ASCE MOP 106-2017 Horizontal Auger Boring Projects (Second Edition).pdf

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1、ASCE Manuals and Reports onEngineering Practice No. 106Horizontal Auger Boring ProjectsSecond EditionHorizontal Auger Boring Task ForceEdited byAlan Atalah, Ph.D., P.E.Lameck Onsarigo, Ph.D.ASCE Manuals and Reports on Engineering Practice No. 106Horizontal AugerBoring ProjectsSecond EditionPrepared

2、by theHorizontal Auger Boring Task Force of theTrenchless Installation of Pipelines Committee of theUtility Engineering and Surveying Institute of theAmerican Society of Civil EngineersEdited byAlan Atalah, Ph.D., P.E.Lameck Onsarigo, Ph.D.Published by the American Society of Civil EngineersLibrary

3、of Congress Cataloging-in-Publication DataNames: American Society of Civil Engineers. Horizontal Auger Boring Task Force, author. |Atalah, Alan, editor.Title: Horizontal auger boring projects / prepared by the Horizontal Auger Boring TaskForce of the Trenchless Installation of Pipelines Committee of

4、 the Utilities Engineeringand Surveying Institute of the American Society of Civil Engineers, Task CommitteeChair, Alan Atalah, Ph.D., P.E.Description:Secondedition.|Reston,Virginia:ASCE,UESI,2017|Includesbibliographicalreferences and index. | Description based on print version record and CIP data p

6、 LCC TA660.P55 (print) | LCC TA660.P55 M53 2017 (ebook) | DDC 621.8/672dc23LC record available at https:/lccn.loc.gov/2016044510Published by American Society of Civil Engineers1801 Alexander Bell DriveReston, Virginia, 20191-4382www.asce.org/bookstore | ascelibrary.orgAny statements expressed in the

7、se materials are those of the individual authors and do notnecessarilyrepresenttheviewsofASCE,whichtakesnoresponsibilityforanystatementmadeherein. No reference made in this publication to any specic method, product, process, orserviceconstitutesorimpliesanendorsement,recommendation,orwarrantythereof

8、byASCE.The materials are for general information only and do not represent a standard of ASCE, norare they intended as a reference in purchase specications, contracts, regulations, statutes, orany other legal document. ASCE makes no representation or warranty of any kind, whetherexpress or implied,

9、concerning the accuracy, completeness, suitability, or utility of anyinformation, apparatus, product, or process discussed in this publication, and assumes noliabilitytherefor.Theinformationcontainedin thesematerialsshouldnotbeusedwithoutrstsecuring competent advice withrespect toits suitability for

10、 anygeneral orspecic application.Anyone utilizing such information assumes all liability arising from such use, including butnot limited to infringement of any patent or patents.ASCE and American Society of Civil EngineersRegistered in U.S. Patent and TrademarkOfce.Photocopies and permissions. Permi

11、ssion to photocopy or reproduce material from ASCEpublications can be requested by sending an e-mail to permissionsasce.org or by locatinga title in the ASCE Library (http:/ascelibrary.org) and using the “Permissions” link.Errata: Errata, if any, can be found at https:/doi.org/10.1061/9780784414583.

12、Copyright 2017 by the American Society of Civil Engineers.All Rights Reserved.ISBN 978-0-7844-1458-3 (print)ISBN 978-0-7844-8023-6 (PDF)Manufactured in the United States of America.23 22 21 20 19 18 17 1 2 3 4 5MANUALS AND REPORTS ONENGINEERING PRACTICE(As developed by the ASCE Technical Procedures

13、Committee, July 1930,and revised March 1935, February 1962, and April 1982)A manual or report in this series consists of an orderly presentation offacts on a particular subject, supplemented by an analysis of limitationsand applications of these facts. It contains information useful to the averageen

14、gineer in his or her everyday work, rather than ndings that may beuseful only occasionally or rarely. It is not in any sense a “standard,”however; nor is it so elementary or so conclusive as to provide a “rule ofthumb” for nonengineers.Furthermore, material in this series, in distinction from a pape

15、r (whichexpresses only one persons observations or opinions), is the work of acommittee or group selected to assemble and express information on aspecic topic. As often as practicable the committee is under the directionof one or more of the Technical Divisions and Councils, and the productevolved h

16、as been subjected to review by the Executive Committee of theDivision or Council. As a step in the process of this review, proposedmanuscripts are often brought before the members of the TechnicalDivisions and Councils for comment, which may serve as the basis forimprovement. When published, each wo

17、rk shows the names of thecommittees by which it was compiled and indicates clearly the severalprocesses through which it has passed in review, so that its merit may bedenitely understood.In February 1962 (and revised in April 1982), the Board of Directionvoted to establish a series titled “Manuals a

18、nd Reports on EngineeringPractice,” to include the Manuals published and authorized to date, futureManuals of Professional Practice, and Reports on Engineering Practice. Allsuch Manual or Report material of the Society would have been refereed ina manner approved by the Board Committee on Publicatio

19、ns and would bebound, with applicable discussion, in books similar to past Manuals.Numbering would be consecutive and would be a continuation of presentManual numbers. In some cases of joint committee reports, bypassing ofJournal publications may be authorized.A list of available Manuals of Practice

