1、 ETSI TS 136 523-3 V13.1.0 (2017-03) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet Core (EPC); User Equipment (UE) conformance specification; Part 3: Test suites (3GPP TS 36.523-3 version 13.1.0 Release 13) floppy3TECHNICAL SPECIFICATION ETSI ETSI TS 136 523-3 V13.1.0 (
2、2017-03)13GPP TS 36.523-3 version 13.1.0 Release 13Reference RTS/TSGR-0536523-3vd10 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Pr
3、fecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not
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8、 the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 1
9、36 523-3 V13.1.0 (2017-03)23GPP TS 36.523-3 version 13.1.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non
10、-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pur
11、suant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present do
12、cument. Foreword The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identiti
13、es can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal f
14、orms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 523-3 V13.1.0 (2017-03)33GPP TS 36.523-3 version 13.1.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g
15、3Foreword . 14g3Introduction 14g31 Scope 15g32 References 15g33 Definitions and abbreviations . 18g33.1 Definitions 18g33.2 Abbreviations . 18g34 E-UTRAN/SAE system architecture and test models 18g34.1 Test system architecture . 18g34.1.1 General system architecture 18g34.1.2 Component architecture
16、19g34.2 E-UTRAN test models . 21g34.2.1 Layer 2 test models . 21g34.2.1.1 MAC test model 21g34.2.1.2 RLC test model . 23g34.2.1.3 PDCP test model . 24g34.2.1.3.1 PDCP ROHC test model . 24g34.2.1.3.2 PDCP test model (Non ROHC) . 25g34.2.2 RRC test model . 26g34.2.3 DRB test model . 27g34.2.4 IP Test
17、Model . 27g34.2.4.1 IP user data 28g34.2.4.2 Configuration of Sockets . 29g34.2.4.2.1 Socket Establishment. 29g34.2.4.2.2 Socket Release . 30g34.2.4.3 Handling of IP data . 30g34.2.4.4 Routing of IP Data 31g34.2.4.5 Multiple PDNs 31g34.2.4.6 IP Addresses Guidelines . 32g34.2.4.6.1 Common Structure o
18、f IP Addresses 32g34.2.4.6.2 Common Requirements regarding IP Addresses . 33g34.2.4.6.3 Network Entities and their IP addresses 33g34.2.4.7 User Plane Signalling for Address Allocation. 34g34.2.4.7.1 DHCP 34g34.2.4.7.2 DHCPv6 37g34.2.4.7.3 ICMPv6 . 37g34.2.4.7.4 DNS. 38g34.2.4A LTE-Carrier Aggregati
19、on test Models 41g34.2.4A.1 CA-MAC test model . 41g34.2.4A.2 CA-RRC test model 43g34.2.4B Dual Connectivity test models 44g34.2.4B.1 DC MAC test model 44g34.2.4B.2 DC PDCP test model . 45g34.2.4B.3 DC RRC test model . 46g34.2.5 IP model extension for IMS 47g34.2.5.1 IPsec 48g34.2.5.1.1 Security Asso
20、ciation 48g34.2.5.1.2 SAD and SPD 49g34.2.5.2 Signalling Compression (SigComp) 50g34.2.5.3 SIP TTCN-3 Codec . 50g3ETSI ETSI TS 136 523-3 V13.1.0 (2017-03)43GPP TS 36.523-3 version 13.1.0 Release 134.2.6 Support of DSMIPv6 50g34.2.7 MBMS test model . 51g34.2.8 OCNG test model . 51g34.2.9 Device-to-De
