1、BSI Standards Publication BS ISO/IEC 18180:2013 Information technology Specification for the Extensible Configuration Checklist Description Format (XCCDF) Version 1.2BS ISO/IEC 18180:2013 BRITISH STANDARD National foreword This British Standard is the UK implementation of ISO/IEC 18180:2013. The UK
2、participation in its preparation was entrusted to Technical Committee ICT/-/1, Information systems co-ordination. A list of organizations represented on this committee can be obtained on request to its secretary. This publication does not purport to include all the necessary provisions of a contract
3、. Users are responsible for its correct application. The British Standards Institution 2013. Published by BSI Standards Limited 2013 ISBN 978 0 580 78673 0 ICS 35.040 Compliance with a British Standard cannot confer immunity from legal obligations. This British Standard was published under the autho
4、rity of the Standards Policy and Strategy Committee on 31 July 2013. Amendments issued since publication Date Text affectedBS ISO/IEC 18180:2013Reference number ISO/IEC 18180:2013(E) ISO/IEC 2013INTERNATIONAL STANDARD ISO/IEC 18180 First edition 2013-06-15 Information technology Specification for th
5、e Extensible Configuration Checklist Description Format (XCCDF) Version 1.2 Technologies de linformation Spcification de XCCDF (Extensible Configuration Checklist Description Format) version 1.2 BS ISO/IEC 18180:2013 ISO/IEC 18180:2013(E) COPYRIGHT PROTECTED DOCUMENT ISO/IEC 2013 All rights reserved
6、. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at
7、 the address below or ISOs member body in the country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO/IEC 2013 All rights reservedBS ISO/IEC 18180:2013 ISO/IE
8、C 18180:2013(E)BS ISO/IEC 18180:2013 ISO/IEC 18180:2013(E) ISO/IEC 2013 All rights reserved iiiForeword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized system for worldwide standardization. National bodies that are
9、 members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other internationa
10、l organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. International Standards are drafted in accordance with the rules given in the
11、ISO/IEC Directives, Part 2. The main task of the joint technical committee is to prepare International Standards. Draft International Standards adopted by the joint technical committee are circulated to national bodies for voting. Publication as an International Standard requires approval by at leas
12、t 75 % of the national bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights. ISO/IEC 18180 was prepared by the U.S. National
13、 Institute of Standards and Technology (as NIST IR 7275, Revision 4) and was adopted, under a special “fast-track procedure”, by Joint Technical Committee ISO/IEC JTC 1, Information technology, in parallel with its approval by the national bodies of ISO and IEC. BS ISO/IEC 18180:2013 ISO/IEC 18180:2
14、013(E)BS ISO/IEC 18180:2013BS ISO/IEC 18180:2013 Specification for the Extensible Configuration Checklist Description Format (XCCDF) Version 1.2 David Waltermire Charles Schmidt Karen Scarfone Neal Ziring NIST Interagency Report 7275 Revision 4 ISO/IEC 18180:2013(E) ISO/IEC 2013 All rights reserved
15、BS ISO/IEC 18180:2013 ISO/IEC 18180:2013(E)BS ISO/IEC 18180:2013 Specification for the Extensible Configuration Checklist Description Format (XCCDF) Version 1.2 David Waltermire Charles Schmidt Karen Scarfone Neal Ziring NIST Interagency Report 7275 Revision 4 ISO/IEC 18180:2013(E) ISO/IEC 2013 All
16、rights reserved BS ISO/IEC 18180:2013 ISO/IEC 18180:2013(E)BS ISO/IEC 18180:2013NIST Interagency Report 7275 Revision 4 Specification for the Extensible Configuration Checklist Description Format (XCCDF) Version 1.2 David Waltermire Charles Schmidt Karen Scarfone Neal Ziring C O M P U T E R S E C U
17、R I T Y Computer Security Division Information Technology Laboratory National Institute of Standards and Technology Gaithersburg, MD 20899-8930 September 2011 U.S. Department of Commerce Rebecca M. Blank, Acting Secretary National Institute of Standards and Technology Patrick D. Gallagher, Under Sec
18、retary for Standards and Technology and Director ISO/IEC 18180:2013(E) ISO/IEC 2013 All rights reserved BS ISO/IEC 18180:2013 SPECIFICATION FOR THE EXTENSIBLE CONFIGURATION CHECKLIST DESCRIPTION FORMAT (XCCDF) VERSION 1.2 iii Reports on Computer Systems Technology The Information Technology Laborato
19、ry (ITL) at the National Institute of Standards and Technology (NIST) promotes the U.S. economy and public welfare by providing technical leadership for the nations measurement and standards infrastructure. ITL develops tests, test methods, reference data, proof of concept implementations, and techn
