1、%5,7,6+67$1$5 %6(1 ,(& ,QFRUSRUDWLQJ $PHQGPHQW1RWR %64& UHQXPEHUVWKH %64&DV %6(1 &RQQHFWRUVIRU IUHTXHQFLHVEHORZ 0+IRUXVHZLWK SULQWHGERDUGV 3DUW*HQHULFVSHFLILFDWLRQ *HQHUDOUHTXLUHPHQWVDQGJXLGHIRU WKHSUHSDUDWLRQRIGHWDLOVSHFLILFDWLRQV ZLWKDVVHVVHGTXDOLW 7KH(XURSHDQ6WDQGDUG(1KDVWKHVWDWXVRID %ULWLVK6WDQG
2、DUG ,&6%6(1 7KLV%ULWLVK6WDQGDUGKDYLQJ EHHQSUHSDUHGXQGHUWKH GLUHFWLRQRIWKH(OHFWURQLF &RPSRQHQWV6WDQGDUGV3ROLF &RPPLWWHHZDVSXEOLVKHG XQGHUWKHDXWKRULWRIWKH 6WDQGDUGV%RDUGDQGFRPHV LQWRHIIHFWRQ -XO %6, 7KHIROORZLQJ%6,UHIHUHQFHV UHODWHWRWKHZRUNRQWKLV VWDQGDUG &RPPLWWHHUHIHUHQFH(&/ 6SHFLDODQQRXQFHPHQWLQ %6
3、, 1HZV-DQXDU ,6%1 &RPPLWWHHVUHVSRQVLEOHIRUWKLV %ULWLVK6WDQGDUG 7KHSUHSDUDWLRQRIWKLV%ULWLVK6WDQGDUGZDVHQWUXVWHGEWKH(OHFWURQLF &RPSRQHQWV6WDQGDUGV3ROLF&RPPLWWHH(&/WR7HFKQLFDO&RPPLWWHH (&/XSRQZKLFKWKHIROORZLQJERGLHVZHUHUHSUHVHQWHG ($WKH$VVRFLDWLRQRI(OHFWURQLFV7HOHFRPPXQLFDWLRQVDQG%XVLQHVV (TXLSPHQW,QGX
4、VWULHV (OHFWURQLF&RPSRQHQWV,QGXVWU)HGHUDWLRQ 0LQLVWURIHIHQFH 1DWLRQDO6XSHUYLVLQJ,QVSHFWRUDWH 7KHIROORZLQJERGLHVZHUHDOVRUHSUHVHQWHGLQWKHGUDIWLQJRIWKHVWDQGDUG WKURXJKVXEFRPPLWWHHVDQGSDQHOV $VVRFLDWLRQRI0DQXIDFWXUHUV$OOLHGWRWKH(OHFWULFDODQG(OHFWURQLF,QGXVWU %($0$/WG %ULWLVK7HOHFRPPXQLFDWLRQVSOF 6RFLHWR
5、I%ULWLVK$HURVSDFH&RPSDQLHV/LPLWHG $PHQGPHQWVLVVXHGVLQFHSXEOLFDWLRQ $PG1R DWH &RPPHQWV 0DUFK 5HQXPEHUV%64&DV %6(1 %6(1 %6, L &RQWHQWV 3DJH &RPPLWWHHVUHVSRQVLEOH ,QVLGHIURQWFRYHU 1DWLRQDOIRUHZRUG LL 6HFWLRQ6FRSHDQGREMHFW 6FRSHDQGREMHFW 6HFWLRQ*HQHUDO 5HODWHGGRFXPHQWV 6HFWLRQ4XDOLWDVVHVVPHQWSURFHGXUHV
6、4XDOLWDVVHVVPHQWSURFHGXUHV 6HFWLRQ*HQHUDOUHTXLUHPHQWVWHVWVDQGWHVWVFKHGXOHV 7HVWLQJ 6HFWLRQ3UHSDUDWLRQRIGHWDLOVSHFLILFDWLRQV 7LWOHRIGHWDLOVSHFLILFDWLRQV $SSHQGL$&RPPRQOHWWHULQJVVWHPWREHXVHGLQGUDZLQJV $SSHQGL%5HFRPPHQGHGWHUPLQDWLRQOHQJWKVIRUSULQWHGERDUGFRQQHFWRUV KDYLQJWHUPLQDOVLQWHQGHGWREHIORZVROGHUH