20、 can be found at http:/www.asce.org/bookstore.This page intentionally left blankCONTENTSPREFACE.ixACKNOWLEDGMENTSxiABBREVIATIONS, ACRONYMS, AND INITIALISMSxv1. GENERAL 11.1 Scope of This MOP 31.2 Why Trenchless Technology?.31.3 Horizontal Auger Boring51.4 Overview of Alternative Trenchless Technolog

21、ies13References 262. HORIZONTAL AUGER BORING SYSTEM. 292.1 System Components292.2 Recent Innovations in HAB362.3 Variations of HAB382.4 Considerations and Limitations of HAB48References 483. PLANNING PHASE 513.1 Feasibility Study.533.2 Predesign Survey533.3 Cost Considerations.573.4 Environmental Co

22、nsiderations and Social Benets583.5 Regulatory Requirements593.6 Show Stoppers and Premium Cost Conditions.60References 61v4. GEOTECHNICAL INVESTIGATIONS 634.1 Importance of Geotechnical Investigation644.2 Risk Management and Geotechnical Investigation.664.3 Geotechnical Investigation Program.684.4

23、Geotechnical Properties.744.5 Geotechnical Reporting Requirements85References 895. DESIGN AND PRECONSTRUCTION PHASE 915.1 Feasibility and Risk Assessment925.2 Auger Boring Design.935.3 Pit or Shaft Considerations.1015.4 Groundwater Considerations.1015.5 Site-Specic Design for Risk Management.1025.6

24、Contract Documents1075.7 Contractor Prequalication.108References 1096. CONSTRUCTION CONSIDERATIONS 1116.1 Preconstruction Activities.1116.2 Jobsite Layout Plan1146.3 Underground Utilities Investigation.1156.4 Construction Means and Methods1166.5 Jacking and Receiving Pits1176.6 Shoring Jacking and R

25、eceiving Shafts.1206.7 Casing Pipe .1216.8 Lubrication Fluids1296.9 Carrier Pipe Installation and Groutingof the Annular Space.1316.10 Steering Systems (Tracking, Locating,and Guidance Considerations).1326.11 Inspection and Monitoring.1366.12 As-Built Drawings and Documentation.1376.13 Risk Assessme

26、nt Plan1376.14 DSCs/Obstructions1396.15 Suggestions for Dealing with Various GroundConditions.1406.16 Potential Problems and Possible Solutions.1426.17 Surface Movement-Monitoring Program1446.18 Types of Payment.1446.19 Costs for HAB.1446.20 Safety Issues1456.21 Control of Construction Nuisances.146

27、References 146vi CONTENTS7. CONCLUSIONS. 149GLOSSARY 151INDEX. 157CONTENTS viiThis page intentionally left blankPREFACEThere are several different trenchless technologies. Horizontal augerboring (HAB) is one of these and is the focus of this manual of practice(MOP). The rst ASCE MOP for auger boring

28、 projects was developed in2004 bythe Auger Boring TaskForceofthe ASCE CommitteeonTrenchlessInstallation of Pipelines (TIPS). This MOP was the rst in a series of MOPsthat have promoted best practices and developed a knowledge base forauger boring projects. Since then, there have been advancements in

29、HABtechnology. Therefore, the Auger Boring Task Force established by TIPShas issued this updated and comprehensive edition.This MOP will assist engineers,contractors, and owners involvedin newpipe installation projects that use the HAB method to design and carry outprojects effectively and safely, i

30、n conformance with project requirementsand site conditions. The objective of this manual is to present a clearunderstanding of the method, its capabilities, and limitations; outlineimportant design and construction considerations; and identify potentialproblems along with prevention and mitigation m

31、easures. The task com-mittee understands that various trenchless technologies may be combinedto form hybrid trenchless methods. However, this MOP will focus on themechanics of the basic HAB means and methods with currently availableequipment. These guidelines are based on information compiled fromma

32、nufacturers literature, eld experience, technical papers, and otherrelated information, and from comments and reviews made by the BlueRibbon Committee.The task committee would like to thank all the task committee membersand reviewers for their support, time, and effort.ixThis page intentionally left

33、 blankACKNOWLEDGMENTSPrepared by: The Horizontal Auger Boring TaskForceUnder the Direction of: The Trenchless Installation ofPipelines (TIPS) Committeeof the Utility Engineering andSurveying Institute of the AmericanSociety of Civil EngineersTask Committee Chair/Editor: Alan AtalahBowling Green Stat

34、e University,Bowling Green, OhioTask Committee Secretary: Lameck OnsarigoKent State University, Kent, OhioTask Committee Members: Craig CampHatch Mott MacDonald, San Diego,CaliforniaTom FuerstThe Robins Company, Solon, OhioRobert MartinCH2M Hill, Milwaukee, WisconsinBabs MarquisMcMillen Jacobs Assoc

