ITU-T X 1245-2010 Framework for countering spam in IP-based multimedia applications (Study Group 17)《在基于IP的多媒体应用中抵制垃圾邮件的框架 17号研究组》.pdf

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1、 International Telecommunication Union ITU-T X.1245TELECOMMUNICATION STANDARDIZATION SECTOR OF ITU (12/2010) SERIES X: DATA NETWORKS, OPEN SYSTEM COMMUNICATIONS AND SECURITY Cyberspace security Countering spam Framework for countering spam in IP-based multimedia applications Recommendation ITU-T X.1

2、245 ITU-T X-SERIES RECOMMENDATIONS DATA NETWORKS, OPEN SYSTEM COMMUNICATIONS AND SECURITY PUBLIC DATA NETWORKS X.1X.199 OPEN SYSTEMS INTERCONNECTION X.200X.299 INTERWORKING BETWEEN NETWORKS X.300X.399 MESSAGE HANDLING SYSTEMS X.400X.499 DIRECTORY X.500X.599 OSI NETWORKING AND SYSTEM ASPECTS X.600X.6

3、99 OSI MANAGEMENT X.700X.799 SECURITY X.800X.849 OSI APPLICATIONS X.850X.899 OPEN DISTRIBUTED PROCESSING X.900X.999 INFORMATION AND NETWORK SECURITY General security aspects X.1000X.1029 Network security X.1030X.1049 Security management X.1050X.1069 Telebiometrics X.1080X.1099 SECURE APPLICATIONS AN

4、D SERVICES Multicast security X.1100X.1109 Home network security X.1110X.1119 Mobile security X.1120X.1139 Web security X.1140X.1149 Security protocols X.1150X.1159 Peer-to-peer security X.1160X.1169 Networked ID security X.1170X.1179 IPTV security X.1180X.1199 CYBERSPACE SECURITY Cybersecurity X.12

5、00X.1229 Countering spam X.1230X.1249Identity management X.1250X.1279 SECURE APPLICATIONS AND SERVICES Emergency communications X.1300X.1309 Ubiquitous sensor network security X.1310X.1339 CYBERSECURITY INFORMATION EXCHANGE Overview of cybersecurity X.1500X.1519 Vulnerability/state exchange X.1520X.

6、1539 Event/incident/heuristics exchange X.1540X.1549 Exchange of policies X.1550X.1559 Heuristics and information request X.1560X.1569 Identification and discovery X.1570X.1579 Assured exchange X.1580X.1589 For further details, please refer to the list of ITU-T Recommendations. Rec. ITU-T X.1245 (12

7、/2010) i Recommendation ITU-T X.1245 Framework for countering spam in IP-based multimedia applications Summary Recommendation ITU-T X.1245 provides the general framework for countering spam in IP-based multimedia applications such as IP telephony, instant messaging, multimedia conference, etc. The f

8、ramework consists of four anti-spam functions, i.e., core anti-spam functions (CASF), recipient-side anti-spam functions (RASF), sender-side anti-spam functions (SASF), and spam recipient functions (SRF). This Recommendation describes the functionalities and the interfaces of each function for count

9、ering IP multimedia spam. History Edition Recommendation Approval Study Group 1.0 ITU-T X.1245 2010-12-17 17 Keywords Anti-spam functions, IP multimedia spam, spam. ii Rec. ITU-T X.1245 (12/2010) FOREWORD The International Telecommunication Union (ITU) is the United Nations specialized agency in the

10、 field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization Sector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standa

11、rdizing telecommunications on a worldwide basis. The World Telecommunication Standardization Assembly (WTSA), which meets every four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. The approval of ITU-T Recommendations is cov

12、ered by the procedure laid down in WTSA Resolution 1. In some areas of information technology which fall within ITU-Ts purview, the necessary standards are prepared on a collaborative basis with ISO and IEC. NOTE In this Recommendation, the expression “Administration“ is used for conciseness to indi

13、cate both a telecommunication administration and a recognized operating agency. Compliance with this Recommendation is voluntary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achiev

14、ed when all of these mandatory provisions are met. The words “shall“ or some other obligatory language such as “must“ and the negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. INTELLECTUAL P

15、ROPERTY RIGHTS ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether ass

16、erted by ITU members or others outside of the Recommendation development process. As of the date of approval of this Recommendation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementers are cautioned

17、 that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at http:/www.itu.int/ITU-T/ipr/. ITU 2011 All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU.

