1、 IEC/TS 62351-5 Edition 2.0 2013-04 TECHNICAL SPECIFICATION Power systems management and associated information exchange Data and communications security Part 5: Security for IEC 60870-5 and derivatives IEC/TS 62351-5:2013(E) THIS PUBLICATION IS COPYRIGHT PROTECTED Copyright 2013 IEC, Geneva, Switze
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9、PECIFICATION Power systems management and associated information exchange Data and communications security Part 5: Security for IEC 60870-5 and derivatives INTERNATIONAL ELECTROTECHNICAL COMMISSION XE ICS 33.200 PRICE CODE ISBN 978-2-83220-732-1 Registered trademark of the International Electrotechn
10、ical Commission Warning! Make sure that you obtained this publication from an authorized distributor. 2 TS 62351-5 IEC:2013(E) CONTENTS FOREWORD . 6 1 Scope and object 8 2 Normative references . 9 3 Terms and definitions . 10 4 Abbreviated terms 11 5 Problem description (informative) . 11 5.1 Overvi
11、ew of clause 11 5.2 Specific threats addressed 11 5.3 Design issues 11 5.3.1 Overview of subclause . 11 5.3.2 Asymmetric communications 11 5.3.3 Message-oriented 12 5.3.4 Poor sequence numbers or no sequence numbers . 12 5.3.5 Limited processing power 12 5.3.6 Limited bandwidth 12 5.3.7 No access to
12、 authentication server 12 5.3.8 Limited frame length 13 5.3.9 Limited checksum 13 5.3.10 Radio systems . 13 5.3.11 Dial-up systems . 13 5.3.12 Variety of protocols affected 13 5.3.13 Differing data link layers 14 5.3.14 Long upgrade intervals 14 5.3.15 Remote sites . 14 5.3.16 Multiple users 14 5.3.
13、17 Unreliable media . 14 5.4 General principles . 14 5.4.1 Overview of subclause . 14 5.4.2 Authentication only 14 5.4.3 Application layer only 15 5.4.4 Generic definition mapped onto different protocols 15 5.4.5 Bi-directional . 15 5.4.6 Challenge-response. 15 5.4.7 Pre-shared keys as default optio
14、n 15 5.4.8 Backwards tolerance . 15 5.4.9 Upgradeable 16 5.4.10 Perfect forward secrecy . 16 5.4.11 Multiple users and auditing 16 6 Theory of operation (informative) 16 6.1 Overview of clause 16 6.2 Narrative description . 16 6.2.1 Basic concepts 16 6.2.2 Initiating the challenge . 17 6.2.3 Replyin
15、g to the challenge 17 6.2.4 Authenticating . 18 6.2.5 Authentication failure . 18 TS 62351-5 IEC:2013(E) 3 6.2.6 Aggressive mode . 18 6.2.7 Changing keys . 18 6.2.8 Security statistics 22 6.3 Example message sequences . 22 6.3.1 Overview of subclause . 22 6.3.2 Challenge of a Critical ASDU . 23 6.3.
16、3 Aggressive Mode . 24 6.3.4 Initializing and changing Session Keys 24 6.4 State machine overview 28 7 Formal specification . 32 7.1 Overview of clause 32 7.2 Message definitions . 32 7.2.1 Distinction between messages and ASDUs 32 7.2.2 Challenge message . 33 7.2.3 Reply message 35 7.2.4 Aggressive
17、 Mode Request message 36 7.2.5 MAC := OS8i18i; i:=specified by MALKey Status Request message 38 7.2.6 Key Status message 38 7.2.7 Session Key Change message 41 7.2.8 Error message . 43 7.2.9 User Status Change message . 45 7.2.10 Update Key Change Request message 49 7.2.11 Update Key Change Reply me
18、ssage 51 7.2.12 Update Key Change message 52 7.2.13 Update Key Change Signature message 53 7.2.14 Update Key Change Confirmation message . 54 7.3 Formal procedures 55 7.3.1 Overview of subclause . 55 7.3.2 Security statistics 56 7.3.3 Challenger procedures 58 7.3.4 Responder procedures 74 7.3.5 Cont
19、rolling station procedures . 75 7.3.6 Controlled station procedures 88 8 Interoperability requirements 90 8.1 Overview of clause 90 8.2 Minimum requirements 90 8.2.1 Overview of subclause . 90 8.2.2 MAC algorithms . 90 8.2.3 Key wrap / transport algorithms . 91 8.2.4 Fixed values 91 8.2.5 Configurab
20、le values . 91 8.3 Options . 96 8.3.1 Overview of subclause . 96 8.3.2 MAC algorithms . 96 8.3.3 Encryption algorithms 98 8.3.4 Key wrap / transport algorithms . 98 8.3.5 Configurable values . 98 9 Special Applications . 99 4 TS 62351-5 IEC:2013(E) 9.1 Overview of clause 99 9.2 Use with TCP/IP 99 9.
