1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationDD ISO/TS 22559-3:2011Safety requirements for lifts(elevators)Part 3: Global conformity assessmentprocedures (GCAP) Prerequisites forcertification of conformity of lift systems,
2、liftcomponents and lift functionsDD ISO/TS 22559-3:2011 DRAFT FOR DEVELOPMENTNational forewordThis Draft for Development is the UK implementation of ISO/TS22559-3:2011.This publication is not to be regarded as a British Standard.It is being issued in the Draft for Development series of publicationsa
3、nd is of a provisional nature. It should be applied on thisprovisional basis, so that information and experience of its practicalapplication can be obtained.Comments arising from the use of this Draft for Developmentare requested so that UK experience can be reported to theinternational organization
4、 responsible for its conversion toan international standard. A review of this publication willbe initiated not later than 3 years after its publication by theinternational organization so that a decision can be taken on itsstatus. Notification of the start of the review period will be made inan anno
5、uncement in the appropriate issue of Update Standards.According to the replies received by the end of the review period,the responsible BSI Committee will decide whether to support theconversion into an international Standard, to extend the life of theTechnical Specification or to withdraw it. Comme
6、nts should be sentto the Secretary of the responsible BSI Technical Committee at BritishStandards House, 389 Chiswick High Road, London W4 4AL.The UK participation in its preparation was entrusted to TechnicalCommittee MHE/4, Lifts, hoists and escalators.A list of organizations represented on this c
7、ommittee can beobtained on request to its secretary.This publication does not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. BSI 2011ISBN 978 0 580 71169 5ICS 91.140.90Compliance with a British Standard cannot confer immunity fromlegal
8、 obligations.This Draft for Development was published under the authority ofthe Standards Policy and Strategy Committee on 30 September 2011.Amendments issued since publicationDate Text affectedDD ISO/TS 22559-3:2011Safety requirements for lifts (elevators) Part 3:Global conformity assessment proced
9、ures (GCAP) Prerequisites for certification of conformity of lift systems, lift components and lift functionsExigences de scurit des ascenseurs Partie 3: Procdures dvaluation globale de conformit Prrequis pour la certification de la conformit des systmes, des composants et des fonctions des ascenseu
10、rs ISO 2011Reference numberISO/TS 22559-3:2011(E)First edition2011-09-15ISO/TS22559-3TECHNICAL SPECIFICATIONDD ISO/TS 22559-3:2011ISO/TS 22559-3:2011(E)COPYRIGHT PROTECTED DOCUMENT ISO 2011All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in a
11、ny form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester.ISO copyright officeCase postale 56 CH-1211 Geneva 20Tel. + 41 22 749 01 11Fax + 41 22 749 0
12、9 47E-mail copyrightiso.orgWeb www.iso.orgPublished in Switzerlandii ISO 2011 All rights reservedDD ISO/TS 22559-3:2011ISO/TS 22559-3:2011(E)Contents PageForeword .vIntroduction .vi1 Scope 12 Normative references .13 Terms and definitions .14 Prerequisites for certification of lifts, lift components
13、 and lift functions 34.1 Process 34.2 Description of the subject of safety assessment .34.3 Implementing GESRs .34.4 Achieving conformity .44.5 Criteria for conformity 44.6 Technical compliance documentation (TCD) .44.7 Marking .6Bibliography .7 ISO 2011 All rights reserved iiiDD ISO/TS 22559-3:2011
14、ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a te
15、chnical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters
16、of electrotechnical standardization.International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated t
17、o the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote.In other circumstances, particularly when there is an urgent market requirement for such documents, a technical committee may decide to publish other types
18、of document: an ISO Publicly Available Specification (ISO/PAS) represents an agreement between technical experts in an ISO working group and is accepted for publication if it is approved by more than 50 % of the members of the parent committee casting a vote; an ISO Technical Specification (ISO/TS)
19、represents an agreement between the members of a technical committee and is accepted for publication if it is approved by 2/3 of the members of the committee casting a vote.An ISO/PAS or ISO/TS is reviewed after three years in order to decide whether it will be confirmed for a further three years, r