35、iates,Burlington, MassachusettsDavid ScarpatoScarptec, Inc., Monument Beach,MassachusettsNick StraterBrierley Associates, Bedford,New HampshirexiREVIEW COMMITTEELeader: Tom Iseley, Ph.D., P.E., Dist.M.ASCECETF Professor, Civil EngineeringDirector, Trenchless Technology CenterLouisiana Tech Universit

36、y, Ruston, LouisianaCommittee Members: Mohammad Naja, Ph.D., P.E.University of Texas at Arlington, Arlington,TexasBrian Dorwart, P.E., P.G.Brierley Associates, Bedford, New HampshireDaniel L. Liotti, P.E.Midwest Mole, Inc., Greeneld, IndianaCONTRIBUTORS TO THE ORIGINAL MANUSCRIPT (2004)Task Committe

37、eChairman/Editor:Mohammad NajaUniversity of Texas at Arlington, Arlington,Texas (formerly with Michigan StateUniversity)Task CommitteeSecretary:Ossama SalemUniversity of Cincinnati, Cincinnati, OhioAuthors and Sponsors: Jim BarberaBarbco, Inc., Canton, OhioLeo BarberaHorizontal Holes International,

38、Inc.Southern Pines, North CarolinaGuru KulandaivelCenter for Underground InfrastructureResearch and Education, Michigan StateUniversity, East Lansing, MichiganDan LiottiMidwest Mole, Inc., Indianapolis, IndianaMichael J. MooreMcLaughlin Boring Systems, Greenville,South CarolinaCarl NeagoyAkkerman In

39、c., Brownsdale, MinnesotaGaylord RicheyAstec Underground/American Augers,Loudon, TennesseeRaj TanwaniRatnala-Bahl Engineers, Houston, Texasxii ACKNOWLEDGMENTSASCE COMMITTEE ON TRENCHLESS INSTALLATION OFPIPELINES (TIPS)Chair: Tennyson Muindi, P.E.Staff: Donna DickertAcquisitions EditorTenzing Barshee

40、Program Coordinator, Technical ActivitiesTechnical Editor: Julie McCulloughMcMillen Jacobs Associates, San Francisco,CaliforniaACKNOWLEDGMENTS xiiiThis page intentionally left blankABBREVIATIONS, ACRONYMS, ANDINITIALISMSA/O TV acoustic/optical televiewerAASHTO American Association of State Highway T

41、ransportationOfcialsANSI American National Standards InstituteASCE American Society of Civil EngineersASTM American Society for Testing and MaterialsBMTA boring machine tunnel attachmentBVR boulder volume ratioCBS controlled boring systemCCFRPP centrifugally cast berglass reinforced plastic pipeCVR

42、cobble volume ratioDOT Department of TransportationDSC differing site conditionDTH down-the-holeEPA U.S. Environmental Protection AgencyFEMA Federal Emergency Management AgencyFHWA Federal Highway AdministrationGBM guided boring methodGBR geotechnical baseline reportGDM geotechnical design memorandu

43、mGDR geotechnical data reportGIR geotechnical interpretive reportGPR ground-penetrating radarGWT groundwater tableHAB horizontal auger boringHEB horizontal earth boringHDD horizontal directional drillingxvHDPE high-density polyethyleneHSA hollow stem augerISRM International Society of Rock Mechanics

44、ISTT International Society for Trenchless TechnologyLDBA large-diameter boring attachmentLED light-emitting diodeMIG metal inert gasMOP manual of practiceMT microtunnelingMTBM microtunneling boring machineNASTT North American Society for Trenchless TechnologyNDT nondestructive testingNPDES National

45、Pollutant Discharge Elimination SystemOSHA Occupational Safety and Health AdministrationPI plasticity indexPJ pipe jackingPTM pilot tube methodPVC polyvinyl chlorideQL quality levelRPMs revolutions per minuteRQD rock-quality designationSBU small boring unitSBU-A SBU-augerSBU-M motorized SBUSBU-RH SB

46、U rock headSPT standard penetration testSUE subsurface utility engineeringTBM tunnel boring machineTIPS trenchless installation of pipelinesUCS unconned compressive strengthUSACE U.S. Army Corps of EngineersUSGS U.S. Geological SurveyUT utility tunnelingUTRC Underground Technology Research Councilxv

47、i ABBREVIATIONS, ACRONYMS, AND INITIALISMSCHAPTER 1GENERALThere is a signicant demand for underground infrastructure to trans-port our drinking water, wastewater, stormwater, natural gas, oil, andpower. Once every four years, the American Society of Civil Engineers(ASCE) provides a comprehensive ass

48、essment of the nations major infra-structure categories in the Report Card for Americas Infrastructure. Using asimple A to F school report card format, the Report Card provides acomprehensive assessment of current infrastructure conditions and needs,assigns grades, and makes recommendations for how

49、to raise the grades(ASCE 2013).According to the 2013 Report Card, the grade for drinking water,wastewater, and stormwater systems improved slightly from a D to aD from 2009 to 2013. Many of our drinking water, wastewater, andstormwater systems are nearing the end of their useful life. There are anestimated 240,000 water main breaks per year in the United States. If everypipe needed to be replaced, the cost over the coming decades could reachmore than $1 trillion. Capital investment needs for the nations wastewaterand stormwater systems alone are estimat

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