1、 ETSI TS 136 523-3 V12.5.0 (2016-05) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet Core (EPC); User Equipment (UE) conformance specification; Part 3: Test suites (3GPP TS 36.523-3 version 12.5.0 Release 12) floppy3TECHNICAL SPECIFICATION ETSI ETSI TS 136 523-3 V12.5.0 (
2、2016-05)13GPP TS 36.523-3 version 12.5.0 Release 12Reference RTS/TSGR-0536523-3vc50 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Pr
3、fecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not
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7、rmission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand
8、 the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 1
9、36 523-3 V12.5.0 (2016-05)23GPP TS 36.523-3 version 12.5.0 Release 12Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non
10、-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pur
11、suant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present do
12、cument. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being reference
13、s to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “
14、can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 523-3 V12.5.0 (2016-05)33GPP TS 36.523-3 ver
15、sion 12.5.0 Release 12Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 11g3Introduction 11g31 Scope 12g32 References 12g33 Definitions and abbreviations . 15g33.1 Definitions 15g33.2 Abbreviations . 15g34 E-UTRAN/SAE system architecture and test models 15g
16、34.1 Test system architecture . 15g34.1.1 General system architecture 15g34.1.2 Component architecture 16g34.2 E-UTRAN test models . 18g34.2.1 Layer 2 test models . 18g34.2.1.1 MAC test model 18g34.2.1.2 RLC test model . 20g34.2.1.3 PDCP test model . 21g34.2.1.3.1 PDCP ROHC test model . 21g34.2.1.3.
17、2 PDCP test model (Non ROHC) . 22g34.2.2 RRC test model . 23g34.2.3 DRB test model . 24g34.2.4 IP Test Model . 24g34.2.4.1 IP user data 25g34.2.4.2 Configuration of Sockets . 26g34.2.4.2.1 Socket Establishment. 26g34.2.4.2.2 Socket Release . 27g34.2.4.3 Handling of IP data . 27g34.2.4.4 Routing of I
18、P Data 28g34.2.4.5 Multiple PDNs 28g34.2.4.6 IP Addresses Guidelines . 29g34.2.4.6.1 Common Structure of IP Addresses 29g34.2.4.6.2 Common Requirements regarding IP Addresses . 30g34.2.4.6.3 Network Entities and their IP addresses 30g34.2.4.7 User Plane Signalling for Address Allocation. 31g34.2.4.7
19、.1 DHCP 31g34.2.4.7.2 DHCPv6 34g34.2.4.7.3 ICMPv6 . 34g34.2.4.7.4 DNS. 35g34.2.4A LTE-Carrier Aggregation test Models 38g34.2.4A.1 CA-MAC test model . 38g34.2.4A.2 CA-RRC test model 40g34.2.4B Dual Connectivity test models 41g34.2.4B.1 DC MAC test model 41g34.2.4B.2 DC PDCP test model . 42g34.2.4B.3
20、 DC RRC test model . 43g34.2.5 IP model extension for IMS 44g34.2.5.1 IPsec 45g34.2.5.1.1 Security Association 45g34.2.5.1.2 SAD and SPD 46g34.2.5.2 Signalling Compression (SigComp) 47g34.2.5.3 SIP TTCN-3 Codec . 47g3ETSI ETSI TS 136 523-3 V12.5.0 (2016-05)43GPP TS 36.523-3 version 12.5.0 Release 12
21、4.2.6 Support of DSMIPv6 47g34.2.7 MBMS test model . 48g34.2.8 OCNG test model . 48g34.2.9 Device-to-Device Proximity Services test model . 50g34.2.9.1 ProSe Function test model 51g34.2.9.2 Direct Discovery test model 51g34.2.9.3 Direct Communication test model . 52g34.3 SAE Test Model . 53g34.3.1 N
22、AS Test Model . 53g34.4 Inter RAT Test Model 54g34.4.1 E-UTRAN-UTRAN Inter RAT Test Model . 54g34.4.1.1 User data over UTRAN . 54g34.4.1.1.1 Raw user data over UTRAN 55g34.4.1.1.2 IP data over UTRAN . 55g34.4.1.1.3 Routing IP data 56g34.4.2 E-UTRAN-GERAN Inter RAT Test Model . 57g34.4.2.1 User data
23、over GERAN . 57g34.4.2.1.1 Raw user data over GERAN 58g34.4.2.1.2 IP data over GERAN . 58g34.4.2.1.3 Routing IP data 59g34.4.3 E-UTRAN-CDMA2000 Inter RAT Test Model . 60g34.4.3.1 E-UTRAN-CDMA2000 HRPD Inter RAT Test Model 60g34.4.3.2 E-UTRAN-CDMA2000 1xRTT Inter RAT test model . 62g34.4.4 E-UTRAN FD
24、D-TDD Inter RAT Test Model 65g34.4.5 E-UTRAN-UTRAN-GERAN Inter RAT Test Model 66g34.4.6 3GPP-WLAN Inter working Test Model 67g34.4.6.1 E-UTRAN-WLAN Inter working Test Model 67g34.4.6.2 UTRAN-WLAN Inter working Test Model 69g35 Upper Tester Interface 70g35.1 Definitions 70g35.2 Upper Tester ASPs . 70
25、g36 ASP specifications 76g36.1 General Requirements and Assumptions 76g36.1.1 IP ASP requirements . 76g36.1.2 Enhancement of IP ASP for handling IMS signalling 76g36.2 E-UTRAN ASP Definitions . 77g36.2.1 Configuration Primitives. 77g36.2.2 Signalling Primitives. 77g36.2.3 Co-ordination Messages betw
26、een NAS Emulation PTC and EUTRA PTC . 78g36.3 UTRAN ASP Definitions . 79g36.3.1 Void 80g36.3.2 ASPs for Data Transmission and Reception . 80g36.4 GERAN ASP Definitions . 81g36.4.1 ASPs for Control Primitive Transmission 81g36.4.2 ASPs for Data Transmission and Reception . 83g37 Test Methods and Desi
27、gn Considerations 86g37.1 Channel Mapping . 86g37.1.1 PDCCH Candidate Selection 86g37.1.1.1 FDD candidates selection 87g37.1.1.2 TDD candidates selection . 91g37.1.1.2.1 TDD candidates selection in special subframes 94g37.1.2 ePDCCH Candidate Selection 94g37.1.2.1 FDD candidates selection 94g37.1.2.
