TIA-1121 011-2009 Physical Layer for Ultra Mobile Broadband (UMB) TDD Air Interface Specification《超移动宽带(UMB)TDD空中接口规范的物理层》.pdf

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1、 TIA-1121.011-2009 APPROVED: JANUARY 1, 2009 REAFFIRMED: DECEMBER 2, 2013 TIA-1121.011 January 2009Physical Layer for Ultra Mobile Broadband (UMB) TDD Air Interface Specification NOTICE TIA Engineering Standards and Publications are designed to serve the public interest through eliminating misunders

2、tandings between manufacturers and purchasers, facilitating interchangeability and improvement of products, and assisting the purchaser in selecting and obtaining with minimum delay the proper product for their particular need. The existence of such Standards and Publications shall not in any respec

3、t preclude any member or non-member of TIA from manufacturing or selling products not conforming to such Standards and Publications. Neither shall the existence of such Standards and Publications preclude their voluntary use by Non-TIA members, either domestically or internationally. Standards and P

4、ublications are adopted by TIA in accordance with the American National Standards Institute (ANSI) patent policy. By such action, TIA does not assume any liability to any patent owner, nor does it assume any obligation whatever to parties adopting the Standard or Publication. This Standard does not

5、purport to address all safety problems associated with its use or all applicable regulatory requirements. It is the responsibility of the user of this Standard to establish appropriate safety and health practices and to determine the applicability of regulatory limitations before its use. Any use of

6、 trademarks in this document are for information purposes and do not constitute an endorsement by TIA or this committee of the products or services of the company. (From Project No. PN-3-0272.011-RF1, formulated under the cognizance of the TIA TR-45 Mobile (b) there is no assurance that the Document

7、 will be approved by any Committee of TIA or any other body in its present or any other form; (c) the Document may be amended, modified or changed in the standards development or any editing process. The use or practice of contents of this Document may involve the use of intellectual property rights

8、 (“IPR”), including pending or issued patents, or copyrights, owned by one or more parties. TIA makes no search or investigation for IPR. When IPR consisting of patents and published pending patent applications are claimed and called to TIAs attention, a statement from the holder thereof is requeste

9、d, all in accordance with the Manual. TIA takes no position with reference to, and disclaims any obligation to investigate or inquire into, the scope or validity of any claims of IPR. TIA will neither be a party to discussions of any licensing terms or conditions, which are instead left to the parti

10、es involved, nor will TIA opine or judge whether proposed licensing terms or conditions are reasonable or non-discriminatory. TIA does not warrant or represent that procedures or practices suggested or provided in the Manual have been complied with as respects the Document or its contents. If the Do

11、cument contains one or more Normative References to a document published by another organization (“other SSO”) engaged in the formulation, development or publication of standards (whether designated as a standard, specification, recommendation or otherwise), whether such reference consists of mandat

12、ory, alternate or optional elements (as defined in the TIA Engineering Manual, 4thedition) then (i) TIA disclaims any duty or obligation to search or investigate the records of any other SSO for IPR or letters of assurance relating to any such Normative Reference; (ii) TIAs policy of encouragement o

13、f voluntary disclosure (see Engineering Manual Section 6.5.1) of Essential Patent(s) and published pending patent applications shall apply; and (iii) Information as to claims of IPR in the records or publications of the other SSO shall not constitute identification to TIA of a claim of Essential Pat

14、ent(s) or published pending patent applications. TIA does not enforce or monitor compliance with the contents of the Document. TIA does not certify, inspect, test or otherwise investigate products, designs or services or any claims of compliance with the contents of the Document. ALL WARRANTIES, EXP

15、RESS OR IMPLIED, ARE DISCLAIMED, INCLUDING WITHOUT LIMITATION, ANY AND ALL WARRANTIES CONCERNING THE ACCURACY OF THE CONTENTS, ITS FITNESS OR APPROPRIATENESS FOR A PARTICULAR PURPOSE OR USE, ITS MERCHANTABILITY AND ITS NONINFRINGEMENT OF ANY THIRD PARTYS INTELLECTUAL PROPERTY RIGHTS. TIA EXPRESSLY D