21、3 Use with redundant channels. 99 9.4 Use with external link encryptors . 99 10 Requirements for referencing this specification. 99 10.1 Overview of clause 99 10.2 Selected options 99 10.3 Operations considered critical . 100 10.4 Addressing information 100 10.5 Message format mapping 100 10.6 Refer
22、ence to procedures . 100 11 Protocol implementation conformance statement 101 11.1 Overview of clause 101 11.2 Required algorithms 101 11.3 MAC algorithms . 101 11.4 Key wrap algorithms 101 11.5 Maximum Error messages sent 101 11.6 Use of Error messages 101 11.7 Update Key Change Methods 102 11.8 Us
23、er Status Change 102 Annex A (informative) Compliance with ISO/IEC 11770 103 Bibliography 109 Figure 1 Overview of interaction between Authority and stations 22 Figure 2 Example of successful Challenge of Critical ASDU . 23 Figure 3 Example of failed Challenge of Critical ASDU 23 Figure 4 Example of
24、 a successful Aggressive Mode Request . 24 Figure 5 Example of a failed Aggressive Mode Request . 24 Figure 6 Example of Session Key initialization and periodic update 25 Figure 7 Example of communications failure followed by Session Key change . 26 Figure 8 Example of successful User Status and Upd
25、ate Key Change . 27 Figure 9 User changes controlling stations . 28 Figure 10 Major state transitions for controlling station authentication 29 Figure 11 Major state transitions for controlled station authentication 30 Figure 12 Major state transitions for controlling station Update Key change . 31
26、Figure 13 Major state transitions for controlled station Update Key change 32 Figure 14 Example Use of Challenge Sequence Numbers 60 Table 1 Scope of application to standards 8 Table 2 Summary of symmetric keys used . 18 Table 3 Summary of asymmetric keys used (optional) 19 Table 4 Challenge message
27、 . 33 Table 5 Reply message . 35 Table 6 Data Included in the MAC Value calculation 36 Table 7 Aggressive Mode Request message 36 TS 62351-5 IEC:2013(E) 5 Table 8 Data Included in the MAC Value calculation in Aggressive Mode . 37 Table 9 Key Status Request Message 38 Table 10 Use of Default Session
28、Keys . 38 Table 11 Key Status Message 39 Table 12 Data Included in the MAC Value Calculation for Key Status . 41 Table 13 Key Change message 41 Table 14 Data Included in the key wrap (in order) 42 Table 15 Example of key order. 42 Table 16 Example of Wrapped Key Data 43 Table 17 Error message . 43 T
29、able 18 Creation of Certification Data 46 Table 19 User Status Change message . 46 Table 20 Update Key Change Request message 50 Table 21 Update Key Change Reply message 51 Table 22 Update Key Change message . 52 Table 23 Encrypted Update Key Data 53 Table 24 Update Key Change Signature message . 53
30、 Table 25 Data included in the Digital Signature 54 Table 26 Update Key Change Confirmation message . 54 Table 27 Data included in the MAC calculation 55 Table 28 States used in the state machine descriptions . 55 Table 29 Security statistics . 57 Table 30 Challenger state machine 63 Table 31 User r
31、oles . 77 Table 32 Controlling Station State Machine Changing Session Keys . 80 Table 33 Controlling Station State Machine Changing Update Keys 84 Table 34 Special Statistic Event Thresholds. 92 Table 35 Algorithms and Messages used for each Update Key Change Method . 94 Table 36 Size of Challenge D
32、ata 94 Table 37 Configuration of Cryptographic Information 95 Table 38 Legend for configuration of cryptographic information 96 Table 39 Construction of AES-GMAC initialization vector . 96 Table 40 Source of initialization vector components in each message 97 Table A.1 Cryptographic Notation 105 Tab
33、le A.2 Compliance with ISO/IEC 11770 107 6 TS 62351-5 IEC:2013(E) INTERNATIONAL ELECTROTECHNICAL COMMISSION _ POWER SYSTEMS MANAGEMENT AND ASSOCIATED INFORMATION EXCHANGE DATA AND COMMUNICATIONS SECURITY Part 5: Security for IEC 60870-5 and derivatives FOREWORD 1) The International Electrotechnical
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46、ional Standard. Technical specifications are subject to review within three years of publication to decide whether they can be transformed into International Standards. IEC/TS 62351-5, which is a technical specification, has been prepared by IEC technical committee 57: Power systems management and a
47、ssociated information exchange. TS 62351-5 IEC:2013(E) 7 This second edition cancels and replaces the first edition published in 2009. It constitutes a technical revision. The primary changes in the second edition are: adds the capability to change Update Keys remotely; adds security statistics to a
48、id in detecting attacks; adds measures to avoid being forced to change session keys too often; discards unexpected messages more often as possible attacks; adds to the list of permitted security algorithms; adds new rules for calculating challenge sequence numbers. The text of this technical specifi
49、cation is based on the following documents: Enquiry draft Report on voting 57/1204/DTS 57/1282/RVC Full information on the voting for the approval of this technical specification can be found in the report on voting indicated in the above table. This publication has been drafted in accordance with the ISO/IEC Directives, Part 2. Capitalization has been used in the text of this specification