7、G $QQH=$QRUPDWLYH1RUPDWLYHUHIHUHQFHVWRLQWHUQDWLRQDOSXEOLFDWLRQV ZLWKWKHLUFRUUHVSRQGLQJ(XURSHDQSXEOLFDWLRQV )LJXUH% 7DEOH,4XDOLILFDWLRQDSSURYDOWHVWVFKHGXOHIRUFRQQHFWRUV 7DEOH,D4XDOLWFRQIRUPDQFHLQVSHFWLRQORWEORWWHVWV 7DEOH,E4XDOLWFRQIRUPDQFHLQVSHFWLRQSHULRGLFLWWHVWV %6(1 LL %6, 1DWLRQDOIRUHZRUG 7KLV%U
8、LWLVK6WDQGDUGLVWKH(QJOLVKODQJXDJHYHUVLRQRI(1 SXEOLVKHGEWKH(XURSHDQ&RPPLWWHHIRU(OHFWURWHFKQLFDO6WDQGDUGLDWLRQ &(1(/(&,WLVLGHQWLFDOZLWK,(&4& &RQQHFWRUVIRU IUHTXHQFLHVEHORZ 0+IRUXVHZLWKSULQWHGERDUGV 3DUW *HQHULF VSHFLILFDWLRQ*HQHUDOUHTXLUHPHQWVDQGJXLGHIRUWKHSUHSDUDWLRQRIGHWDLO VSHFLILFDWLRQVZLWKDVVHVVH
9、GTXDOLW LQFOXGLQJ$PHQGPHQWSXEOLVKHGE WKH,QWHUQDWLRQDO(OHFWURWHFKQLFDO&RPPLVVLRQ,(&DQGLVDKDUPRQLHG VSHFLILFDWLRQLQWKH,(&4VVWHPRITXDOLWDVVHVVPHQWIRUHOHFWURQLFFRPSRQHQWV ,(&ZDVSUHSDUHGE,(&6XEFRPPLWWHH%&RQQHFWRUVRI,(& 7HFKQLFDO&RPPLWWHH1R(OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLF HTXLSPHQWDQGWKH8QLWHG.LQJ
10、GRPSDUWLFLSDWLRQLQWKHGUDIWLQJZDVSURYLGHG E6XEFRPPLWWHH(&/&RQQHFWRUVIRUHOHFWURQLFHTXLSPHQWRI7HFKQLFDO &RPPLWWHH(&/(OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLFHTXLSPHQW 7KH%ULWLVK6WDQGDUGVZKLFKLPSOHPHQWLQWHUQDWLRQDORU(XURSHDQSXEOLFDWLRQV UHIHUUHGWRLQWKLVGRFXPHQWPDEHIRXQGLQWKH%6,6WDQGDUGV&DWDORJXHXQGHU WKH
11、VHFWLRQHQWLWOHG,QWHUQDWLRQDO6WDQGDUGV&RUUHVSRQGHQFH,QGHRUEXVLQJ WKH)LQGIDFLOLWRIWKH%6,6WDQGDUGV(OHFWURQLF&DWDORJXH $%ULWLVK6WDQGDUGGRHVQRWSXUSRUWWRLQFOXGHDOOWKHQHFHVVDUSURYLVLRQVRID FRQWUDFW8VHUVRI%ULWLVK6WDQGDUGVDUHUHVSRQVLEOHIRUWKHLUFRUUHFWDSSOLFDWLRQ &RPSOLDQFHZLWKD%ULWLVK6WDQGDUGGRHVQRWRILWVHOIF