18、Rec. ITU-T X.1245 (12/2010) iii Table of Contents Page 1 Scope 1 2 References. 1 3 Definitions 1 3.1 Terms defined elsewhere 1 3.2 Terms defined in this Recommendation . 1 4 Abbreviations and acronyms 2 5 Conventions 3 6 Technical methods for countering IP multimedia spam . 3 6.1 Source analysis met

19、hod 4 6.2 Characteristics analysis method . 5 6.3 Content analysis method . 6 7 Framework for countering IP multimedia spam . 7 7.1 Spammer . 7 7.2 SAS functions . 7 7.3 RAS functions 11 7.4 CAS functions 13 7.5 SR functions . 17 7.6 Reference points in the framework . 19 Appendix I Countering spam

20、by imposing spamming difficulties . 20 Appendix II Security and practical considerations in using the framework . 21 II.1 Security considerations . 21 II.2 Practical considerations 22 Bibliography. 24 Rec. ITU-T X.1245 (12/2010) 1 Recommendation ITU-T X.1245 Framework for countering spam in IP-based

21、 multimedia applications 1 Scope This Recommendation provides the general framework for countering IP multimedia spam. The framework can be applied to IP-based multimedia applications such as IP telephony, instant messaging, multimedia conference, etc. The framework includes four anti-spam functions

22、, i.e., core anti-spam functions (CASF), recipient-side anti-spam functions (RASF), sender-side anti-spam functions (SASF), and spam recipient functions (SRF). It describes the functionalities and the interfaces of each function for countering IP multimedia spam. Technical means for the implementati

23、on of the framework are outside the scope of this Recommendation. Compliance with all relevant laws and regulations should be considered before adopting the anti-spam methods described in this Recommendation. 2 References None. 3 Definitions 3.1 Terms defined elsewhere This Recommendation uses the f

24、ollowing terms defined elsewhere: 3.1.1 spam b-ITU-T X.1240: The meaning of the word “spam“ depends on each national perception of privacy and what constitutes spam from the national technological, economic, social and practical perspectives. In particular, its meaning evolves and broadens as techno

25、logies develop, providing novel opportunities for misuse of electronic communications. Although there is no globally agreed definition for spam, this term is commonly used to describe unsolicited electronic bulk communications over e-mail or mobile messaging for the purpose of marketing commercial p

26、roducts or services. 3.1.2 spammer b-ITU-T X.1240: An entity or a person creating and sending spam. 3.2 Terms defined in this Recommendation This Recommendation defines the following terms: 3.2.1 anti-spam function (ASF): A logical function for countering spam in IP-based multimedia applications. AS

27、F can be located in network elements such as proxy server, application server, etc. 3.2.2 blacklist: An identification list of persons or sources in communication services, where the identifications of the list are denied to access particular communication resources. 3.2.3 core ASF (CASF): An instan

28、ce of ASF which identifies and blocks IP multimedia spam. It also has the capabilities to manage anti-spam policies and to control RASF and SASF. 3.2.4 IP multimedia spam: Unsolicited messages or calls through IP-based multimedia applications which usually have special characteristics of spam such a

29、s bulkiness. Distinguished from traditional e-mail spam, IP multimedia spam indicates spam on communication methods over IP, such as instant messaging or voice over IP services. 2 Rec. ITU-T X.1245 (12/2010) 3.2.5 recipient-side ASF (RASF): An instance of ASF which identifies and blocks IP multimedi

30、a spam being delivered to spam recipients through the boundary of internal network. RASF can be located in the network elements where inbound communication requests to spam recipients are sent as the last hop. 3.2.6 sender-side ASF (SASF): An instance of ASF which identifies and blocks IP multimedia

31、 spam being delivered from spammers to the boundary of external network. SASF can be located in the network elements where outbound communication requests from spammers are sent as the first hop. 3.2.7 spam recipient: An entity or a person that receives spam. 3.2.8 spam recipient function (SRF): An

32、ASF whose role is to identify and block IP multimedia spam arrived to spam recipients. SRF can be located in the home-network or terminals of spam recipients. 3.2.9 whitelist: An identification list of persons or sources in communication services, where the identifications of the list are known, tru

33、sted, or explicitly permitted. 4 Abbreviations and acronyms This Recommendation uses the following abbreviations and acronyms: ARS Automated Response System ASF Anti-Spam Functions CA Certification Authority CAS Core Anti-Spam CASF Core Anti-Spam Functions CRL Certificate Revocation List DAC Discret

