ETSI TR 136 921-2017 LTE Evolved Universal Terrestrial Radio Access (E-UTRA) FDD Home eNode B (HeNB) Radio Frequency (RF) requirements analysis (V14 0 0 3GPP TR 36 921 version 14 0.pdf

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1、 ETSI TR 136 921 V14.0.0 (2017-04) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); FDD Home eNode B (HeNB) Radio Frequency (RF) requirements analysis (3GPP TR 36.921 version 14.0.0 Release 14) TECHNICAL REPORT ETSI ETSI TR 136 921 V14.0.0 (2017-04)13GPP TR 36.921 version 14.0.0 Release 14R

2、eference RTR/TSGR-0436921ve00 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The

3、present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of

4、 ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware th

5、at the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following service

6、s: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall

7、 not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for

8、the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR

9、 136 921 V14.0.0 (2017-04)23GPP TR 36.921 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-m

10、embers, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursu

11、ant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present docu

12、ment. Foreword This Technical Report (TR) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the

13、corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be int

14、erpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 136 921 V14.0.0 (2017-04)33GPP TR 36.921 version 14.0.0 Release 14Contents Inte

15、llectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions, symbols and abbreviations . 8g33.1 Definitions . 8g33.2 Symbols . 8g33.3 Abbreviations 8g34 General . 8g34.1 Task description 8g34.1.1 HeNB Class definition . 8g34.1.2 HeNB me

16、asurements and adaptation . 8g35 Radio scenarios 9g35.1 Deployment configurations . 9g35.2 Interference scenarios 9g36 HeNB RF Aspects 9g37 Guidance on How to Control HeNB Interference 10g37.1 HeNB Measurements 10g37.1.1 Measurements from all cells 10g37.1.2 Measurements to identify surrounding cell

17、 layers . 10g37.1.3 Measurements from macro cell layer . 10g37.1.4 Measurements of other HeNB cells . 11g37.2 Control of HeNB Downlink Interference 12g37.2.1 Control Channel Protection . 12g37.2.1.1 Time shifting for overlapped carriers with frame time shifting at symbol level 12g37.2.1.1.1 Time shi

18、fting at symbol level . 12g37.2.1.1.2 Carrier offsetting (possibly in addition to frame time shifting) . 14g37.2.1.2 . Carrier offsetting or frequency partitioning with per-subband interference estimation . 15g37.2.1.3 . Control of HeNB downlink interference among neighboring HeNBs control channels

19、by frequency partitioning 17g37.2.2 Data Channel Protection 17g37.2.2.1 Control of HeNB Downlink Interference towards macro eNB data channels by frequency partition 17g37.2.2.2 Control of HeNB Downlink Interference among neighboring HeNBs 18g37.2.2.2.1 Centralized Coordination 18g37.2.2.2.2 Distribu

20、ted Dynamic Frequency Partitioning . 19g37.2.2.3 Control of HeNB Downlink Interference by dynamically changing HeNB CSG ID . 19g37.2.2.4 Downlink interference management based on mapping between PCIs and transmission patterns . 20g37.2.2.5 Techniques for Dynamic Frequency Partitioning . 21g37.2.2.5.

21、1 Support for dynamic FFR . 23g37.2.2.6 Victim UE Aware Downlink Interference Management 23g37.2.2.6.1 Determination based on reported UE measurements 24g37.2.2.6.2 Determination based on detected uplink transmissions 24g37.2.2.6.3 Protection of idle mode UEs . 25g37.2.3 Power Control 25g37.2.3.1 He

22、NB power control based on HUE measurement 25g37.2.3.2 Smart power control based on interference measurement from macro BS 26g37.2.3.3 HeNB power control based on HeNB-MUE path loss . 26g3ETSI ETSI TR 136 921 V14.0.0 (2017-04)43GPP TR 36.921 version 14.0.0 Release 147.2.3.4 GPS Based HeNB Maximum Out