12、RQIHULPPXQLW IURPOHJDOREOLJDWLRQV 6XPPDURISDJHV 7KLVGRFXPHQWFRPSULVHVDIURQWFRYHUDQLQVLGHIURQWFRYHUSDJHVLDQGLLWKH (1WLWOHSDJHWKH(1IRUHZRUGSDJHSDJHVWRDQLQVLGHEDFNFRYHUDQGD EDFNFRYHU 7KH%6,FRSULJKWQRWLFHGLVSODHGLQWKLVGRFXPHQWLQGLFDWHVZKHQWKH GRFXPHQWZDVODVWLVVXHG &URVVUHIHUHQFHV(8523($167$1$5 1250(8523
13、e(11( (8523b,6&+(1250 (1 )HEUXDU ,&6 HVFULSWRUVHOHFWURQLFFRPSRQHQWVHOHFWULFFRQQHFWLRQVSULQWHGFLUFXLWFDUGVFKDUDFWHULVWLFVJHQHUDOFRQGLWLRQV GHWDLOVSHFLILFDWLRQVTXDOLWDVVXUDQFHWHFKQLFDOZLULQJLQVWUXFWLRQV (QJOLVKYHUVLRQ &RQQHFWRUVIRUIUHTXHQFLHVEHORZ0+IRUXVHZLWK SULQWHGERDUGV3DUW*HQHULFVSHFLILFDWLRQ *HQH
14、UDOUHTXLUHPHQWVDQGJXLGHIRUWKHSUHSDUDWLRQRI GHWDLOVSHFLILFDWLRQVZLWKDVVHVVHGTXDOLW ,(&$ &RQQHFWHXUVSRXUIUpTXHQFHVLQIpULHXUHVj0+ SRXUXWLOLVDWLRQDYHFFDUWHVLPSULPpHV 3DUWLH6SpFLILFDWLRQJpQpULTXH 3UHVFULSWLRQVJpQpUDOHVHWJXLGHGHUpGDFWLRQ GHVVSpFLILFDWLRQVSDUWLFXOLqUHVDYHFDVVXUDQFH GHODTXDOLWp &(,$ 6WHFNYH
15、UELQGHUIUJHGUXFNWH6FKDOWXQJHQIU )UHTXHQHQXQWHU0+ 7HLO)DFKJUXQGVSHLILNDWLRQ$OOJHPHLQH $QIRUGHUXQJHQXQG/HLWIDGHQIUGLH(UVWHOOXQJ YRQ%DXDUWVSHLILNDWLRQHQPLW4XDOLWlWVEHZHUWXQJ ,(&$ 7KLV (XURSHDQ 6WDQGDUG ZDV DSSURYHG E &(1(/(& RQ &(1(/(&PHPEHUVDUHERXQGWRFRPSOZLWKWKH&(1&(1(/(&,QWHUQDO 5HJXODWLRQVZKLFKVWLS
16、XODWHWKHFRQGLWLRQVIRUJLYLQJWKLV(XURSHDQ6WDQGDUG WKHVWDWXVRIDQDWLRQDOVWDQGDUGZLWKRXWDQDOWHUDWLRQ 8SWRGDWH OLVWV DQG ELEOLRJUDSKLFDO UHIHUHQFHV FRQFHUQLQJ VXFK QDWLRQDO VWDQGDUGVPDEHREWDLQHGRQDSSOLFDWLRQWRWKH&HQWUDO6HFUHWDULDWRUWRDQ &(1(/(&PHPEHU 7KLV(XURSHDQ6WDQGDUGHLVWVLQWKUHHRIILFLDOYHUVLRQV(QJOLVK
17、)UHQFK *HUPDQ$YHUVLRQLQDQRWKHUODQJXDJHPDGHEWUDQVODWLRQXQGHUWKH UHTSRQVLELOLWRID&(1(/(&PHPEHULQWRLWVRZQODQJXDJHDQGQRWLILHGWRWKH &HQWUDO6HFUHWDULDWKDVWKHVDPHVWDWXVDVWKHRIILFLDOYHUVLRQV &(1(/(&PHPEHUVDUHWKHQDWLRQDOHOHFWURWHFKQLFDOFRPPLWWHHVRI$XVWULD %HOJLXP &HFK 5HSXEOLF HQPDUN )LQODQG )UDQFH *HUPDQ *U