34、ionary Access Control HBAC History-based Access Control IM Instant Messaging IP Internet Protocol IPSec Internet Protocol Security L2TP Layer 2 Tunneling Protocol MAC Mandatory Access Control MTA Mail Transfer Agent NDAC Non-Discretionary Access Control OTP One Time Password PBAC Purpose-based Acces

35、s Control PKI Public Key Infrastructure RAS Recipient-side Anti-Spam RASF Recipient-side Anti-Spam Functions RBAC Role-based Access Control RuBAC Rule-based Access Control SAS Sender-side Anti-Spam Rec. ITU-T X.1245 (12/2010) 3 SASF Sender-side Anti-Spam Functions SPF Sender Policy Framework SR Spam

36、 Recipient SRF Spam Recipient Functions SSL Secure Socket Layer TCAC Temporal Constraints Access Control TTP Trusted Third Party TTS Text To Speech VoIP Voice over Internet Protocol VPN Virtual Private Network 5 Conventions Functions: In the context of the framework for countering IP multimedia spam

37、, “functions“ are defined as a collection of functionalities. It is represented by the following symbol: Functional block: In the context of the framework for countering IP multimedia spam, a “functional block“ is defined as a group of functionalities that has not been further subdivided at the leve

38、l of detail described in this Recommendation. It is represented by the following symbol: 6 Technical methods for countering IP multimedia spam IP multimedia spam can be defined as unsolicited messages or calls through IP-based multimedia applications. To distinguish IP multimedia spam from tradition

39、al e-mail spam, IP multimedia spam denotes spam on communication methods over IP, such as voice over IP, instant messaging, etc. IP multimedia spam usually has special characteristics which can be distinguished from normal IP-based multimedia applications. These characteristics can be used for anti-

40、spam functions to identify and to filter spam by implementing the functions on the appropriate IP network elements. Technical methods for countering IP multimedia spam can be classified into the following three categories: countering IP multimedia spam by source analysis of IP-based multimedia appli

41、cations, countering IP multimedia spam by characteristics analysis of IP-based multimedia applications, countering IP multimedia spam by content analysis of IP-based multimedia applications. Figure 1 presents the three technical methods for countering IP multimedia spam and examples of anti-spam tec

42、hniques. 4 Rec. ITU-T X.1245 (12/2010) . . .X.1245(10)_F01Technical methods forcountering IP multimedia spamSource analysismethodCharacteristicsanalysis methodContent analysismethodBlacklistWhitelistReputationsystemBulkanalysisInteractivitytestSpam labellingText analysisImageanalysisSoundanalysisFig

43、ure 1 Technical methods for countering IP multimedia spam Many anti-spam techniques in Figure 1 have been applied for countering e-mail spam, and they are also applicable to IP multimedia spam. Anti-spam techniques for countering IP multimedia spam are not limited to these examples. Anti-spam functi

44、ons on IP network need to interact with each other to make use of these anti-spam techniques. Functions and interfaces of the anti-spam entities needed for implementing the anti-spam methods are described in the following clauses. Using only one anti-spam technique may not be effective enough for co

45、untering IP multimedia spam. In that case, more than one anti-spam technique may need to be deployed simultaneously on the IP network for more effective spam filtering. 6.1 Source analysis method An IP-based multimedia application from a certain source can be identified whether it is spam or not by

46、analyzing the source information of the IP-based multimedia application such as the reputation information or the spamming history of the source. IP address, domain name, phone number, and user identifier can be used as source identifiers. Examples of source based anti-spam techniques are whitelist,

47、 blacklist, reputation system, etc. They have been widely used for countering e-mail spam and can also be applied for countering IP multimedia spam. The applicability of these techniques to IP multimedia spam is described in b-ITU-T X.1244. However, the source analysis methods may have some weakness

48、es which reduce the effectiveness of anti-spam techniques, e.g., spammers may try sender spoofing or be able to make many service accounts. Therefore, the following measures are expected to help the source based anti-spam techniques for countering IP multimedia spam become more effective: strong aut

49、hentication of the sources of IP-based multimedia applications, effective management of spam identification policy and related information. First of all, a high reliability of source information of IP-based multimedia applications is needed for effective spam filtering, since spammers can try to make a detour to avoid these anti-spam techniques by creating a great number of service accounts, or by attempting sender spoofing to cover that the sender is a spammer. Therefore, strong authentication of the sources of IP-based mu

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