20、evised to become an International Standard, or withdrawn. If the ISO/PAS or ISO/TS is confirmed, it is reviewed again after a further three years, at which time it must either be transformed into an International Standard or be withdrawn.Attention is drawn to the possibility that some of the element
21、s of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights.ISO/TS 22559-3 was prepared by Technical Committee ISO/TC 178, Lifts, escalators and moving walks.ISO/TS 22559 consists of the following parts, under the general ti
22、tle Safety requirements for lifts (elevators): Part 1: Global essential safety requirements (GESRs) Part 2: Safety parameters meeting the global essential safety requirements (GESRs) Part 3: Global conformity assessment procedures (GCAP) Prerequisites for certification of conformity of lift systems,
23、 lift components and lift functions Part 4: Global conformity assessment procedures (GCAP) Certification and accreditation requirementsISO/TS 22559-3:2011(E)iv ISO 2011 All rights reservedDD ISO/TS 22559-3:2011Introduction0.1 The objective of the ISO/TS 22559 series of documents is stated in the Int
24、roduction to ISO/TS 22559-1 and ISO/TS 22559-2.0.2 ISO/TS 22559-1 has established global essential safety requirements (GESRs) for lifts (elevators) by addressing hazards and safety risks that may be encountered on a lift (elevator). The GESRs state safety objectives that a lift (elevator) should ac
25、hieve.0.3 ISO/TS 22559-2 sets criteria for achieving conformity with safety requirements of GESRs by specifying global safety parameters (GSPs) that should be used and implemented, where applicable, in a lift (elevator) to eliminate hazards or mitigate safety risks addressed in the GESRs.0.4 This pa
26、rt of ISO/TS 22559 sets prerequisite requirements that must be fulfilled before applying for a global conformity assessment procedure (GCAP) certificate of conformity in accordance with ISO/TS 22559-4.0.5 ISO/TS 22559-4 sets procedures for certification of conformity of lift systems, lift components
27、 and lift functions and for accreditation of conformity assessment bodies (GCABs).0.6 The ISO/TS 22559 series of documents provides a process for assessment of conformity of lift systems, lift components or lift functions with the safety requirements specified in ISO/TS 22559-1. It includes a struct
28、ured methodology for establishing, documenting and demonstrating that necessary and appropriate protective measures are taken to eliminate hazards or sufficiently mitigate risks. This process is particularly useful for establishing safety of lift systems, lift components or lift functions involving
29、innovative design or new technologies. If one is using the process, Parts 1 to 4 of the ISO/TS 22559 series should be used.0.7 This part of ISO/TS 22559 envisages that a quality management system is used, e.g. ISO 9001 for applicants (see 3.1) and ISO 17021 for GCABs (see 3.4). Assessment of conform
30、ity to the ISO/TS 22559 series of documents does not imply conformity to ISO 9001.ISO/TS 22559-3:2011(E) ISO 2011 All rights reserved vDD ISO/TS 22559-3:2011DD ISO/TS 22559-3:2011TECHNICAL SPECIFICATION ISO/TS 22559-3:2011(E)Safety requirements for lifts (elevators) Part 3:Global conformity assessme
31、nt procedures (GCAP) Prerequisites for certification of conformity of lift systems, lift components and lift functions1 ScopeThis part of ISO/TS 22559 specifies prerequisite requirements for application for a global conformity assessment procedure (GCAP) certificate of conformity for new lift (eleva
32、tor) systems, lift components or lift functions.NOTE Hereinafter in this part of ISO/TS 22559, the term “lift” is used instead of the term “elevator”. The term “lift system” is also used to describe a “lift”.2 Normative referencesThe following referenced documents are indispensable for the applicati
33、on of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO/IEC Guide 65:1996, General requirements for bodies operating product certification systemsISO 9000, Quality manageme
34、nt systems Fundamentals and vocabularyISO 14798:2009, Lifts (elevators), escalators and moving walks Risk assessment and reduction methodologyISO/IEC 17000, Conformity assessment Vocabulary and general principlesISO/TS 22559-1:2004, Safety requirements for lifts (elevators) Part 1: Global essential
35、safety requirements (GESRs)ISO/TS 22559-2:2010, Safety requirements for lifts (elevators) Part 2: Safety parameters meeting the global essential safety requirements (GESRs)ISO/TS 22559-4:2011, Safety requirements for lifts (elevators) Part 4: Global conformity assessment procedures (GCAP) Certificat
