CAN CSA-ISO IEC TR 15026-1-2013 Systems and software engineering - Systems and software assurance - Part 1 Concepts and vocabulary.pdf

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1、Systems and software engineering Systems and software assurance Part 1: Concepts and vocabularyCAN/CSA-ISO/IEC TR 15026-1:13(ISO/IEC TR 15026-1:2010, IDT)National Standard of CanadaNOT FOR RESALE. / PUBLICATION NON DESTINE LA REVENTE.Legal Notice for StandardsCanadian Standards Association (operatin

2、g as “CSA Group”) develops standards through a consensus standards development process approved by the Standards Council of Canada. This process brings together volunteers representing varied viewpoints and interests to achieve consensus and develop a standard. Although CSA Group administers the pro

3、cess and establishes rules to promote fairness in achieving consensus, it does not independently test, evaluate, or verify the content of standards.Disclaimer and exclusion of liabilityThis document is provided without any representations, warranties, or conditions of any kind, express or implied, i

4、ncluding, without limitation, implied warranties or conditions concerning this documents fitness for a particular purpose or use, its merchantability, or its non-infringement of any third partys intellectual property rights. CSA Group does not warrant the accuracy, completeness, or currency of any o

5、f the information published in this document. CSA Group makes no representations or warranties regarding this documents compliance with any applicable statute, rule, or regulation. IN NO EVENT SHALL CSA GROUP, ITS VOLUNTEERS, MEMBERS, SUBSIDIARIES, OR AFFILIATED COMPANIES, OR THEIR EMPLOYEES, DIRECT

6、ORS, OR OFFICERS, BE LIABLE FOR ANY DIRECT, INDIRECT, OR INCIDENTAL DAMAGES, INJURY, LOSS, COSTS, OR EXPENSES, HOWSOEVER CAUSED, INCLUDING BUT NOT LIMITED TO SPECIAL OR CONSEQUENTIAL DAMAGES, LOST REVENUE, BUSINESS INTERRUPTION, LOST OR DAMAGED DATA, OR ANY OTHER COMMERCIAL OR ECONOMIC LOSS, WHETHER

7、 BASED IN CONTRACT, TORT (INCLUDING NEGLIGENCE), OR ANY OTHER THEORY OF LIABILITY, ARISING OUT OF OR RESULTING FROM ACCESS TO OR POSSESSION OR USE OF THIS DOCUMENT, EVEN IF CSA GROUP HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, INJURY, LOSS, COSTS, OR EXPENSES.In publishing and making this d

8、ocument available, CSA Group is not undertaking to render professional or other services for or on behalf of any person or entity or to perform any duty owed by any person or entity to another person or entity. The information in this document is directed to those who have the appropriate degree of

9、experience to use and apply its contents, and CSA Group accepts no responsibility whatsoever arising in any way from any and all use of or reliance on the information contained in this document. CSA Group is a private not-for-profit company that publishes voluntary standards and related documents. C

10、SA Group has no power, nor does it undertake, to enforce compliance with the contents of the standards or other documents it publishes. Intellectual property rights and ownershipAs between CSA Group and the users of this document (whether it be in printed or electronic form), CSA Group is the owner,

11、 or the authorized licensee, of all works contained herein that are protected by copyright, all trade-marks (except as otherwise noted to the contrary), and all inventions and trade secrets that may be contained in this document, whether or not such inventions and trade secrets are protected by pate

12、nts and applications for patents. Without limitation, the unauthorized use, modification, copying, or disclosure of this document may violate laws that protect CSA Groups and/or others intellectual property and may give rise to a right in CSA Group and/or others to seek legal redress for such use, m

13、odification, copying, or disclosure. To the extent permitted by licence or by law, CSA Group reserves all intellectual property rights in this document.Patent rightsAttention is drawn to the possibility that some of the elements of this standard may be the subject of patent rights. CSA Group shall n

14、ot be held responsible for identifying any or all such patent rights. Users of this standard are expressly advised that determination of the validity of any such patent rights is entirely their own responsibility.Authorized use of this documentThis document is being provided by CSA Group for informa

15、tional and non-commercial use only. The user of this document is authorized to do only the following:If this document is in electronic form:sLOADTHISDOCUMENTONTOACOMPUTERFORTHESOLEPURPOSEOFREVIEWINGITsSEARCHANDBROWSETHISDOCUMENTANDsPRINTTHISDOCUMENTIFITISIN0$ this remains the continuing responsibili

16、ty of the SDO. An NSC reflects a consensus of a number of capable individuals whose collective interests provide, to the greatest practicable extent, a balance of representation of general interests, producers, regulators, users (including consumers), and others with relevant interests, as may be ap