28、2 TDD candidates selection . 95g37.2 Uplink Grant . 95g37.2.1 Exception TC list 97g37.3 Downlink Resource Allocation 98g37.3.1 PDCCH DCI default formats 98g37.3.1.1 Default DCI Format to be used in test cases configuring MIMO 98g37.3.2 Radio parameters configured 98g3ETSI ETSI TS 136 523-3 V12.5.0 (
29、2016-05)53GPP TS 36.523-3 version 12.5.0 Release 127.3.2.1 HARQ Retransmission when MIMO is configured 99g37.3.3 General DL scheduling scheme 99g37.3.3.1 Additional rules for BCCH scheduling scheme 100g37.3.3.1.1 BCCH with DCI combination 1 100g37.3.3.1.2 BCCH with DCI combination 2 100g37.3.3.2 Add
30、itional rules for PCCH specific scheduling scheme . 100g37.3.3.2.1 PCCH with DCI combination 1 . 101g37.3.3.2.2 PCCH with DCI combination 2 . 101g37.3.3.3 Additional rules for RAR specific scheduling scheme 101g37.3.3.3.1 RAR with DCI combination 1 . 101g37.3.3.3.2 RAR with DCI combination 2 . 102g3
31、7.3.3.4 Additional rules for UE-dedicated scheduling scheme in normal mode . 102g37.3.3.5 DL Resource allocation bitmaps . 104g37.3.3.5.1 DCI combination 1 104g37.3.3.5.2 DCI combination 2 105g37.3.3.6 UE-dedicated scheduling scheme in explicit mode . 108g37.3.3.6.1 DL Scheduling in Transport Block
32、Size Selection Test Cases 109g37.3.3.7 Resource allocation sheets 109g37.4 Cell Configurations 110g37.4.1 Cell Configuration Types 110g37.4.2 Cell Power Change . 111g37.4.3 E-UTRAN cell identity . 111g37.4.3.1 Timing parameters of cells 111g37.4.4 Cell configurations for NAS test cases . 113g37.4.5
33、Configuration of Multi-Cell Environment 113g37.5 TDD Considerations . 114g37.5.1 FDD vs. TDD implementation 114g37.5.2 Guideline for FDD vs. TDD verification 114g37.6 Special RLC Modes 114g37.6.1 Suppression of RLC Acknowledgements . 114g37.6.2 Modification of VT(S) 115g37.7 System information 115g3
34、7.7.1 System information broadcasting . 115g37.7.2 Scheduling information . 116g37.7.3 System information modification . 119g37.7.3.1 Non-PWS System Information modification 119g37.7.3.1.1 UE in Idle_mode 119g37.7.3.1.2 UE in connected mode . 119g37.7.3.2 PWS System Information modification 120g37.8
35、 Timers and Timing Restrictions . 120g37.8.1 Auxiliary timers 120g37.8.2 RRC timers reconfiguration 120g37.8.3 MAC TA timer reconfiguration 120g37.8.4 Non-protocol timers 121g37.9 Error Indication 121g37.10 Race Conditions . 121g37.11 Radio Link Failure 121g37.12 Test method for RRC signalling laten
36、cy 122g37.12.1 Procedure delays in PUCCH synchronized state 122g37.12.2 Procedure delays when RACH procedure required 123g37.13 RLC test method for scheduled data. 124g37.14 IP packets for Loopback Mode . 125g37.14.1 IP packets used for Loopback Mode A . 125g37.14.2 IP packets used for Loopback Mode
37、 B . 125g37.15 Connected Mode DRX . 125g37.16 Handover Sequences 127g37.16.1 Sequence of inter-cell handover 127g37.16.1a Sequence of inter-cell CA handover (more than one CC before and after handover) . 128g37.16.2 Sequence of intra-cell handover 129g37.16.3 UL Grants used in RA procedure during ha
38、ndover 129g37.17 Simulation of PDCP MAC-I Failure in UE 130g37.17.1 Integrity and ciphering not yet activated. 130g3ETSI ETSI TS 136 523-3 V12.5.0 (2016-05)63GPP TS 36.523-3 version 12.5.0 Release 127.17.2 Integrity and/or ciphering already activated . 130g37.18 RRC Connection Release Sequence . 130