16、ISCLAIMS ANY AND ALL RESPONSIBILITIES FOR THE ACCURACY OF THE CONTENTS AND MAKES NO REPRESENTATIONS OR WARRANTIES REGARDING THE CONTENTS COMPLIANCE WITH ANY APPLICABLE STATUTE, RULE OR REGULATION, OR THE SAFETY OR HEALTH EFFECTS OF THE CONTENTS OR ANY PRODUCT OR SERVICE REFERRED TO IN THE DOCUMENT O

17、R PRODUCED OR RENDERED TO COMPLY WITH THE CONTENTS. TIA SHALL NOT BE LIABLE FOR ANY AND ALL DAMAGES, DIRECT OR INDIRECT, ARISING FROM OR RELATING TO ANY USE OF THE CONTENTS CONTAINED HEREIN, INCLUDING WITHOUT LIMITATION ANY AND ALL INDIRECT, SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES (INCLUDING DA

18、MAGES FOR LOSS OF BUSINESS, LOSS OF PROFITS, LITIGATION, OR THE LIKE), WHETHER BASED UPON BREACH OF CONTRACT, BREACH OF WARRANTY, TORT (INCLUDING NEGLIGENCE), PRODUCT LIABILITY OR OTHERWISE, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. THE FOREGOING NEGATION OF DAMAGES IS A FUNDAMENTAL ELEMEN

19、T OF THE USE OF THE CONTENTS HEREOF, AND THESE CONTENTS WOULD NOT BE PUBLISHED BY TIA WITHOUT SUCH LIMITATIONS. 3GPP2 C.S0084-011-0 v1.0 CONTENTS i 1 FOREWORD . xxiii 2 REFERENCES xxv 3 1 BASIC PHYSICAL LAYER PROTOCOL 1-1 4 1.1 Introduction 1-1 5 1.1.1 General Overview . 1-1 6 1.1.2 Primitives and P

20、ublic Data . 1-1 7 1.1.2.1 Commands 1-1 8 1.1.2.2 Return Indications . 1-1 9 1.1.2.3 Public Data 1-1 10 1.2 Protocol Initialization . 1-1 11 1.2.1 Protocol Initialization for the InConfiguration Protocol Instance . 1-1 12 1.2.2 Protocol Initialization for the InUse Protocol Instance 1-1 13 1.3 Proce

21、dures and Messages for the InConfiguration Instance of the Protocol 1-1 14 1.3.1 Procedures 1-1 15 1.3.2 Message Formats . 1-1 16 1.4 Procedures and Messages for the InUse Instance of the Protocol . 1-1 17 1.4.1 Hard Commit Procedures . 1-1 18 1.4.2 Soft Commit Procedures 1-2 19 1.4.3 Main Procedure

22、s 1-2 20 1.4.4 Interface to Other Protocols . 1-2 21 1.4.4.1 Commands 1-2 22 1.4.4.2 Indications . 1-2 23 1.5 Configuration Attributes 1-2 24 1.6 Session State Information 1-2 25 2 GENERAL 2-1 26 2.1 Terms 2-1 27 2.2 Numeric Information . 2-16 28 2.3 System Time 2-20 29 2.3.1 Synchronization Modes 2

23、-21 30 2.3.1.1 Synchronization Modes 2-21 31 3GPP2 C.S0084-011-0 v1.0 CONTENTS ii 2.3.1.1.1 Global Synchronous Mode . 2-21 1 2.3.1.1.2 Global Asynchronous Mode . 2-22 2 2.3.2 Sector Identifiers . 2-22 3 2.3.2.1 PilotPN and PilotPhase . 2-22 4 2.3.2.2 SFNCellID and SFNPhase 2-22 5 2.3.2.3 PilotID and