20、ical analysis to advance the development and productive use of information technology. ITLs responsibilities include the development of technical, physical, administrative, and management standards and guidelines for the cost-effective security and privacy of sensitive unclassified information in Fe
21、deral computer systems. This Interagency Report discusses ITLs research, guidance, and outreach efforts in computer security and its collaborative activities with industry, government, and academic organizations. Certain commercial entities, equipment, or materials may be identified in this document
22、 in order to describe an experimental procedure or concept adequately. Such identification is not intended to imply recommendation or endorsement by the National Institute of Standards and Technology, nor is it intended to imply that the entities, materials, or equipment are necessarily the best ava
23、ilable for the purpose. National Institute of Standards and Technology Interagency Report 7275 Revision 4 80 pages (Sep. 2011) ISO/IEC 18180:2013(E) ISO/IEC 2013 All rights reserved BS ISO/IEC 18180:2013 ISO/IEC 18180:2013(E)BS ISO/IEC 18180:2013NIST Interagency Report 7275 Revision 4 Specification
24、for the Extensible Configuration Checklist Description Format (XCCDF) Version 1.2 David Waltermire Charles Schmidt Karen Scarfone Neal Ziring C O M P U T E R S E C U R I T Y Computer Security Division Information Technology Laboratory National Institute of Standards and Technology Gaithersburg, MD 2
25、0899-8930 September 2011 U.S. Department of Commerce Rebecca M. Blank, Acting Secretary National Institute of Standards and Technology Patrick D. Gallagher, Under Secretary for Standards and Technology and Director ISO/IEC 18180:2013(E) ISO/IEC 2013 All rights reserved BS ISO/IEC 18180:2013 SPECIFIC
26、ATION FOR THE EXTENSIBLE CONFIGURATION CHECKLIST DESCRIPTION FORMAT (XCCDF) VERSION 1.2 iii Reports on Computer Systems Technology The Information Technology Laboratory (ITL) at the National Institute of Standards and Technology (NIST) promotes the U.S. economy and public welfare by providing techni
27、cal leadership for the nations measurement and standards infrastructure. ITL develops tests, test methods, reference data, proof of concept implementations, and technical analysis to advance the development and productive use of information technology. ITLs responsibilities include the development o
28、f technical, physical, administrative, and management standards and guidelines for the cost-effective security and privacy of sensitive unclassified information in Federal computer systems. This Interagency Report discusses ITLs research, guidance, and outreach efforts in computer security and its c
29、ollaborative activities with industry, government, and academic organizations. Certain commercial entities, equipment, or materials may be identified in this document in order to describe an experimental procedure or concept adequately. Such identification is not intended to imply recommendation or
30、endorsement by the National Institute of Standards and Technology, nor is it intended to imply that the entities, materials, or equipment are necessarily the best available for the purpose. National Institute of Standards and Technology Interagency Report 7275 Revision 4 80 pages (Sep. 2011) ISO/IEC
31、 18180:2013(E) ISO/IEC 2013 All rights reserved BS ISO/IEC 18180:2013 ISO/IEC 18180:2013(E)BS ISO/IEC 18180:2013 SPECIFICATION FOR THE EXTENSIBLE CONFIGURATION CHECKLIST DESCRIPTION FORMAT (XCCDF) VERSION 1.2 iv Acknowledgments The authors of this report, David Waltermire of the National Institute o
32、f Standards and Technology (NIST), Charles Schmidt of The MITRE Corporation, Karen Scarfone of Scarfone Cybersecurity, and Neal Ziring of the National Security Agency (NSA), wish to thank all contributors to this revision of the publication, particularly Adam Halbardier of Booz Allen Hamilton, Vladi
33、mir Giszpenc, Kent Landfield and Richard Whitehurst of McAfee, Lisa Nordman of The MITRE Corporation, Joe Wolfkiel of DISA, and Shane Shaffer and Matt Kerr of G2, Inc. The authors would also like to acknowledge the following individuals who contributed to the initial definition and development of th
34、e Extensible Configuration Checklist Description Format (XCCDF): David Proulx, Mike Michnikov, Andrew Buttner, Todd Wittbold, Adam Compton, George Jones, Chris Calabrese, John Banghart, Murugiah Souppaya, John Wack, Trent Pitsenbarger, and Robert Stafford. Stephen D. Quinn, Peter Mell, and Matthew W