39、g37.19 DL CCCH Message and Contention Resolution MAC Control Element transmission in one MAC PDU or in separate MAC PDUs 131g37.20 RRC Connection Reconfiguration Sequence (Measurement Control) . 131g37.21 GERAN special issues 132g37.21.1 Timeslot assigned for GERAN CS traffic . 132g37.21.2 Subchanne
40、l used in GERAN L2 access message 132g37.21.3 Paging in GERAN 132g37.22 EUTRAN RSRQ Calculations . 132g37.22.1 Assumptions . 132g37.22.2 The Ideal Calculation 132g37.22.3 Additional RSRQ Calculations For Fixing Boundary Values 133g37.23 Test method for eICIC and feICIC . 133g37.24 Carrier Aggregatio
41、n Signalling Sequences . 133g37.24.1 Initial configuration of Pcell . 133g37.24.2 Initial configuration of SCell 134g37.24.3 Scell Addition and/or release 135g37.25 Test method for MBMS . 135g37.25.1 Schedule transmission of MCCH messages 135g37.25.2 MCCH change notification . 136g37.25.3 MTCH data
42、scheduling . 136g37.26 UE Category 0 FDD Half-Duplex Considerations (Type B Half Duplex) . 136g37.27 Test method for Device-to-Device Proximity Services 137g37.27.1 Direct Discovery test method 137g37.27.2 Direct Communication test method 137g37.27.2.1 Synchronisation and SBCCH transmission . 137g37
43、.27.2.2 Sidelink data transmission/reception . 138g38 External Function Definitions 138g39 IXIT Proforma 141g39.1 E-UTRAN PIXIT . 141g39.2 MultiRAT PIXIT 144g310 Postambles 146g310.1 Postambles for E-UTRA to UTRA tests. 147g310.1.1 UE postamble states and procedures for E-UTRA to UTRA 147g310.1.2 Sw
44、itch/Power off procedure . 148g310.1.2.1 Procedure 148g310.1.3 CC disconnect procedure 150g310.1.3.1 Procedure 150g310.1.4 PS Routing Area Update procedure 151g310.1.4.1 Procedure 151g310.1.5 CS fallback procedure . 152g310.1.5.1 Procedure 152g310.2 Postambles for E-UTRAN to GERAN tests . 154g310.2.
45、1 UE postamble states and procedures for E-UTRA to GERAN test cases . 154g310.2.2 Switch/Power off procedure . 156g310.2.2.1 Procedure 156g310.2.3 PS Handover procedure 157g310.2.3.1 Procedure 157g310.2.4 CC disconnect procedure 158g310.2.4.1 Procedure 158g310.2.5 CS fallback procedure . 158g310.2.5
46、.1 Procedure 158g310.3 Postambles for E-UTRA test cases . 159g310.3.1 UE postamble states and procedures for E-UTRA test cases 159g310.3.2 Switch/Power off procedure in State E1 . 160g310.3.2.1 Procedure 160g310.3.3 Switch/Power off procedure in State E2 and E3 . 161g310.3.3.1 Procedure for E2 and E
47、3 . 161g310.3.3.2 Procedure for E2_T3440 . 162g3ETSI ETSI TS 136 523-3 V12.5.0 (2016-05)73GPP TS 36.523-3 version 12.5.0 Release 1210.3.4 Switch/Power off procedure in State E4 . 163g310.3.4.1 Procedure 163g310.3.5 Automatic selection mode procedure in State E5 (current cell, neighbour cell) . 163g3
48、10.3.5.1 Procedure 163g310.4 Postambles for E-UTRA to HRPD test cases . 163g310.4.1 UE postamble procedures for E-UTRA to HRPD (No Pre-Registration) . 163g310.4.1.1 Registration on HRPD Cell . 163g310.4.1.2 Detach on HRPD Cell . 165g311 Guidelines on test execution . 165g311.1 EUTRA single technolog
49、y . 165g311.1.1 Replacement of test case execution 166g311.2 EUTRA UTRA - GERAN . 167g311.2.1 UTRA configured GERAN not configured . 167g311.2.1.1 EUTRA band overlapping UTRA band 167g311.2.1.2 EUTRA band not overlapping UTRA band 168g311.2.2 GERAN configured - UTRA not configured 169g311.2.3 Neither UTRA nor GERAN configured . 169g311.2.4 Both UTRA and GERAN configured . 170g311.2.4.1 EUTRA band overlapping UTRA band 170g311.2.4.2 EUTRA band not overlapping UTRA band 171g311.2.5 Replacement of test case execution 171g311.3 Guidelines for EUTRA inter-band . 171g311.3.1 Pr