18、HHFH ,FHODQG,UHODQG,WDO/XHPERXUJ1HWKHUODQGV1RUZD3RUWXJDO6SDLQ 6ZHGHQ6ZLWHUODQGDQG8QLWHG.LQJGRP &(1(/(& (XURSHDQ&RPPLWWHHIRU(OHFWURWHFKQLFDO6WDQGDUGLDWLRQ &RPLWp(XURSpHQGH1RUPDOLVDWLRQ(OHFWURWHFKQLTXH (XURSlLVFKHV.RPLWHHIU(OHNWURWHFKQLVFKH1RUPXQJ &HQWUDO6HFUHWDULDWUXHGH6WDVVDUW%UXVVHOV &(1(/(&$OOULJK
19、WVRIHSORLWDWLRQLQDQIRUPDQGEDQPHDQVUHVHUYHGZRUOGZLGHIRU &(1(/(&PHPEHUV 5HI1R(1(1 %6, )RUHZRUG 7KHWHWRIWKH,QWHUQDWLRQDO6WDQGDUG ,(&DQGLWVDPHQGPHQW SUHSDUHGE6&%&RQQHFWRUVRI,(&7& (OHFWURPHFKDQLFDOFRPSRQHQWVDQGPHFKDQLFDO VWUXFWXUHVIRUHOHFWURQLFHTXLSPHQWZDVVXEPLWWHG WRWKHIRUPDOYRWHDQGZDVDSSURYHGE&(1(/(& D
20、V(1RQZLWKRXWDQ PRGLILFDWLRQ 7KHIROORZLQJGDWHVZHUHILHG $QQHHVGHVLJQDWHGQRUPDWLYHDUHSDUWRIWKH ERGRIWKHVWDQGDUG $QQHHVGHVLJQDWHGLQIRUPDWLYHDUHJLYHQIRU LQIRUPDWLRQRQO ,QWKLVVWDQGDUG$QQH$DQG=$DUHQRUPDWLYH DQG$QQH%LVLQIRUPDWLYH $QQH=$KDVEHHQDGGHGE&(1(/(& ODWHVWGDWHEZKLFKWKH (1KDVWREH LPSOHPHQWHGDWQDWLRQDO
21、 OHYHOESXEOLFDWLRQRIDQ LGHQWLFDOQDWLRQDO VWDQGDUGRUE HQGRUVHPHQW GRS ODWHVWGDWHEZKLFKWKH QDWLRQDOVWDQGDUGV FRQIOLFWLQJZLWKWKH(1 KDYHWREHZLWKGUDZQ GRZ(1 %6, 6HFWLRQ6FRSHDQGREMHFW 6FRSHDQGREMHFW 7KLVSDUWRI,(&LVDSSOLFDEOHWRSULQWHGERDUGFRQQHFWRUVGHVLJQHGIRUXVHLQHTXLSPHQWIRU WHOHFRPPXQLFDWLRQDQGHOHFWURQL
22、FGDWDSURFHVVLQJDQGLQHOHFWURQLFHTXLSPHQWRUGHYLFHVHPSORLQJ VLPLODUWHFKQLTXHV7KLVJHQHULFVSHFLILFDWLRQVKDOOEHXVHGLQFRQMXQFWLRQZLWKWKHUHOHYDQWGHWDLO VSHFLILFDWLRQV &RQQHFWRUVHVVHQWLDOOIRUDSSOLFDWLRQVDWIUHTXHQFLHVHFHHGLQJ0+DUHQRWFRYHUHGEWKLVJHQHULF VSHFLILFDWLRQ 7KHREMHFWRIWKLVSDUWRI,(&LVWRHVWDEOLVKXQLIRU
