 interface capabilities The S1 interface supports: - procedures to establish, maintain and rel
40、ease E-UTRAN Radio Access Bearers; - procedures to perform intra-LTE handover and inter-RAT handover; - the separation of each UE on the protocol level for user specific signalling management; - the transfer of NAS signalling messages between UE and EPC; - location services by transferring requests
41、from the EPC to E-UTRAN, and location information from E-UTRAN to EPC; - mechanisms for resource reservation for packet data streams. 4.5 S1 interface characteristics 4.5.1 Use of the Stream Control Transmission Protocol (SCTP) The SCTP protocol (IETF RFC 4960 7) is used to support the exchange of S
42、1 Application Protocol (S1AP) signalling messages between an eNB and an MME. 5 Functions of the S1 interface protocols and functional split 5.1 General The following clauses describe the functions supported over S1-MME and S1-U to fulfil the S1 interface capabilities. 5.2 S1 UE context management fu
43、nction In order to support UEs in the LTE_ACTIVE state, UE contexts need to be managed, i.e. established and released in the eNB and in the EPC to support user individual signalling on S1. This includes security context management. The S1 UE context management function supports the establishment of
44、the necessary overall initial UE context including E-RAB context, security context, roaming and access restrictions, UE S1 signalling connection ID(s), etc. in the eNB to enable fast idle-to-active transition. The establishment of the overall initial UE context is initiated by the MME. The S1 UE con
45、text management function also supports the release of the context previously established in the eNB to enable the active-to-idle transition. The release of the context is triggered by the MME either directly or following a request received from the eNB. ETSI ETSI TS 136 410 V13.0.0 (2016-01)103GPP T
46、S 36.410 version 13.0.0 Release 135.3 E-RAB management functions The E-RAB service management function is responsible for establishing, modifying and releasing E-UTRAN resources for user data transport once a UE context is available in the eNB. The establishment and modification of E-UTRAN resources
47、 is triggered by the MME and requires respective QoS information to be provided to the eNB. For Dual Connectivity when SCG bearer option is applied, the modification of the E-RAB is triggered by the MeNB towards the MME for the modification of the transport information. The release of E-UTRAN resour
48、ces is triggered by the MME either directly or following a request received from the eNB (optional). 5.4 S1 link management function 5.4.1 GTP-U tunnels management function This function is used to establish and release GTP-U (3GPP TS 29.281 8) tunnels between the EPC and the E-UTRAN upon an E-RAB s
49、ervice request. This involves assigning a tunnel identifier for each direction. 5.4.2 S1 signalling link management function The S1 signalling link management function provides a reliable transfer of the radio network signalling between E-UTRAN and EPC. 5.5 Mobility functions for UEs in LTE_Active 5.5.1 Intra-LTE handover The Intra-LTE handover function supports mobility for UEs in LTE_ACTIVE and comprises the preparation, execution and completion of handover via the X2 and S1 interfaces. 5.5.2 Inter-3GPP RAT handover The Inter-3G
