1、Designation: D 4286 08Standard Practice forDetermining Coating Contractor Qualifications for NuclearPowered Electric Generation Facilities1This standard is issued under the fixed designation D 4286; the number immediately following the designation indicates the year oforiginal adoption or, in the ca
2、se of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. Asuperscript epsilon (e) indicates an editorial change since the last revision or reapproval.1. Scope1.1 This practice provides a criteria guide and proceduralmethod to assist utility owners, ar
3、chitects, engineers, construc-tors, and other selection agencies in determining the overallqualifications of a coating contractor to execute coating workfor the primary containment and other safety-related facilitiesof light-water nuclear power plants.1.2 The qualification criteria and requirements
4、address theessential basic capability of a contractor to execute nuclearcoating work. Obviously, the specific capability to executethose requirements unique to a given project must also becarefully considered. The evaluation procedure contained inthis practice is designed to be adaptive to this deta
5、iled finalqualification process. Variation or simplification of the practiceis appropriate for non safety-related areas of nuclear powerplants, fossil fueled facilities, and other industrial projects.1.3 The overall capability of a contractor to successfullyexecute the varied and complex requirement
6、s of nuclearcoating work is dependent upon competency in a variety ofessential categories.1.4 The nine evaluation categories described in Sections3-12 detail the specific data to be provided by the contractor asessential to determining qualification status. In addition, a tenthuntitled category has
7、been provided on the evaluation workdescribed in Section 12 for inclusion of other informationpertinent to a specific project.1.5 This standard does not purport to address all of thesafety concerns, if any, associated with its use. It is theresponsibility of the user of this standard to establish ap
8、pro-priate safety and health practices and determine the applica-bility of regulatory limitations prior to use.2. Referenced Documents2.1 ASTM Standards:2D 3843 Practice for Quality Assurance for Protective Coat-ings Applied to Nuclear FacilitiesD 4537 Guide for Establishing Procedures to Qualify an
9、dCertify Personnel Performing Coating Work Inspection inNuclear Facilities2.2 American National Standards:3N 45.2.6 Qualifications of Inspection, Examination, andTesting Personnel for Nuclear Power PlantsNQA-1 Quality Assurance Requirements for Nuclear Facil-ity Applications2.3 Other Standard:10 CFR
10、 50 Appendix B Nuclear Regulatory Agency, Qual-ity Assurance Criteria for Nuclear Power Plants43. Personnel3.1 Home Offce Management and StaffResumes of thefollowing types of personnel including educational back-ground, duration and degree of involvement in industrialcoating operations, qualificatio
11、ns, registrations, certifications,and specific experience in nuclear coating work.3.1.1 Principals and General Management.3.1.2 Engineering Manager.3.1.3 Project EngineersList specific nuclear coating workproject involvement.3.1.4 QA/QC ManagerList specific qualification/certification credentials pe
12、r ANSI N 45.2.6, or Guide D 4537,or NQA-1.3.2 General Field or Shop SupervisionResumes to in-clude specific nuclear coatings work experience.3.3 On-Site or In-Shop Project Supervision:3.3.1 Total number of personnel qualified for nuclear coat-ings work, including specific work history.3.3.2 Total nu
13、mber available in a specific time frame, ifappropriate.4. Contractor Work Experience4.1 General ExperienceList of comparable industrialprojects, including type (construction or maintenance), form of1This practice is under the jurisdiction of ASTM Committee D33 on ProtectiveCoating and Lining Work fo
14、r Power Generation Facilities and is the directresponsibility of Subcommittee D33.05 on Application and Surface Preparation.Current edition approved Jan. 1, 2008. Published January 2008. Originallyapproved in 1984. Last previous edition approved in 1999 as D 4286 90 (1999).2For referenced ASTM stand
15、ards, visit the ASTM website, www.astm.org, orcontact ASTM Customer Service at serviceastm.org. For Annual Book of ASTMStandards volume information, refer to the standards Document Summary page onthe ASTM website.3Available from American National Standards Institute (ANSI), 25 W. 43rd St.,4th Floor,
16、 New York, NY 10036, http:/www.ansi.org.4Available from U.S. Government Printing Office Superintendent of Documents,732 N. Capitol St., NW, Mail Stop: SDE, Washington, DC 20401, http:/www.access.gpo.gov.1Copyright ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-29
17、59, United States.contract, dollar volume, scope, and duration (start and comple-tion dates) executed during the past five years. Accompanyingthis listing provide personnel references to include names,titles, locations, and telephone numbers.4.2 Nuclear Coating Work Experience:4.2.1 List of nuclear
18、projects including type (construction ormaintenance), form of contract, dollar volume, scope, andduration, materials, and equipment involved. Accompanyingthis listing provide personnel references to include names,titles, locations, and telephone numbers.4.2.2 If the contractor has executed work comp
19、arable to thespecific evaluation project, submit complete case histories ofscope and functions performed to include personnel referencesfor each case.5. Equipment5.1 List contractor-owned equipment in the categories listedin 5.1.1-5.1.9. Indicate those items required for the specificevaluation proje
20、ct.5.1.1 Vehicles.5.1.2 Surface preparation, all types.5.1.3 Abrasive control and recovery.5.1.4 Coatings mixing and application, all types.5.1.5 Environmental control and curing.5.1.6 Rigging and enclosure.5.1.7 Safety.5.1.8 Quality control testing instrumentation.5.1.9 Specialized equipment.5.1.9.