23、PVSHFLILFDWLRQVWSHWHVWUHTXLUHPHQWVDQGTXDOLW DVVHVVPHQWSURFHGXUHVIRUFRQQHFWRUVIRUXVHZLWKSULQWHGERDUGVDQGWRHVWDEOLVKUXOHVIRUWKHSUHSDUDWLRQ RIGHWDLOVSHFLILFDWLRQVIRUFRQQHFWRUVRIDVVHVVHGTXDOLW ,QWKHHYHQWRIFRQIOLFWEHWZHHQWKLVJHQHULFVSHFLILFDWLRQDQGWKHGHWDLOVSHFLILFDWLRQWKHUHTXLUHPHQWVRI WKHGHWDLOVSHFLILF
24、DWLRQVKDOOSUHYDLO 6HFWLRQ*HQHUDO 5HODWHGGRFXPHQWV 7KLVJHQHULFVSHFLILFDWLRQVKDOOEHXVHGLQFRQMXQFWLRQZLWKWKHIROORZLQJSXEOLFDWLRQV8QLWVJUDSKLF VPEROVDQGOHWWHUVPEROVVKDOOEHXVHGZKHQHYHUSRVVLEOHLQDFFRUGDQFHZLWKWKHUHTXLUHPHQWVRIWKH SXEOLFDWLRQVOLVWHGEHORZ ,(& /HWWHUVPEROVWREHXVHGLQHOHFWULFDOWHFKQRORJ ,(& ,(
25、9&KDSWHU(OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLFHTXLSPHQW ,(& (QYLURQPHQWDOWHVWLQJ 3DUW *HQHUDODQGJXLGDQFH ,(& 6DPSOLQJSODQVDQGSURFHGXUHVIRULQVSHFWLRQEDWWULEXWHV ,(& (OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLFHTXLSPHQWEDVLFWHVWLQJSURFHGXUHVDQG PHDVXULQJPHWKRGV3DUW*HQHUDO ,(& (OHFWURPHFKDQLFDOFRPSRQHQWV
26、IRUHOHFWURQLFHTXLSPHQWEDVLFWHVWLQJSURFHGXUHVDQG PHDVXULQJPHWKRGV3DUW*HQHUDOHDPLQDWLRQHOHFWULFDOFRQWLQXLW ,(& (OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLFHTXLSPHQWEDVLFWHVWLQJSURFHGXUHVDQG PHDVXULQJPHWKRGV3DUW&XUUHQWFDUULQJFDSDFLWWHVWV ,(& (OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLFHTXLSPHQWEDVLFWHVWLQJSURF
27、HGXUHVDQG PHDVXULQJPHWKRGV3DUWQDPLFVWUHVVWHVWV ,(& (OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLFHTXLSPHQWEDVLFWHVWLQJSURFHGXUHVDQG PHDVXULQJPHWKRGV3DUW,PSDFWWHVWVIUHHFRPSRQHQWVVWDWLFORDGWHVWVILHGFRPSRQHQWV HQGXUDQFHWHVWVDQGRYHUORDGWHVWV ,(& (OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLFHTXLSPHQWEDVLFWHVWLQJSUR
