IEC 61069-5-2016 Industrial-process measurement control and automation - Evaluation of system properties for the purpose of system assessment - Part 5 Assessmen.pdf

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1、 IEC 61069-5 Edition 2.0 2016-06 INTERNATIONAL STANDARD NORME INTERNATIONALE Industrial-process measurement, control and automation Evaluation of system properties for the purpose of system assessment Part 5: Assessment of system dependability Mesure, commande et automation dans les processus indust

2、riels Apprciation des proprits dun systme en vue de son valuation Partie 5: valuation de la sret de fonctionnement dun systme IEC 61069-5:2016-06(en-fr) colour inside THIS PUBLICATION IS COPYRIGHT PROTECTED Copyright 2016 IEC, Geneva, Switzerland All rights reserved. Unless otherwise specified, no p

3、art of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either IEC or IECs member National Committee in the country of the requester. If you have any questions about IEC copy

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6、entaires sur cette publication, utilisez les coordonnes ci-aprs ou contactez le Comit national de lIEC de votre pays de rsidence. IEC Central Office Tel.: +41 22 919 02 11 3, rue de Varemb Fax: +41 22 919 03 00 CH-1211 Geneva 20 infoiec.ch Switzerland www.iec.ch About the IEC The International Elect

7、rotechnical Commission (IEC) is the leading global organization that prepares and publishes International Standards for all electrical, electronic and related technologies. About IEC publications The technical content of IEC publications is kept under constant review by the IEC. Please make sure tha

8、t you have the latest edition, a corrigenda or an amendment might have been published. IEC Catalogue - webstore.iec.ch/catalogue The stand-alone application for consulting the entire bibliographical information on IEC International Standards, Technical Specifications, Technical Reports and other doc

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11、lectrical terms containing 20 000 terms and definitions in English and French, with equivalent terms in 15 additional languages. Also known as the International Electrotechnical Vocabulary (IEV) online. IEC Glossary - std.iec.ch/glossary 65 000 electrotechnical terminology entries in English and Fre

12、nch extracted from the Terms and Definitions clause of IEC publications issued since 2002. Some entries have been collected from earlier publications of IEC TC 37, 77, 86 and CISPR. IEC Customer Service Centre - webstore.iec.ch/csc If you wish to give us your feedback on this publication or need fur

13、ther assistance, please contact the Customer Service Centre: csciec.ch. A propos de lIEC La Commission Electrotechnique Internationale (IEC) est la premire organisation mondiale qui labore et publie des Normes internationales pour tout ce qui a trait llectricit, llectronique et aux technologies appa

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17、nouvelles publications parues. Disponible en ligne et aussi une fois par mois par email. Electropedia - www.electropedia.org Le premier dictionnaire en ligne de termes lectroniques et lectriques. Il contient 20 000 termes et dfinitions en anglais et en franais, ainsi que les termes quivalents dans 1

18、5 langues additionnelles. Egalement appel Vocabulaire Electrotechnique International (IEV) en ligne. Glossaire IEC - std.iec.ch/glossary 65 000 entres terminologiques lectrotechniques, en anglais et en franais, extraites des articles Termes et Dfinitions des publications IEC parues depuis 2002. Plus

19、 certaines entres antrieures extraites des publications des CE 37, 77, 86 et CISPR de lIEC. Service Clients - webstore.iec.ch/csc Si vous dsirez nous donner des commentaires sur cette publication ou si vous avez des questions contactez-nous: csciec.ch. IEC 61069-5 Edition 2.0 2016-06 INTERNATIONAL S

20、TANDARD NORME INTERNATIONALE Industrial-process measurement, control and automation Evaluation of system properties for the purpose of system assessment Part 5: Assessment of system dependability Mesure, commande et automation dans les processus industriels Apprciation des proprits dun systme en vue

21、 de son valuation Partie 5: valuation de la sret de fonctionnement dun systme INTERNATIONAL ELECTROTECHNICAL COMMISSION COMMISSION ELECTROTECHNIQUE INTERNATIONALE ICS 25.040.40 ISBN 978-2-8322-3447-1 Registered trademark of the International Electrotechnical Commission Marque dpose de la Commission

22、Electrotechnique Internationale Warning! Make sure that you obtained this publication from an authorized distributor. Attention! Veuillez vous assurer que vous avez obtenu cette publication via un distributeur agr. colour inside 2 IEC 61069-5:2016 IEC 2016 CONTENTS FOREWORD . 4 INTRODUCTION . 6 1 Sc

23、ope 8 2 Normative references. 8 3 Terms, definitions, abbreviated terms, acronyms, conventions and symbols 9 3.1 Terms and definitions 9 3.2 Abbreviated terms, acronyms, conventions and symbols 9 4 Basis of assessment specific to dependability 9 4.1 Dependability properties 9 4.1.1 General . 9 4.1.2

24、 Availability . 10 4.1.3 Reliability . 10 4.1.4 Maintainability 10 4.1.5 Credibility 11 4.1.6 Security . 11 4.1.7 Integrity . 12 4.2 Factors influencing dependability . 12 5 Assessment method 12 5.1 General . 12 5.2 Defining the objective of the assessment . 12 5.3 Design and layout of the assessmen

25、t . 13 5.4 Planning of the assessment program . 13 5.5 Execution of the assessment . 13 5.6 Reporting of the assessment . 13 6 Evaluation techniques 13 6.1 General . 13 6.2 Analytical evaluation techniques 14 6.2.1 Overview . 14 6.2.2 Inductive analysis 15 6.2.3 Deductive analysis . 15 6.2.4 Predict

