1、Designation: D4286 08 (Reapproved 2015)Standard Practice forDetermining Coating Contractor Qualifications for NuclearPowered Electric Generation Facilities1This standard is issued under the fixed designation D4286; the number immediately following the designation indicates the year oforiginal adopti
2、on or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. Asuperscript epsilon () indicates an editorial change since the last revision or reapproval.1. Scope1.1 This practice provides a criteria guide and proceduralmethod to assist uti
3、lity owners, architects, engineers,constructors, and other selection agencies in determining theoverall qualifications of a coating contractor to execute coatingwork for the primary containment and other safety-relatedfacilities of light-water nuclear power plants.1.2 The qualification criteria and
4、requirements address theessential basic capability of a contractor to execute nuclearcoating work. Obviously, the specific capability to executethose requirements unique to a given project must also becarefully considered. The evaluation procedure contained inthis practice is designed to be adaptive
5、 to this detailed finalqualification process. Variation or simplification of the practiceis appropriate for non safety-related areas of nuclear powerplants, fossil fueled facilities, and other industrial projects.1.3 The overall capability of a contractor to successfullyexecute the varied and comple
6、x requirements of nuclearcoating work is dependent upon competency in a variety ofessential categories.1.4 The nine evaluation categories described in Sections 312 detail the specific data to be provided by the contractor asessential to determining qualification status. In addition, a tenthuntitled
7、category has been provided on the evaluation workdescribed in Section 12 for inclusion of other informationpertinent to a specific project.1.5 This standard does not purport to address all of thesafety concerns, if any, associated with its use. It is theresponsibility of the user of this standard to
8、 establish appro-priate safety and health practices and determine the applica-bility of regulatory limitations prior to use.2. Referenced Documents2.1 ASTM Standards:2D3843 Practice for Quality Assurance for Protective Coat-ings Applied to Nuclear FacilitiesD4537 Guide for Establishing Procedures to
9、 Qualify andCertify Personnel Performing Coating and Lining WorkInspection in Nuclear Facilities2.2 American National Standards:3N 45.2.6 Qualifications of Inspection, Examination, andTesting Personnel for Nuclear Power PlantsNQA-1 Quality Assurance Requirements for Nuclear Facil-ity Applications2.3
10、 Other Standard:10 CFR 50 Appendix B Nuclear Regulatory Agency, QualityAssurance Criteria for Nuclear Power Plants43. Personnel3.1 Home Offce Management and StaffResumes of thefollowing types of personnel including educationalbackground, duration and degree of involvement in industrialcoating operat
11、ions, qualifications, registrations, certifications,and specific experience in nuclear coating work.3.1.1 Principals and General Management.3.1.2 Engineering Manager.3.1.3 Project EngineersList specific nuclear coating workproject involvement.3.1.4 QA/QC ManagerList specific qualification/certificat
12、ion credentials perANSI N 45.2.6, or Guide D4537,orNQA-1.3.2 General Field or Shop SupervisionResumes to in-clude specific nuclear coatings work experience.1This practice is under the jurisdiction of ASTM Committee D33 on ProtectiveCoating and Lining Work for Power Generation Facilities and is the d
13、irectresponsibility of Subcommittee D33.05 on Application and Surface Preparation.Current edition approved Dec. 1, 2015. Published January 2016. Originallyapproved in 1984. Last previous edition approved in 2008 as D4286 08. DOI:10.1520/D4286-08R15.2For referenced ASTM standards, visit the ASTM webs
14、ite, www.astm.org, orcontact ASTM Customer Service at serviceastm.org. For Annual Book of ASTMStandards volume information, refer to the standards Document Summary page onthe ASTM website.3Available from American National Standards Institute (ANSI), 25 W. 43rd St.,4th Floor, New York, NY 10036, http
15、:/www.ansi.org.4Available from U.S. Government Printing Office Superintendent of Documents,732 N. Capitol St., NW, Mail Stop: SDE, Washington, DC 20401, http:/www.access.gpo.gov.Copyright ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States13.3 On-S
16、ite or In-Shop Project Supervision:3.3.1 Total number of personnel qualified for nuclear coat-ings work, including specific work history.3.3.2 Total number available in a specific time frame, ifappropriate.4. Contractor Work Experience4.1 General ExperienceList of comparable industrialprojects, incl
17、uding type (construction or maintenance), form ofcontract, dollar volume, scope, and duration (start and comple-tion dates) executed during the past five years. Accompanyingthis listing provide personnel references to include names,titles, locations, and telephone numbers.4.2 Nuclear Coating Work Ex
18、perience:4.2.1 List of nuclear projects including type (construction ormaintenance), form of contract, dollar volume, scope, andduration, materials, and equipment involved. Accompanyingthis listing provide personnel references to include names,titles, locations, and telephone numbers.4.2.2 If the co
19、ntractor has executed work comparable to thespecific evaluation project, submit complete case histories ofscope and functions performed to include personnel referencesfor each case.5. Equipment5.1 List contractor-owned equipment in the categories listedin 5.1.1 5.1.9. Indicate those items required f