17、propriate to the subject in hand. It normally is a standard which is capable of making a significant and timely contribution to the national interest.Those who have a need to apply standards areencouraged to use NSCs. These standards are subjectto periodic review. Users of NSCs are cautionedto obtai

18、n the latest edition from the SDO which publishes the standard.The responsibility for approving standards as National Standards of Canada rests with theStandards Council of Canada270 Albert Street, Suite 200Ottawa, Ontario, K1P 6N7CanadaAlthough the intended primary application of this Standard is s

19、tated in its Scope, it is importantto note that it remains the responsibility of the users to judge its suitability for their particular purpose.Registered trade-mark of Canadian Standards AssociationCette norme est offerte en anglais seulement pour le moment. Le Groupe CSA publiera la versionen fra

20、nais ds quelle sera produite par lorganisme rdacteur.TMA trade-mark of the Canadian Standards Association, operating as “CSA Group”National Standard of CanadaPublished in January 2013 by CSA GroupA not-for-profit private sector organization5060 Spectrum Way, Suite 100, Mississauga, Ontario, Canada L

21、4W 5N61-800-463-6727 416-747-4044Visit our Online Store at shop.csa.caApproved byStandards Council of CanadaCAN/CSA-ISO/IEC TR 15026-1:13Systems and software engineering Systems and software assurance Part 1: Concepts and vocabularyPrepared by InternationalOrganizationforStandardization/ Internation

22、al Electrotechnical CommissionReviewed byCAN/CSA-ISO/IEC TR 15026-1:13Systems and software engineering Systems andsoftware assurance Part 1: Concepts and vocabularyCSA/4 2013 CSA Group January 2013CAN/CSA-ISO/IEC TR 15026-1:13Systems and software engineering Systems and software assurance Part 1: Co

23、ncepts and vocabularyCSA PrefaceStandards development within the Information Technology sector is harmonized with international standards development. Through the CSA Technical Committee on Information Technology (TCIT), Canadians serve as the Canadian Advisory Committee (CAC) on ISO/IEC Joint Techn

24、ical Committee 1 on Information Technology (ISO/IEC JTC1) for the Standards Council of Canada (SCC), the ISO member body for Canada and sponsor of the Canadian National Committee of the IEC. Also, as a member of the International Telecommunication Union (ITU), Canada participates in the Internationa

25、l Telegraph and Telephone Consultative Committee (ITU-T).At the time of publication, ISO/IEC TR 15026-1:2010 is available from ISO and IEC in English only. CSA Group will publish the French version when it becomes available from ISO and IEC.This International Standard was reviewed by the TCIT under

26、the jurisdiction of the Strategic Steering Committee on Information Technology and deemed acceptable for use in Canada. From time to time, ISO/IEC may publish addenda, corrigenda, etc. The TCIT will review these documents for approval and publication. For a listing, refer to the Current Standards Ac

27、tivities page at standardsactivities.csa.ca. This Standard has been formally approved, without modification, by the Technical Committee and has been approved as a National Standard of Canada by the Standards Council of Canada. 2013 CSA GroupAll rights reserved. No part of this publication may be rep

28、roduced in any form whatsoever without the prior permission of thepublisher. ISO/IEC material is reprinted with permission. Where the words “this Technical Report” appear in the text, they should be interpreted as “this National Standard of Canada”.Inquiries regarding this National Standard of Canad

29、a should be addressed toCSA Group5060 Spectrum Way, Suite 100, Mississauga, Ontario, Canada L4W 5N61-800-463-6727 416-747-4000http:/csa.caTo purchase standards and related publications, visit our Online Store at shop.csa.ca or call toll-free 1-800-463-6727 or 416-747-4044.This Standard is subject to

30、 periodic review, and suggestions for its improvement will be referred to the appropriate committee. To submit a proposal for change, please send the following information to inquiriescsagroup.org and include “Proposal for change” in the subject line:(a) Standard designation (number);(b) relevant cl

31、ause, table, and/or figure number;(c) wording of the proposed change; and(d) rationale for the change.Reference numberISO/IEC TR 15026-1:2010(E)ISO/IEC 2010TECHNICAL REPORT ISO/IECTR15026-1First edition2010-08-15Systems and software engineering Systems and software assurance Part 1: Concepts and voc

32、abulary Ingnierie des systmes et du logiciel Assurance des systmes et du logiciel Partie 1: Concepts et vocabulaire ISO/IEC TR 15026-1:2010(E) PDF disclaimer This PDF file may contain embedded typefaces. In accordance with Adobes licensing policy, this file may be printed or viewed but shall not be