28、FHGXUHVDQG PHDVXULQJPHWKRGV3DUW&OLPDWLFWHVWVDQGVROGHULQJWHVWV ,(& (OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLFHTXLSPHQWEDVLFWHVWLQJSURFHGXUHVDQG PHDVXULQJPHWKRGV3DUW0HFKDQLFDORSHUDWLQJWHVWVDQGVHDOLQJWHVWV ,(& (OHFWURPHFKDQLFDOFRPSRQHQWVIRUHOHFWURQLFHTXLSPHQWEDVLFWHVWLQJSURFHGXUHVDQG PHDVXULQJPHWKRGV3DUW
29、&RQQHFWRUWHVWVPHFKDQLFDODQGPHFKDQLFDOWHVWVRQFRQWDFWVDQG WHUPLQDWLRQV ,(& *UDSKLFDOVPEROVIRUGLDJUDPV 4& 5XOHVRISURFHGXUHRIWKH,(&TXDOLWDVVHVVPHQWVVWHPIRUHOHFWURQLFFRPSRQHQWV,(&4 ,62 7HFKQLFDOGUDZLQJVLPHQVLRQLQJ *HQHUDOSULQFLSOHVGHILQLWLRQVPHWKRGVRI HHFXWLRQDQGVSHFLDOLQGLFDWLRQV ,62 ,62VVWHPRIOLPLWVDQG
30、ILWV3DUW%DVHVRIWROHUDQFHVGHYLDWLRQVDQGILWV ,62 ,62VVWHPRIOLPLWVDQGILWV 3DUW 7DEOHVRIVWDQGDUGWROHUDQFHJUDGHVDQGOLPLW GHYLDWLRQVIRUKROHVDQGVKDIWV ,62 6,XQLWVDQGUHFRPPHQGDWLRQVIRUXVHRIWKHLUPXOWLSOHVDQGRIFHUWDLQRWKHUXQLWV (1 %6, 7HUPLQRORJ 7KHWHUPLQRORJXVHGLQDQGDSSOLFDEOHWRWKLVSDUWRI,(&LVLQFOXGHGLQ,(& )
31、RUWKHSXUSRVHRIWKLVVWDQGDUGWKHIROORZLQJDGGLWLRQDOWHUPVDQGGHILQLWLRQVVKDOODSSO WSH FRQQHFWRUVZLWKLQDSDUWLFXODUVXEIDPLOVXFKDVRQHSDUWFRQQHFWRUVHGJHVRFNHWFRQQHFWRUVWZRSDUW FRQQHFWRUV VWOH DSDUWLFXODUFRQQHFWRUZLWKLQDWSH YDULDQW YDULDWLRQVZLWKLQDWSHDQGVWOHRUZLWKLQDJURXSRIUHODWHGFRQQHFWRUV (DPSOHV )DPLOFRQQ
32、HFWRU 6XEIDPLOFRQQHFWRUIRUSULQWHGERDUGV 7SHWZRSDUWFRQQHFWRUIRUSULQWHGERDUGV 6WOHDSDUWLFXODUHWHUQDOPRXQWLQJFRQILJXUDWLRQHJUHFWDQJXODUIODQJHPRXQWLQJ 9DULDQWQXPEHURIFRQWDFWVSRODULDWLRQWHUPLQDWLRQVHWF &ODVVLILFDWLRQLQWRFOLPDWLFFDWHJRULHV 7KHFRQQHFWRUVDUHFODVVLILHGLQWRFOLPDWLFFDWHJRULHVLQDFFRUGDQFHZLWKWK
33、HJHQHUDOUXOHVJLYHQLQ ,(& 7KHIROORZLQJSUHIHUUHGWHPSHUDWXUHUDQJHVDQGVHYHULWLHVRIWKHGDPSKHDWVWHDGVWDWHWHVWVKDYHEHHQ VHOHFWHG &UHHSDJHDQGFOHDUDQFHGLVWDQFHV 3HUPLVVLEOHRSHUDWLQJYROWDJHVGHSHQGRQWKHDSSOLFDWLRQDQGRQWKHDSSOLFDEOHRUVSHFLILHGVDIHW UHTXLUHPHQWV7KHUHIRUHFUHHSDJHDQGFOHDUDQFHGLVWDQFHVDVZHOODVSURRI