21、1 Unique equipment required for the specific project,if applicable.5.1.9.2 Contractor to indicate and provide examples ofcapability to design and install highly specialized items ofequipment, enclosure systems, devices, etc. which have beenutilized on previous nuclear coating projects.5.1.10 Equipme
22、nt Repair and Replacement CapabilityContractor to describe standard procedure followed in theevent of equipment failure to prevent lost time situations.6. Quality Assurance6.1 Quality Assurance ProgramThe contractor shall sub-mit one copy of his quality assurance program that shallconform to 10 CFR
23、50 Appendix B, ANSI N 45.2.6, GuideD 4537, Practice D 3843, and other applicable documents. Theprogram shall include implementation procedures and sampleforms.6.2 Quality Assurance/Quality ControlList number ofpersonnel qualified in accordance with ANSI N 45.2.6 orGuide D 4537,orNQA-1 for each of th
24、e following:6.2.1 LEVEL III Inspector,6.2.2 LEVEL II Inspector, and6.2.3 LEVEL I Inspector.7. Training7.1 Submit training manual for craft and supervisory per-sonnel. If no formal training program exists, the contractorshall submit evidence of procedures and methods utilized.8. Safety8.1 Submit copy
25、 of corporate safety program. If no formalprogram exists, the contractor shall submit evidence of safetyprocedures and work rules.9. Production/Cost Control9.1 Submit explanation of methods and procedures utilizedto monitor and regulate personnel and equipment productivity.9.2 Submit sample of actua
26、l report forms utilized to recordjob progress, labor cost analysis, and equipment deploymentefficiency.10. Financial10.1 Submit documentation to verify financial capability tomanage and execute all project requirements. Include thefollowing data:10.1.1 Current financial statement,10.1.2 Trade refere
27、nces, three or more,10.1.3 Bank references, one or more,10.1.4 Bonding capacity, name of bonding company, andname and address of agent, and10.1.5 Current certificate of insurance.11. Current and Projected Performance Capability(restricted to specific project considerations)11.1 Submit a statement in
28、dicating current commitmentstatus of personnel, equipment, and management capability.The statement shall include analysis of and ability to fulfillrequirements in the following categories:11.1.1 Craft personnel,11.1.2 Staff engineering and supervisory personnel,11.1.3 Management personnel,11.1.4 Equ
29、ipment, and11.1.5 Materials.12. Contractor Evaluation Work Sheet12.1 The sample work sheet shown in Fig. 1 is suggested forconsolidation of rating and comparison data. Note that thereare nine basic rating categories corresponding to the criteriadetailed in the text of this practice. Space for an opt
30、ional tenthcategory has been provided for owner insertion of other ratingdata that may be unique to the specific project involved.12.2 Rating ValuesNumerical rating values are structuredon the following format:Rating ValueExcellent 4Good 3Average 2Poor 1Unsatisfactory 0No data 012.3 Weighted Categor
31、y ValuesEach of the ten (includesoption) evaluation categories will be assigned a weighted valueby the owner in accordance with the specific requirements ofthe project. The value scale will range from 1 (least critical) to10 (most critical). The weighted value of each category will beused as a multi
32、plier to determine the overall rating for eachcontractor in each category.D428608213. Keywords13.1 evaluation categories; productivity; qualification crite-ria; quality assurance; work experienceASTM International takes no position respecting the validity of any patent rights asserted in connection
33、with any item mentionedin this standard. Users of this standard are expressly advised that determination of the validity of any such patent rights, and the riskof infringement of such rights, are entirely their own responsibility.This standard is subject to revision at any time by the responsible te
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35、ation at a meeting of theresponsible technical committee, which you may attend. If you feel that your comments have not received a fair hearing you shouldmake your views known to the ASTM Committee on Standards, at the address shown below.This standard is copyrighted by ASTM International, 100 Barr
36、Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959,United States. Individual reprints (single or multiple copies) of this standard may be obtained by contacting ASTM at the aboveaddress or at 610-832-9585 (phone), 610-832-9555 (fax), or serviceastm.org (e-mail); or through the ASTM website(www.astm.org).FIG. 1 Contractor Evaluation Work SheetD4286083