20、or the specificevaluation project.5.1.1 Vehicles.5.1.2 Surface preparation, all types.5.1.3 Abrasive control and recovery.5.1.4 Coatings mixing and application, all types.5.1.5 Environmental control and curing.5.1.6 Rigging and enclosure.5.1.7 Safety.5.1.8 Quality control testing instrumentation.5.1
21、.9 Specialized equipment.5.1.9.1 Unique equipment required for the specific project,if applicable.5.1.9.2 Contractor to indicate and provide examples ofcapability to design and install highly specialized items ofequipment, enclosure systems, devices, etc. which have beenutilized on previous nuclear
22、coating projects.5.1.10 Equipment Repair and Replacement CapabilityContractor to describe standard procedure followed in theevent of equipment failure to prevent lost time situations.6. Quality Assurance6.1 Quality Assurance ProgramThe contractor shall sub-mit one copy of his quality assurance progr
23、am that shallconform to 10 CFR 50 Appendix B, ANSI N 45.2.6, GuideD4537, Practice D3843, and other applicable documents. Theprogram shall include implementation procedures and sampleforms.6.2 Quality Assurance/Quality ControlList number ofpersonnel qualified in accordance withANSI N 45.2.6 or GuideD
24、4537, or NQA-1 for each of the following:6.2.1 LEVEL III Inspector,6.2.2 LEVEL II Inspector, and6.2.3 LEVEL I Inspector.7. Training7.1 Submit training manual for craft and supervisory per-sonnel. If no formal training program exists, the contractorshall submit evidence of procedures and methods util
25、ized.8. Safety8.1 Submit copy of corporate safety program. If no formalprogram exists, the contractor shall submit evidence of safetyprocedures and work rules.9. Production/Cost Control9.1 Submit explanation of methods and procedures utilizedto monitor and regulate personnel and equipment productivi
26、ty.9.2 Submit sample of actual report forms utilized to recordjob progress, labor cost analysis, and equipment deploymentefficiency.10. Financial10.1 Submit documentation to verify financial capability tomanage and execute all project requirements. Include thefollowing data:10.1.1 Current financial
27、statement,10.1.2 Trade references, three or more,10.1.3 Bank references, one or more,10.1.4 Bonding capacity, name of bonding company, andname and address of agent, and10.1.5 Current certificate of insurance.11. Current and Projected Performance Capability(restricted to specific project consideratio
28、ns)11.1 Submit a statement indicating current commitmentstatus of personnel, equipment, and management capability.The statement shall include analysis of and ability to fulfillrequirements in the following categories:11.1.1 Craft personnel,11.1.2 Staff engineering and supervisory personnel,11.1.3 Ma
29、nagement personnel,11.1.4 Equipment, and11.1.5 Materials.12. Contractor Evaluation Work Sheet12.1 The sample work sheet shown in Fig. 1 is suggested forconsolidation of rating and comparison data. Note that thereare nine basic rating categories corresponding to the criteriadetailed in the text of th
30、is practice. Space for an optional tenthcategory has been provided for owner insertion of other ratingdata that may be unique to the specific project involved.12.2 Rating ValuesNumerical rating values are structuredon the following format:Rating ValueExcellent 4Good 3Average 2Poor 1Unsatisfactory 0N
31、o data 0D4286 08 (2015)212.3 Weighted Category ValuesEach of the ten (includesoption) evaluation categories will be assigned a weighted valueby the owner in accordance with the specific requirements ofthe project. The value scale will range from 1 (least critical) to10 (most critical). The weighted
32、value of each category will beused as a multiplier to determine the overall rating for eachcontractor in each category.13. Keywords13.1 evaluation categories; productivity; qualification crite-ria; quality assurance; work experienceASTM International takes no position respecting the validity of any
33、patent rights asserted in connection with any item mentionedin this standard. Users of this standard are expressly advised that determination of the validity of any such patent rights, and the riskof infringement of such rights, are entirely their own responsibility.This standard is subject to revis
34、ion at any time by the responsible technical committee and must be reviewed every five years andif not revised, either reapproved or withdrawn. Your comments are invited either for revision of this standard or for additional standardsand should be addressed to ASTM International Headquarters. Your c
35、omments will receive careful consideration at a meeting of theresponsible technical committee, which you may attend. If you feel that your comments have not received a fair hearing you shouldmake your views known to the ASTM Committee on Standards, at the address shown below.This standard is copyrig
36、hted by ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959,United States. Individual reprints (single or multiple copies) of this standard may be obtained by contacting ASTM at the aboveaddress or at 610-832-9585 (phone), 610-832-9555 (fax), or serviceastm.org (e-mail); or through the ASTM website(www.astm.org). Permission rights to photocopy the standard may also be secured from the Copyright Clearance Center, 222Rosewood Drive, Danvers, MA 01923, Tel: (978) 646-2600; http:/ 1 Contractor Evaluation Work SheetD4286 08 (2015)3