23、put Adjustment . 27g37.2.3.4.1 Maximum Output Power Adjustment based on GPS Detection Performance 27g37.2.3.4.2 GPS Detection Performance Combined with Macro eNB Measurements 28g37.3 Control of HeNB Uplink Interference . 28g37.3.1 Control Channel Protection . 28g37.3.1.1 HeNB Uplink Control Channel

24、Protection . 28g37.3.1.2 Signaling offset over the backhaul . 29g37.3.2 Power Control 29g37.3.2.1 Smart Power Control based on Path Loss to Worst Victim Macro eNodeB 29g37.3.2.1.1 Power Cap Method . 30g37.3.2.1.2 Power Control based on PL from HUE to its serving HeNB and PL from HUE to its worst vic

25、tim MeNB 33g37.3.2.1.3 For Future Releases . 35g37.4 HeNB Self-configuration 36g37.4.1 Information Exchange between eNBs and HeNBs 36g37.5 Hybrid Cells 38g37.5.1 Hybrid Access Level of Service 38g37.5.2 DL Performance Evaluation 39g37.5.3 Hybrid Cell RB Resource Management. 41g37.5.4 Hybrid Cell Pow

26、er Management . 42g3Annex A (informative): Change history . 43g3History 44g3ETSI ETSI TR 136 921 V14.0.0 (2017-04)53GPP TR 36.921 version 14.0.0 Release 14Foreword This Technical Report has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subjec

27、t to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first di

28、git: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when e

29、ditorial only changes have been incorporated in the document. ETSI ETSI TR 136 921 V14.0.0 (2017-04)63GPP TR 36.921 version 14.0.0 Release 141 Scope This document is a technical report of the work item on FDD Home eNodeB RF Requirements 1. The goal of this technical report is to satisfy the two obje

30、ctives of the work item, which are reproduced below, Objective 1 The existing E-UTRA BS class does not fully address the RF requirements of the HeNB application. Correspondingly, Objective 1 is to specify the RF requirements for the Home eNodeB in TS 36.104, where the work done for the HNB can be ta

31、ken as a basis. Furthermore, the test specification TS 36.141 would need to be updated accordingly. It is foreseen that the HeNB-specific additions to TS 36.104 / 36.141 can be accommodated in a manner similar to that accomplished for the UTRA HNB. Objective 2 TR 25.820 showed that for the CSG HNB t

32、here are occasions where overall system performance may be enhanced by controlling the HNB output power dependent on the strength of signal from the macro cell layer and from other HNB. Control of CSG HNB output power mitigates interference to the macro layer and other CSG HNB. Correspondingly, it i

33、s expected that similar observations may be made for the HeNB. Objective 2 is to ensure that operators have the ability to achieve control of HeNB power; in particular, the work should cover but not be limited by the following, The operator has the means to obtain measurements of the strength of sig

34、nals and the identity (to allow macro neighbour cell list building) from the macro cell layer and from other HeNBs. Measurements may be made by the HeNB or may make use of existing measurements defined for the UE; no new UE measurements will be defined. The operator has the means to set the maximum

35、output power of the HeNB, this is expected to introduce changes to TS 36.104. The operator has guidance on how to control HeNB power and expected performance levels in the relevant scenarios. There are additional factors that may be controlled in E-UTRA in comparison with UTRA, such as variable band

36、width and allocation of radio sub-carriers; work will be conducted to investigate if similar mechanisms may be used for controlling HeNB resource allocation versus the macro cell layer and versus other HeNBs. Additionally, mechanisms may be applied to control HeNB coverage in the case of open access

37、 HeNB. As objective 2 of the work item is to create a published document to provide guidance to operators it is necessary to issue a TR in the 900 series. To avoid administrative overhead this TR will also be used to document any other output from this work item. 2 References The following documents

38、 contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-s

39、pecific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 RP-081080, RAN4 work item description, “LTE FDD Ho