24、 SectorSeed 2-22 6 2.3.3 Access Terminal Time-Base Reference . 2-23 7 2.3.4 DuplexingMode . 2-24 8 2.4 Tolerances . 2-25 9 2.5 Common Physical Layer Algorithms and Definitions 2-25 10 2.5.1 Common Permutation Generation Algorithm . 2-25 11 2.5.2 Pruned Bit Reversal Interleaver . 2-27 12 2.5.3 Common

25、 Real and Complex Scrambling Algorithms 2-27 13 2.5.3.1 Pseudo-random Bit Sequence Generation For Scrambling . 2-27 14 2.5.4 Common PHY Hash Function 2-28 15 2.5.5 Discrete Fourier Transform . 2-28 16 2.5.6 Walsh Sequence 2-29 17 2.6 Coding and Modulation . 2-29 18 2.6.1 Coding and Modulation Struct

26、ures 2-29 19 2.6.2 Error Detection . 2-30 20 2.6.2.1 Generation of the CRC Bits 2-31 21 2.6.3 Forward Error Correction 2-32 22 2.6.3.1 Rate-1/3 Convolutional Encoding 2-34 23 2.6.3.1.1 Rate-1/3 Tail-biting Convolutional Encoding . 2-35 24 2.6.3.2 Rate-1/3 Concatenated Encoding 2-35 25 2.6.3.2.1 Cycl

27、ic Code Generation 2-35 26 2.6.3.2.2 Rate-1/2 Tail Biting Convolutional Code Generation 2-36 27 2.6.3.2.3 Block Code Description 2-37 28 2.6.3.3 Turbo Encoding . 2-38 29 2.6.3.3.1 Turbo Encoder . 2-38 30 2.6.3.3.2 Turbo Interleavers . 2-40 31 2.6.3.4 Low Density Parity Check Encoding . 2-42 32 3GPP2

28、 C.S0084-011-0 v1.0 CONTENTS iii 2.6.3.4.1 Choice of Base Parity Check Matrix 2-42 1 2.6.3.4.2 Generation of the Parity Check Matrix 2-42 2 2.6.3.4.3 Encoding 2-45 3 2.6.3.4.4 Truncation . 2-46 4 2.6.3.4.5 Parity Check Matrices for the LDPC Code . 2-48 5 2.6.3.4.5.1 Base Parity Check Matrices 2-48 6

29、 2.6.3.4.5.2 Generation of the Matrices Gi, Gi, Gi 2-56 7 2.6.4 Channel Interleaving . 2-61 8 2.6.4.1 Bit Demultiplexing . 2-61 9 2.6.4.1.1 Bit Permuting . 2-62 10 2.6.4.1.1.1 Pruned Bit Reversal Interleaver 2-62 11 2.6.4.1.1.2 Bit Permuting for Turbo Code . 2-62 12 2.6.4.1.1.3 Bit Permuting for Con

30、volutional Code 2-64 13 2.6.5 Sequence Repetition 2-64 14 2.6.5.1 Inverted Sequence Repetition . 2-64 15 2.6.6 Data Scrambling 2-64 16 2.6.7 Modulation 2-65 17 2.6.7.1 QPSK Modulation 2-65 18 2.6.7.2 8-PSK Modulation 2-66 19 2.6.7.3 16-QAM Modulation . 2-67 20 2.6.7.4 64-QAM Modulation . 2-69 21 2.6

31、.7.5 Hierarchical Modulation . 2-72 22 2.6.7.5.1 Modulation with QPSK Base Layer and QPSK Enhancement Layer 2-73 23 2.6.7.5.2 Modulation with 16-QAM Base Layer and QPSK Enhancement 24 Layer . 2-74 25 2.7 OFDM Structure and Modulation Parameters 2-77 26 2.7.1 Forward Link Structure and Modulation Par

32、ameters . 2-77 27 2.7.1.1 Superframe Structure 2-77 28 2.7.1.1.1 Superframe Structure if DuplexingMode is FDD . 2-78 29 2.7.1.1.2 Superframe Structure if DuplexingMode is not FDD . 2-79 30 2.7.1.2 OFDM Symbol Structure 2-81 31 2.7.1.3 OFDM Symbol Start Time 2-84 32 3GPP2 C.S0084-011-0 v1.0 CONTENTS