35、ojcik contributed to Revisions 1, 2, and 3 of this report. Ryan Wilson of Georgia Institute of Technology also made substantial contributions. Thanks also go to the Defense Information Systems Agency (DISA) Field Security Office (FSO) Vulnerability Management System (VMS)/Gold Disk team for extensiv
36、e review and many suggestions. Abstract This report specifies the data model and Extensible Markup Language (XML) representation for the Extensible Configuration Checklist Description Format (XCCDF) Version 1.2. An XCCDF document is a structured collection of security configuration rules for some se
37、t of target systems. The XCCDF specification is designed to support information interchange, document generation, organizational and situational tailoring, automated compliance testing, and scoring. The specification also defines a data model and format for storing results of security guidance or ch
38、ecklist testing. The intent of XCCDF is to provide a uniform foundation for expression of security checklists and other configuration guidance, and thereby foster more widespread application of good security practices. Audience The primary audience of the XCCDF specification is government and indust
39、ry security analysts, and security management product developers. Trademark Information All names are registered trademarks or trademarks of their respective companies. ISO/IEC 18180:2013(E) ISO/IEC 2013 All rights reserved BS ISO/IEC 18180:2013 SPECIFICATION FOR THE EXTENSIBLE CONFIGURATION CHECKLI
40、ST DESCRIPTION FORMAT (XCCDF) VERSION 1.2 v Contents 1. INTRODUCTION . 1 1.1 PURPOSE AND SCOPE . 1 1.2 DOCUMENT STRUCTURE . 1 1.3 DOCUMENT CONVENTIONS . 1 2. NORMATIVE REFERENCES 2 3. TERMS, DEFINITIONS, AND ABBREVIATIONS . 3 3.1 XCCDF TERMINOLOGY 3 3.2 ACRONYMS AND ABBREVIATIONS . 3 4. CONFORMANCE
41、4 4.1 PRODUCT CONFORMANCE 4 4.2 BENCHMARK DOCUMENT CONFORMANCE . 4 5. XCCDF OVERVIEW 5 5.1 INTRODUCTION . 5 5.2 CHECKLIST STRUCTURE AND TAILORING . 6 5.3 TEST RESULTS . 7 6. XCCDF DATA MODEL . 8 6.1 INTRODUCTION . 8 6.2 GENERAL XML INFORMATION . 9 6.2.1 XCCDF Namespace and XML Schema 9 6.2.2 Element
42、 and Attribute Formatting . 9 6.2.3 Element Identifiers . 10 6.2.4 Element 10 6.2.5 Platform Names . 11 6.2.6 Element . 12 6.2.7 Element . 13 6.2.8 Status Tracking 13 6.2.9 Text Substitution 13 6.2.10 xml:lang Attribute 14 6.3 . 15 6.3.1 Basics . 15 6.3.2 Properties . 16 6.4 ITEM ELEMENTS 18 6.4.1 P
43、roperties . 18 6.4.2 Element. 20 6.4.3 Element 21 6.4.4 Element . 21 6.4.5 Element . 30 6.5 ELEMENT 34 6.5.1 Basics . 34 6.5.2 Properties . 34 6.5.3 Selectors . 35 6.6 ELEMENT 37 6.6.1 Basics . 37 6.6.2 Properties . 38 ISO/IEC 18180:2013(E) ISO/IEC 2013 All rights reserved BS ISO/IEC 18180:2013 ISO/
44、IEC 18180:2013(E)BS ISO/IEC 18180:2013 SPECIFICATION FOR THE EXTENSIBLE CONFIGURATION CHECKLIST DESCRIPTION FORMAT (XCCDF) VERSION 1.2 iv Acknowledgments The authors of this report, David Waltermire of the National Institute of Standards and Technology (NIST), Charles Schmidt of The MITRE Corporatio
45、n, Karen Scarfone of Scarfone Cybersecurity, and Neal Ziring of the National Security Agency (NSA), wish to thank all contributors to this revision of the publication, particularly Adam Halbardier of Booz Allen Hamilton, Vladimir Giszpenc, Kent Landfield and Richard Whitehurst of McAfee, Lisa Nordma
46、n of The MITRE Corporation, Joe Wolfkiel of DISA, and Shane Shaffer and Matt Kerr of G2, Inc. The authors would also like to acknowledge the following individuals who contributed to the initial definition and development of the Extensible Configuration Checklist Description Format (XCCDF): David Pro
47、ulx, Mike Michnikov, Andrew Buttner, Todd Wittbold, Adam Compton, George Jones, Chris Calabrese, John Banghart, Murugiah Souppaya, John Wack, Trent Pitsenbarger, and Robert Stafford. Stephen D. Quinn, Peter Mell, and Matthew Wojcik contributed to Revisions 1, 2, and 3 of this report. Ryan Wilson of
48、Georgia Institute of Technology also made substantial contributions. Thanks also go to the Defense Information Systems Agency (DISA) Field Security Office (FSO) Vulnerability Management System (VMS)/Gold Disk team for extensive review and many suggestions. Abstract This report specifies the data mod
49、el and Extensible Markup Language (XML) representation for the Extensible Configuration Checklist Description Format (XCCDF) Version 1.2. An XCCDF document is a structured collection of security configuration rules for some set of target systems. The XCCDF specification is designed to support information interchange, document generation, organizational and situational tailoring, automated compliance testing, and scoring. The specification also defines a data model and format for storing results of security guidance or checklist