33、edited unless the typefaces which are embedded are licensed to and installed on the computer performing the editing. In downloading this file, parties accept therein the responsibility of not infringing Adobes licensing policy. The ISO Central Secretariat accepts no liability in this area. Adobe is

34、a trademark of Adobe Systems Incorporated. Details of the software products used to create this PDF file can be found in the General Info relative to the file; the PDF-creation parameters were optimized for printing. Every care has been taken to ensure that the file is suitable for use by ISO member

35、 bodies. In the unlikely event that a problem relating to it is found, please inform the Central Secretariat at the address given below. COPYRIGHT PROTECTED DOCUMENT ISO/IEC 2010 All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or

36、 by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E

37、-mail copyrightiso.org Web www.iso.org ii ISO/IEC 2010 All rights reservedCAN/CSA-ISO/IEC TR 15026-1:13ISO/IEC TR 15026-1:2010(E) ISO/IEC 2010 All rights reserved iiiContents Page Foreword .v Introductionvi 1 Scope 1 2 Terms and definitions .1 3 Document purpose and audience4 4 Organization of repor

38、t.4 5 Basic concepts 4 5.1 Introduction4 5.2 Stakeholders 4 5.3 System and Product6 5.4 Uncertainty.6 5.5 Assurance 6 6 How to use multiple parts of ISO/IEC 15026 .7 6.1 Introduction7 6.2 Initial usage concerns.7 6.3 Internal structure of parts.8 6.4 Relationships among parts of ISO/IEC 15026.9 6.5

39、Authorities9 6.6 Mitigation of ambiguity .9 7 Assurance Case.10 7.1 Introduction10 7.2 Claims .13 7.3 Arguments23 7.4 Evidence .34 7.5 Management and life cycle of assurance case.39 7.6 Decision making using the assurance case .40 8 ISO/IEC 15026 and integrity levels.42 8.1 Introduction42 8.2 Defini

40、ng integrity levels 43 8.3 Establishing integrity levels .44 8.4 Planning and performing 45 8.5 Conditions and their initiating or transitioning events .46 8.6 Issues46 8.7 Outcomes .48 8.8 Summary 48 9 ISO/IEC 15026 and life cycle processes: 15288/12207 49 9.1 Introduction49 9.2 Technical processes

41、 .50 9.3 Transition, Operation, Maintenance and Disposal.55 9.4 Organization processes56 10 Summary 57 Annex A (informative) Frequently asked questions 58 Annex B (informative) Difficulties with terms and concepts 59 Annex C (informative) ISO/IEC 15026 relationships to standards .61 Annex D (informa

42、tive) Phenomena64 CAN/CSA-ISO/IEC TR 15026-1:13ISO/IEC TR 15026-1:2010(E) iv ISO/IEC 2010 All rights reservedAnnex E (informative) Security . 68 Annex F (informative) Selected Related Standards 79 Bibliography . 85 Tables Table 1 Examples of Stakeholders . 5 Table 2 Some time- and resource-related p

43、roperties . 21 Table 3 Example ways of showing something is true . 24 Table 4 Communities with different viewpoints and approaches to reasoning . 25 Table 5 Relationship aspects that are possible bases for or relevant to arguments 30 Table D-1 Some kinds and sources of phenomena 64 List of Figures F

44、igure 1 Fragment of Structure . 11 Figure 2 Claim . 16 Figure 3 Argument Context . 23 Figure 4 Simple State Model. 28 Figure 5 Simplified “cause and effect“ chains. 28 Figure 6 System and Environment 42 Figure 7 Two actors cause transitions 47 Figure 8 Life cycle process groups . 49 Figure C-1 Some

45、relationships among standards. 63 CAN/CSA-ISO/IEC TR 15026-1:13ISO/IEC TR 15026-1:2010(E) ISO/IEC 2010 All rights reserved vForeword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized system for worldwide standardizat

46、ion. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees collaborate in fields of mutual

47、 interest. Other international organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. International Standards are drafted in accordance

48、 with the rules given in the ISO/IEC Directives, Part 2. The main task of the joint technical committee is to prepare International Standards. Draft International Standards adopted by the joint technical committee are circulated to national bodies for voting. Publication as an International Standard

49、 requires approval by at least 75 % of the national bodies casting a vote. In exceptional circumstances, the joint technical committee may propose the publication of a Technical Report of one of the following types: type 1, when the required support cannot be obtained for the publication of an International Stand

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