33、iv 2.7.1.4 Superframe Preamble Structure 2-85 1 2.7.1.5 Reference Received Power Level . 2-85 2 2.7.1.6 Reference Transmit Power . 2-85 3 2.7.1.7 Forward Link PHY Frame and Interlace Structure . 2-86 4 2.7.2 Reverse Link Structure and Modulation Parameters 2-86 5 2.7.2.1 Superframe Structure 2-86 6

34、2.7.2.1.1 Superframe Structure if DuplexingMode is FDD 2-86 7 2.7.2.1.2 Superframe Structure if DuplexingMode is not FDD 2-87 8 2.7.2.2 OFDM Symbol Structure . 2-89 9 2.7.2.3 OFDM Symbol Start Time 2-92 10 2.7.2.4 Reverse Link PHY Frame and Interlace Structure 2-93 11 2.7.3 Time-Domain Processing .

35、2-93 12 2.7.3.1 Inverse Fourier Transform Operation . 2-93 13 2.7.3.2 Windowing Operation 2-94 14 2.7.3.3 Overlap-and-Add Operation . 2-94 15 2.8 MIMO Procedures . 2-95 16 2.8.1 Multiple Transmit Antennas 2-95 17 2.8.2 Precoding 2-98 18 2.8.2.1 Use of Precoding Matrices 2-98 19 2.8.2.2 Codebook Type

36、s 2-98 20 2.8.2.3 Knockdown Codebook . 2-99 21 2.8.2.3.1 Default Knockdown Codebooks 2-99 22 2.8.2.3.1.1 Binary Unitary Codebook . 2-99 23 2.8.2.3.1.2 Fourier Matrix Based Codebook . 2-99 24 2.8.2.4 Readymade Codebook . 2-99 25 2.8.2.5 Downloadable Codebook 2-100 26 2.8.2.6 Random Orthonormal Ensemb

37、le 2-100 27 2.8.3 Permutation Matrices for Multi-Code Word MIMO . 2-100 28 2.8.3.1 Permutation Matrices of Order 1 2-101 29 2.8.3.2 Permutation Matrices of Order 2 2-101 30 2.8.3.3 Permutation Matrices of Order 3 2-101 31 2.8.3.4 Permutation Matrices of Order 4 2-101 32 3GPP2 C.S0084-011-0 v1.0 CONT

38、ENTS v 2.8.4 SDMA Operation 2-102 1 2.9 Rotational OFDM . 2-103 2 2.10 Subcarrier Allocation for Reverse Link CDMA Subsegments and Reverse 3 OFDMA Data Channel . 2-104 4 2.10.1 Hop-Port Definition and Indexing . 2-104 5 2.10.2 Reverse Link Hop Pattern Generation 2-104 6 2.10.3 CDMA Subsegments 2-104

39、 7 2.10.3.1 CDMA Hopping Zones 2-104 8 2.10.3.2 Nominal Location of CDMA Subsegments. 2-106 9 2.10.3.3 Location of CDMA Subsegments in Subcarrier Space . 2-106 10 2.10.3.4 Nominally Available Subcarriers 2-106 11 2.10.3.5 Displaced Subcarriers and Newly-Freed Subcarriers 2-106 12 2.10.4 Subzones and

40、 Usable Hop-Ports 2-107 13 2.10.4.1 Partitioning Hop-Ports into Subzones . 2-107 14 2.10.4.2 Usable and Unusable Hop-Ports 2-107 15 2.10.4.3 Reverse Link Resource Channel Structures 2-108 16 2.10.5 Hop Sequence Generation for GH Hop-Ports 2-108 17 2.10.5.1 Alternate Indexing Scheme for GH Hop-Ports

41、. 2-109 18 2.10.5.2 Hop-Port to Subcarrier Mapping for the GH Structure . 2-109 19 2.10.5.3 Generation of HijGLOBAL, GH. 2-110 20 2.10.5.4 Generation of HijqsSECTOR,GH. 2-111 21 2.10.6 Hop Sequence Generation for Reverse Link PHY Frames using the LH 22 Structure 2-111 23 2.10.6.1 Alternate Indexing