21、vice Proximity Services test model . 53g34.2.9.1 ProSe Function test model 54g34.2.9.2 Direct Discovery test model 54g34.2.9.3 Direct Communication test model . 55g34.2.10 SC-PTM test model 56g34.3 SAE Test Model . 57g34.3.1 NAS Test Model . 57g34.4 Inter RAT Test Model 58g34.4.1 E-UTRAN-UTRAN Inter
22、 RAT Test Model . 58g34.4.1.1 User data over UTRAN . 58g34.4.1.1.1 Raw user data over UTRAN 59g34.4.1.1.2 IP data over UTRAN . 59g34.4.1.1.3 Routing IP data 60g34.4.2 E-UTRAN-GERAN Inter RAT Test Model . 61g34.4.2.1 User data over GERAN . 61g34.4.2.1.1 Raw user data over GERAN 62g34.4.2.1.2 IP data
23、over GERAN . 62g34.4.2.1.3 Routing IP data 63g34.4.3 E-UTRAN-CDMA2000 Inter RAT Test Model . 64g34.4.3.1 E-UTRAN-CDMA2000 HRPD Inter RAT Test Model 64g34.4.3.2 E-UTRAN-CDMA2000 1xRTT Inter RAT test model . 66g34.4.4 E-UTRAN FDD-TDD Inter RAT Test Model 69g34.4.5 E-UTRAN-UTRAN-GERAN Inter RAT Test Mo
24、del 70g34.4.6 3GPP-WLAN Inter working Test Model 71g34.4.6.1 E-UTRAN-WLAN Inter working Test Model 71g34.4.6.2 UTRAN-WLAN Inter working Test Model 73g34.5 Generic WLAN Test Model . 74g34.5.1 WLAN Access Point . 74g34.5.2 ePDG/AAA-Server Emulation 74g34A NB-IoT system architecture and test models 77g
25、34A.1 Test system architecture . 77g34A.2 NB-IoT test models 77g34A.2.1 Layer 2 test models . 77g34A.2.2 RRC / NAS test model 78g35 Upper Tester Interface 79g35.1 Definitions 79g35.2 Upper Tester ASPs . 79g36 ASP specifications 85g36.1 General Requirements and Assumptions 85g36.1.1 IP ASP requiremen
26、ts . 85g36.1.2 Enhancement of IP ASP for handling IMS signalling 85g36.2 E-UTRAN ASP Definitions . 86g36.2.1 Configuration Primitives. 86g36.2.2 Signalling Primitives. 86g36.2.3 Co-ordination Messages between NAS Emulation PTC and EUTRA PTC . 87g36.3 UTRAN ASP Definitions . 88g36.3.1 Void 89g36.3.2
27、ASPs for Data Transmission and Reception . 89g36.4 GERAN ASP Definitions . 90g36.4.1 ASPs for Control Primitive Transmission 90g36.4.2 ASPs for Data Transmission and Reception . 92g36.5 NB-IoT ASP Definitions 95g36.5.1 Configuration Primitives . 95g36.5.2 Signalling Primitives. 95g36.5.3 Co-ordinati
28、on Messages between NAS Emulation PTC and NBIOT PTC 95g37 E-UTRAN/SAE Test Methods and Design Considerations . 96g3ETSI ETSI TS 136 523-3 V13.1.0 (2017-03)53GPP TS 36.523-3 version 13.1.0 Release 137.1 Channel Mapping . 96g37.1.1 PDCCH Candidate Selection 96g37.1.1.1 FDD candidates selection 97g37.1
29、.1.2 TDD candidates selection . 101g37.1.1.2.1 TDD candidates selection in special subframes 104g37.1.2 ePDCCH Candidate Selection 104g37.1.2.1 FDD candidates selection 104g37.1.2.2 TDD candidates selection . 105g37.1.3 MPDCCH Candidate Selection. 105g37.2 Uplink Grant . 106g37.2.1 Exception TC list
30、 109g37.3 Downlink Resource Allocation 109g37.3.1 PDCCH DCI default formats 110g37.3.1.1 Default DCI Format to be used in test cases configuring MIMO 110g37.3.2 Radio parameters configured 110g37.3.2.1 HARQ Retransmission when MIMO is configured 111g37.3.3 General DL scheduling scheme 111g37.3.3.1 A