34、YROWDJHVXQGHUVSHFLILHGDLU SUHVVXUHVKDOOEHVSHFLILHGLQWKHGHWDLOVSHFLILFDWLRQ &XUUHQWV )RUHDFKFRQQHFWRUWKHFXUUHQWFDUULQJFDSDFLWVKDOOEHVSHFLILHGLQWKHGHWDLOVSHFLILFDWLRQSUHIHUDEO EWKHFXUUHQWWHPSHUDWXUHGHUDWLQJFXUYHHYDOXDWHGLQDFFRUGDQFHZLWK7HVWERI,(&RUEDWOHDVW RQHYDOXHRIFXUUHQWDQGWKHDVVRFLDWHGWHPSHUDWXUHR
35、QWKLVGHUDWLQJFXUYHDVZHOODVWKHPDLPXP RSHUDWLQJWHPSHUDWXUH 0DUNLQJ 2QWKHFRQQHFWRU (DFKFRQQHFWRUVKDOOKDYHWKHIROORZLQJLQIRUPDWLRQPDUNHGXSRQLW D,GHQWLILFDWLRQRIWKHFRQWDFWSRVLWLRQDVLQGLFDWHGLQWKHGHWDLOVSHFLILFDWLRQ &DWHJRU 7HPSHUDWXUHUDQJH DPSKHDWVWHDG VWDWH &OLPDWLFFDWHJRU &WR & &WR & &WR & &WR & &WR & &
36、WR & &WR & &WR & GDV GDV GDV GDV GDV GDV GDV GDV (DFKSHUIRUPDQFHOHYHORID GHVLJQDWHGFRQQHFWRUKDVRQORQH FOLPDWLFFDWHJRUDQGVKDOOEH VSHFLILHGLQ6XEFODXVH RIWKH GHWDLOVSHFLILFDWLRQ(1 %6, ,IVSDFHGRHVQRWSHUPLWIXOOPDUNLQJDVPXFKDVSRVVLEOHRIWKHIROORZLQJLQWKHRUGHUVKRZQVKDOOEH LQFOXGHG E,(&WSHGHVLJQDWLRQ F0DUNRI
37、RULJLQPDQXIDFWXUHU“VQDPHRUWUDGHPDUN GDWHFRGH 2QWKHSDFNDJH 7KHLQIRUPDWLRQEFDQGGVKDOODOVREHPDUNHGRQWKHSDFNDJH ,(&WSHGHVLJQDWLRQ &RQQHFWRUVWRZKLFKWKLVVWDQGDUGDSSOLHVVKDOOEHGHVLJQDWHGEWKHIROORZLQJLQGLFDWLRQVDQGLQWKHRUGHU JLYHQ D7KHQXPEHURIWKHGHWDLOVSHFLILFDWLRQ E7KHOHWWHUV,(& F$OHWWHUGHQRWLQJWKHVWOHRIWK
38、HFRQQHFWRU7KHVVWHPVKDOOEHVSHFLILHGLQWKHGHWDLOVSHFLILFDWLRQ G7KHQXPEHURIFRQWDFWVRIFRQQHFWRUVRURIFRQWDFWFDYLWLHVRIFRQQHFWRUERGLHV H$OHWWHUGHQRWLQJWKHWSHRIWKHFRQWDFWRIWZRSDUWFRQQHFWRUVRUWKHQXPEHURIHOHFWULFDOO LQGHSHQGHQWURZVRIHGJHVRFNHWFRQQHFWRUV 7KHIROORZLQJOHWWHUVVKDOOEHXVHG I$OHWWHUGHQRWLQJWKHEDVLFWSHRIWKHWHUPLQDWLRQ 7KHIROORZLQJOHWWHUVVKDOOEHXVHG ,IQHFHVVDUDQGHSOLFLWOVSHFLILHGLQWKHGHWDLOVSHFLILFDWLRQWKH,(&WSHGHVLJQDWLRQPDRSWLRQDOOEH HWHQGHG