42、Scheme for the LH Structure 2-111 24 2.10.6.2 Hop-port to Subcarrier Mapping for the LH Structure 2-111 25 2.11 Subcarrier Allocation for Reverse Acknowledgment Channel 2-113 26 2.11.1 Reverse Acknowledgment Channel Partial-Tile Definition . 2-113 27 2.11.2 Reverse Acknowledgment Channel Partial-Til

43、e Selection 2-113 28 2.11.3 Reverse Acknowledgment Channel Resource Indexing . 2-114 29 2.12 Subcarrier Allocation for Reverse OFDMA Dedicated Control Channel . 2-115 30 2.12.1 Reverse OFDMA Dedicated Control Channel Subcarrier Allocation 2-115 31 2.12.2 Reverse OFDMA Dedicated Control Channel Resou

44、rce Indexing 2-116 32 3GPP2 C.S0084-011-0 v1.0 CONTENTS vi 2.13 Reverse Link Silence Interval . 2-116 1 2.14 Forward Link Resource Channel Structures and Hop Sequence Generation 2-117 2 2.14.1 Hop-Port Indexing . 2-117 3 2.14.2 Forward Link Resource Channel Structures 2-117 4 2.14.2.1 Distributed Re

45、source Channel (DRCH) Structure 2-117 5 2.14.2.2 Block Resource Channel (BRCH) Structure 2-117 6 2.14.3 Multiplexing Resource Channel Structures 2-118 7 2.14.4 Hop-Port Partitioning . 2-120 8 2.14.4.1 Parameters for Subzone Partitioning 2-120 9 2.14.4.2 Reserved Subzones 2-120 10 2.14.4.3 Alternate

46、Indexing of Hop-Ports . 2-120 11 2.14.4.4 Usable and Unusable Hop-Ports 2-121 12 2.14.5 Hop Sequence Generation for PHY Frames 2-122 13 2.14.5.1 BRCH Hop-Port to Subcarrier Mapping 2-122 14 2.14.5.2 DRCH Hop Sequence Generation . 2-125 15 2.14.5.2.1 DRCH Available Subcarrier Indexing 2-125 16 2.14.5

47、.2.2 DRCH Hop-Port to Subcarrier Mapping 2-126 17 2.14.6 Forward Link Control Segment Hop-ports and Exchanged Hop-ports 2-128 18 2.15 Forward Link Control Segment Resource Allocation and Indexing . 2-129 19 2.15.1 Allocation of Hop-port Blocks and Subcarrier Blocks to the Forward Link 20 Control Seg

48、ment . 2-130 21 2.15.1.1 Allocation of Hop-Port Blocks to the Forward Link Control Segment 2-130 22 2.15.1.2 Allocation of Exchanged Hop-Port Blocks 2-131 23 2.15.2 Forward Link Control Segment Resource Definition and Indexing . 2-132 24 2.15.2.1 Forward Link Control Segment Partitioning . 2-133 25

49、2.15.2.2 Forward Link Control Segment Resource Indexing . 2-134 26 2.15.2.2.1 Forward Link Control Segment Resource Indexing for 27 UseDRCHForFLCS = 0 2-134 28 2.15.2.2.2 Forward Link Control Segment Resource Indexing for 29 UseDRCHForFLCS = 1 2-135 30 3 REQUIREMENTS FOR ACCESS TERMINAL OPERATION 3-1 31 3.1 Transmitter . 3-1 32 3.1.1 Frequency Parameters . 3-1 33 3GPP2 C.S0084-011-0 v1.0 CONTENTS vii 3.1.1.1 Channel Spacing and Designation . 3-1 1 3.1.1.2 Frequency Tolerance 3-1 2 3.1.2 Power Output Characteristics 3-1 3 3.1.2.1 Maximum Output Power 3-1 4 3.1.2.2 Output Power Limits

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