31、dditional rules for BCCH scheduling scheme 111g37.3.3.1.1 BCCH with DCI combination 1 112g37.3.3.1.2 BCCH with DCI combination 2 112g37.3.3.2 Additional rules for PCCH specific scheduling scheme . 112g37.3.3.2.1 PCCH with DCI combination 1 . 112g37.3.3.2.2 PCCH with DCI combination 2 . 112g37.3.3.3
32、Additional rules for RAR specific scheduling scheme 113g37.3.3.3.1 RAR with DCI combination 1 . 113g37.3.3.3.2 RAR with DCI combination 2 . 113g37.3.3.4 Additional rules for UE-dedicated scheduling scheme in normal mode . 113g37.3.3.5 DL Resource allocation bitmaps . 115g37.3.3.5.1 DCI combination 1
33、 115g37.3.3.5.2 DCI combination 2 117g37.3.3.6 UE-dedicated scheduling scheme in explicit mode . 120g37.3.3.6.1 DL Scheduling in Transport Block Size Selection Test Cases 121g37.3.3.7 Resource allocation sheets 121g37.3.3.8 MPDCCH DL DCI formats 122g37.3.3.8.1 BCCH 122g37.3.3.8.2 PCCH 123g37.3.3.8.3
34、 RAR . 123g37.3.3.8.4 UE-dedicated scheduling . 123g37.3.3.9 DL Resource allocation bitmaps for BL/CE UE . 124g37.3.3.9.1 DCI combination 1 124g37.4 Cell Configurations 125g37.4.1 Cell Configuration Types 125g37.4.2 Cell Power Change . 126g37.4.3 E-UTRAN cell identity . 126g37.4.3.1 Timing parameter
35、s of cells 126g37.4.4 Cell configurations for NAS test cases . 128g37.4.5 Configuration of Multi-Cell Environment 128g37.5 TDD Considerations . 129g37.5.1 FDD vs. TDD implementation 129g37.5.2 Guideline for FDD vs. TDD verification 129g37.6 Special RLC Modes 129g37.6.1 Suppression of RLC Acknowledge
36、ments . 129g37.6.2 Modification of VT(S) 129g37.7 System information 130g37.7.1 System information broadcasting . 130g37.7.2 Scheduling information . 130g37.7.2a Scheduling information for BR System information 133g37.7.3 System information modification . 138g37.7.3.1 Non-PWS System Information modi
37、fication 138g37.7.3.1.1 UE in Idle_mode 138g37.7.3.1.2 UE in connected mode . 139g37.7.3.2 PWS System Information modification 140g3ETSI ETSI TS 136 523-3 V13.1.0 (2017-03)63GPP TS 36.523-3 version 13.1.0 Release 137.8 Timers and Timing Restrictions . 140g37.8.1 Auxiliary timers 140g37.8.2 RRC timer
38、s reconfiguration 141g37.8.3 MAC TA timer reconfiguration 141g37.8.4 Non-protocol timers 141g37.9 Error Indication 141g37.10 Race Conditions . 141g37.11 Radio Link Failure 142g37.12 Test method for RRC signalling latency 142g37.12.1 Procedure delays in PUCCH synchronized state 142g37.12.2 Procedure
39、delays when RACH procedure required 143g37.13 RLC test method for scheduled data. 144g37.14 IP packets for Loopback Mode . 145g37.14.1 IP packets used for Loopback Mode A . 145g37.14.2 IP packets used for Loopback Mode B . 145g37.15 Connected Mode DRX . 145g37.16 Handover Sequences 147g37.16.1 Seque
40、nce of inter-cell handover 147g37.16.1a Sequence of inter-cell CA handover (more than one CC before and after handover) . 148g37.16.2 Sequence of intra-cell handover 149g37.16.3 UL Grants used in RA procedure during handover 150g37.17 Simulation of PDCP MAC-I Failure in UE 150g37.17.1 Integrity and