40、me eNodeB RF Requirements“. 2 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. ETSI ETSI TR 136 921 V14.0.0 (2017-04)73GPP TR 36.921 version 14.0.0 Release 143 R4-093439, “Way forward on HeNB interference management,“ CMCC, NTT Docomo, Picochip, Motorola, Qualcomm Europe, Kyocera, Institute for

41、 Information Industry, Alcatel Lucent, CATT. 4 R4-093349, Femtocell and Macrocell interference coordination based on SFR, Motorola. 5 R4-092504, “LTE HeNB Interference studies: Hybrid cell deployment scenarios,“ Vodafone, et al. 6 R2-092083, “Support for hybrid home base stations“, Ericsson. 7 R4-09

42、2498, “Hybrid HeNB Interference Scenarios and Techniques,“ Qualcomm Europe. 8 R4-093556, “HeNB Downlink Interference Avoidance with Adaptive Frequency Selection“, NEC. 9 R4-094248, “HeNB Adaptive Frequency Selection“, NEC. 10 R4-100019, “HeNB Power Control Based on HUE Measurement“, NEC. 11 R4-09271

43、2, “HeNB to macro eNB cochannel interference simulations uplink“, picochip 12 R4-093620, “Network Assisted Interference Coordination between Macro eNodeB and Home eNodeB in Downlink“, Kyocera. 13 R4-091907, “Frequency Reuse Results with Mixed Traffic“, Qualcomm Europe. 14 R4-091908, “Partial Bandwid

44、th Control Channel Performance“, Qualcomm Europe. 15 3GPP TS 22.220: “Service requirements for Home Node B (HNB) and Home eNode B (HeNB)“, v9.1.1. 16 R4-091906, “Frequency reuse results with full buffer“, Qualcomm Europe, May 2009. 17 R4-091907, “Frequency Reuse Results with Mixed Traffic“, Qualcomm

45、 Europe. 18 R4-094851, “Utility Messages for HeNB ICIC“, Qualcomm Europe 19 R4-092872, “Downlink interference coordination between HeNBs“, CMCC, August 2009. 20 3GPP TR 25.967: “Home Node B (HNB) Radio Frequency (RF) requirements (FDD)“, v900. 21 3GPP TS 36.331: “Evolved Universal Terrestrial Radio

46、Access (E-UTRA); Radio Resource Control (RRC); Protocol specification“, v9.0.0. 22 R4-902712, “HeNB to macro eNB cochannel interference simulations uplink,“ picoChip. 23 R4-093617, “Home UE Uplink Interference Mitigation Schemes Based on Pathloss Difference toward LTE Release 9,“ Kyocera. 24 R4-0920

47、42, “Simulation assumptions and parameters for FDD HeNB RF requirements,“ Alcatel-Lucent, picoChip Designs and Vodafone. 25 R4-091796, “Power control assumptions for FDD HeNB simulation,“ Alcatel-Lucent, picoChip Designs and Vodafone. 26 3GPP TS 36.213: “Evolved Universal Terrestrial Radio Access (E

48、-UTRA); Physical layer procedures“, v8.8.0. 27 R4-093618, “Network Assisted Home UE Transmission Power Control in Uplink,“ Kyocera. 28 3GPP TR 36.922: “Evolved Universal Terrestrial Radio Access (E-UTRA); TDD Home eNode B (HeNB) Radio Frequency (RF) requirements analysis“. 29 R4-100193, picoChip Des

49、igns, Kyocera, “Victim UE Aware Downlink Interference Management“. ETSI ETSI TR 136 921 V14.0.0 (2017-04)83GPP TR 36.921 version 14.0.0 Release 143 Definitions, symbols and abbreviations For the purposes of the present document, the terms and definitions given in TR 21.905 2 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 2. 3.1 Definitions (Void) 3.2 Symbols (Void) 3.3 Abbreviations HeNB Home Enhanced N

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