36、ion and accreditation requirementsNOTE Some of the references in ISO/IEC Guide 65 are superseded by the above references or documents listed in the Bibliography.3 Terms and definitionsFor the purposes of this document, the terms and definitions given in ISO 9000, ISO/IEC 17000, ISO/TS 22559-1, ISO/T
37、S 22559-2 and the following apply.3.1applicantparty that applies for a GCAP certificate of conformityNOTE An applicant could be the designer, manufacturer or its authorized representative, installer or supplier. ISO 2011 All rights reserved 1DD ISO/TS 22559-3:20113.2certificationprocedure whereby a
38、GCAB certifies that specified requirements are met3.3GCAP certificate of conformitystatement from a GCAB, based on a decision following assessment, that conformity with specified requirements relating to a model lift, lift system, lift component or lift function has been demonstrated3.4global confor
39、mity assessment bodyGCABproduct certification body, competent to perform product safety evaluation, which awards certificates of conformity stating that the product (lift, component or lift function) meets the requirements of ISO/TS 22559-1NOTE 1 A certification body, duly accredited in accordance w
40、ith ISO/TS 22559-4 for this activity by a Multilateral Recognition Agreement (MLA) member of the International Accreditation Forum (IAF) would normally be deemed to meet the requirements of a GCAB.NOTE 2 Where the term “certification body” is used in ISO/IEC Guide 65, it shall be understood to mean
41、GCAB (see ISO/TS 22559-4:2011, Clauses 5 and 6).3.5global essential safety requirementGESRglobally agreed upon essential safety requirement, as published in ISO/TS 22559-13.6global safety parameterGSPglobally agreed upon safety parameter, as published in ISO/TS 22559-23.7installerorganization (e.g.
42、manufacturer, its authorized representative) that erects certified lift systems or lift components or lift functions3.8life cycleperiod of usage of a lift component, lift function or lift system3.9lift componentelement or part contributing to the composition of the whole lift3.10lift functionmode of
43、 action by which a lift system or lift component fulfils its purpose3.11manufacturerorganization that takes responsibility for the design and manufacture of the lift or lift component3.12model liftrepresentative lift whose technical compliance documentation shows the way in which the GESRs will be m
44、et for series-produced lifts having a defined range of application and operation3.13supplierorganization (e.g. manufacturer or its authorized representative, or installer) who provides certified lift systems, or supplies lift components or lift functions for use in a lift systemISO/TS 22559-3:2011(E
45、)2 ISO 2011 All rights reservedDD ISO/TS 22559-3:20113.14technical compliance documentationTCDassembly of various data and documents prepared to document compliance with GESRs4 Prerequisites for certification of lifts, lift components and lift functions4.1 Process4.1.1 This process is based on a str
46、uctured application of GESRs specified in ISO/TS 22559-1.4.1.2 This part of ISO/TS 22559 requires applicants for certification to demonstrate conformity with the requirements of the GESRs by following the procedures specified in 4.1.3 to 4.7.4.1.3 The manufacturer or its authorized representative, t
47、he installer or supplier, as applicable, shall be responsible for achieving and demonstrating compliance by performing the following steps:a) define the subject of the safety assessment (see 4.2);b) identify and implement applicable GESRs (see 4.3 and 4.4);c) conduct the risk assessment (see 4.3.3);
48、d) eliminate or mitigate identified risks sufficiently by implementing protective measures, including GSPs, in accordance with ISO/TS 22559-2, where appropriate (see 4.4);e) produce a TCD (see 4.6); andf) submit the TCD along with the application (see ISO/TS 22559-4:2011, 4.3) to the GCAB for confor
49、mity assessment and certification (see ISO/TS 22559-4).4.2 Description of the subject of safety assessment4.2.1 The subject of safety assessment shall be clearly identified, described and illustrated.EXAMPLE The lift system to be assessed may be a model lift without a machine room.4.2.2 If the subject of the assessment is a range of products, all variations within the range shall be specified.EXAMPLE A range of products with different duty loads, operating speeds, rise and other variations.4.2.3 It is only necessary