41、ciphering not yet activated. 150g37.17.2 Integrity and/or ciphering already activated . 151g37.18 RRC Connection Release Sequence . 151g37.19 DL CCCH Message and Contention Resolution MAC Control Element transmission in one MAC PDU or in separate MAC PDUs 151g37.20 RRC Connection Reconfiguration Seq
42、uence (Measurement Control) . 152g37.21 Inter-RAT - GERAN special issues 152g37.21.1 Timeslot assigned for GERAN CS traffic . 152g37.21.2 Subchannel used in GERAN L2 access message 152g37.21.3 Paging in GERAN 152g37.22 EUTRAN RSRQ Calculations . 153g37.22.1 Assumptions . 153g37.22.2 The Ideal Calcul
43、ation 153g37.22.3 Additional RSRQ Calculations For Fixing Boundary Values 153g37.23 Test method for eICIC and feICIC . 154g37.24 Carrier Aggregation Signalling Sequences . 154g37.24.1 Initial configuration of Pcell . 154g37.24.2 Initial configuration of SCell 155g37.24.3 Scell Addition and/or releas
44、e 156g37.25 Test method for MBMS . 156g37.25.1 Schedule transmission of MCCH messages 156g37.25.2 MCCH change notification . 157g37.25.3 MTCH data scheduling . 157g37.26 Type B FDD Half-Duplex Considerations . 157g37.27 Test method for Device-to-Device Proximity Services 158g37.27.1 Direct Discovery
45、 test method 158g37.27.2 Direct Communication test method 158g37.27.2.1 Synchronisation and SBCCH transmission . 158g37.27.2.2 Sidelink data transmission/reception . 159g37.28 Test method for SC-PTM . 159g37.28.1 Schedule transmission of SC-MCCH messages . 159g37.28.2 SC-MCCH information change 160g
46、37.28.3 SC-MTCH data scheduling . 160g37A NB-IoT Test Methods and Design Considerations 160g37A.1 Physical signals and channels . 160g37A.2 System information 160g37A.2.1 System information broadcasting in general . 160g37A.2.2 System information scheduling and synchronisation signals 161g37A.2.2.1
47、MIB-NB, NPSS, NSSS . 161g3ETSI ETSI TS 136 523-3 V13.1.0 (2017-03)73GPP TS 36.523-3 version 13.1.0 Release 137A.2.2.2 SIB1-NB . 161g37A.2.2.3 SI-messages containing SIB3-NB, SIB4-NB, SIB5-NB, SIB14-NB, SIB16-NB . 162g37A.2.2.3.1 SI combination 1 scheduling . 162g37A.2.2.3.2 SI combination 2/3/4 sche
48、duling . 163g37A.2.3 System information modification . 164g37A.3 Search space configurations . 164g37A.3.1 Type1CSS - Paging . 165g37A.3.2 Type2CSS Random access 165g37A.3.3 UESS 165g37A.4 Timing considerations 166g37A.4.1 Random access procedure . 166g37A.4.2 Uplink transmissions. 167g37A.4.3 Downl
49、ink transmissions 168g37A.4.4 Half-duplex mode . 168g37A.4.5 Conclusions. 169g37A.5 Scheduling requests and scheduling of UL grants 169g37A.5.1 RACH procedure mode 169g37A.5.2 Polling mode . 169g37A.6 Scheduling requirements 169g37A.6.1 Random access procedure . 170g37A.6.2 Downlink transmissions 170g37A.6.3 Periodic uplink grants . 171g37A.6.4 HARQ re-transmissions 172g37A.6.4.1 Uplink . 172g37A.6.4.2 Downlink . 172g37A.6.5 Timing info for UL messages . 173g37A.6.6 Uplink time alignment 173g37A.7 RRC Connection Release Sequence . 173g37A.8 DL CCCH Message and Contention Re