26、ive evaluation 15 6.3 Empirical evaluation techniques. 16 6.3.1 Overview . 16 6.3.2 Tests by fault-injection techniques 16 6.3.3 Tests by environmental perturbations . 17 6.4 Additional topics for evaluation techniques 17 Annex A (informative) Checklist and/or example of SRD for system dependability

27、 . 18 Annex B (informative) Checklist and/or example of SSD for system dependability . 19 B.1 SSD information 19 B.2 Check points for system dependability . 19 Annex C (informative) An example of a list of assessment items (information from IEC TS 62603-1) . 20 C.1 Overview. 20 C.2 Dependability 20

28、C.3 Availability 20 IEC 61069-5:2016 IEC 2016 3 C.3.1 System self-diagnostics 20 C.3.2 Single component fault tolerance and redundancy 20 C.3.3 Redundancy methods . 21 C.4 Reliability 22 C.5 Maintainability . 23 C.5.1 General . 23 C.5.2 Generation of maintenance requests 23 C.5.3 Strategies for main

29、tenance . 23 C.5.4 System software maintenance 23 C.6 Credibility . 23 C.7 Security 24 C.8 Integrity 24 C.8.1 General . 24 C.8.2 Hot-swap . 24 C.8.3 Module diagnostic 24 C.8.4 Input validation 24 C.8.5 Read-back function 24 C.8.6 Forced output 24 C.8.7 Monitoring functions . 24 C.8.8 Controllers . 2

30、4 C.8.9 Networks . 25 C.8.10 Workstations and servers . 25 Annex D (informative) Credibility tests 26 D.1 Overview. 26 D.2 Injected faults . 27 D.2.1 General . 27 D.2.2 System failures due to a faulty module, element or component 27 D.2.3 System failures due to human errors 27 D.2.4 System failures

31、resulting from incorrect or unauthorized inputs into the system through the man-machine interface . 27 D.3 Observations . 28 D.4 Interpretation of the results 28 Annex E (informative) Available failure rate databases . 29 E.1 Databases 29 E.2 Helpful standards concerning component failure 30 Annex F

32、 (informative) Security considerations 31 F.1 Physical security . 31 F.2 Cyber-security . 31 F.2.1 General . 31 F.2.2 Security policy . 31 F.2.3 Other considerations 31 Bibliography . 33 Figure 1 General layout of IEC 61069 . 7 Figure 2 Dependability . 9 4 IEC 61069-5:2016 IEC 2016 INTERNATIONAL ELE

33、CTROTECHNICAL COMMISSION _ INDUSTRIAL-PROCESS MEASUREMENT, CONTROL AND AUTOMATION EVALUATION OF SYSTEM PROPERTIES FOR THE PURPOSE OF SYSTEM ASSESSMENT Part 5: Assessment of system dependability FOREWORD 1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardiz

34、ation comprising all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and in addition to other activities, IEC publishes Internat

35、ional Standards, Technical Specifications, Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with may participate in

36、 this preparatory work. International, governmental and non- governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for Standardization (ISO) in accordance with conditions determined by agreement between the

37、 two organizations. 2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international consensus of opinion on the relevant subjects since each technical committee has representation from all interested IEC National Committees. 3) IEC Publications have

38、 the form of recommendations for international use and are accepted by IEC National Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any misin

39、terpretation by any end user. 4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications transparently to the maximum extent possible in their national and regional publications. Any divergence between any IEC Publication and the corresponding nation

40、al or regional publication shall be clearly indicated in the latter. 5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any services ca

41、rried out by independent certification bodies. 6) All users should ensure that they have the latest edition of this publication. 7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and members of its technical committees and IEC National C

42、ommittees for any personal injury, property damage or other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC Publications. 8) Attention is draw

43、n to the Normative references cited in this publication. Use of the referenced publications is indispensable for the correct application of this publication. 9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent rights. IEC shall not

44、be held responsible for identifying any or all such patent rights. International Standard IEC 61069-5 has been prepared by subcommittee 65A: System aspects, of IEC technical committee 65: Industrial-process measurement, control and automation. This second edition cancels and replaces the first editi

45、on published in 1994. This edition constitutes a technical revision. This edition includes the following significant technical changes with respect to the previous edition: a) reorganization of the material of IEC 61069-5:1994 to make the overall set of standards more organized and consistent; b) IE

46、C TS 62603-1 has been incorporated into this edition. IEC 61069-5:2016 IEC 2016 5 The text of this standard is based on the following documents: FDIS Report on voting 65A/793/FDIS 65A/803/RVD Full information on the voting for the approval of this standard can be found in the report on voting indica

47、ted in the above table. This publication has been drafted in accordance with the ISO/IEC Directives, Part 2. A list of all parts in the IEC 61069 series, published under the general title Industrial-process measurement, control and automation Evaluation of system properties for the purpose of system

48、 assessment, can be found on the IEC website. The committee has decided that the contents of this publication will remain unchanged until the stability date indicated on the IEC web site under “http:/webstore.iec.ch“ in the data related to the specific publication. At this date, the publication will

49、 be reconfirmed, withdrawn, replaced by a revised edition, or amended. IMPORTANT The colour inside logo on the cover page of this publication indicates that it contains colours which are considered to be useful for the correct understanding of its contents. Users should therefore print this document using a colour printer. 6 IEC 61069-5:2016 IEC 2016 INTRODUCTION IEC 61069 deals with the method which shou

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