1、 ETSI TR 1Universal Mobile TelMeasurementMultiple Inputmulti-aHigh Speed Packet (3GPP TR 37.9TECHNICAL REPORT 137 976 V13.0.0 (2016elecommunications System (LTE; nt of radiated performance forut Multiple Output (MIMO) andantenna reception for et Access (HSPA) and LTE ter.976 version 13.0.0 Release 1
2、316-01) (UMTS); for nd erminals 13) ETSI ETSI TR 137 976 V13.0.0 (2016-01)13GPP TR 37.976 version 13.0.0 Release 13Reference RTR/TSGR-0437976vd00 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 0
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12、or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities.
13、These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should
14、not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 13
15、7 976 V13.0.0 (2016-01)33GPP TR 37.976 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions, symbols and abbreviations . 7g33.1 Definitions 7g33.2 Symbols 7g33.3 Abbreviations . 7g34 Introduc
16、tion 8g34.1 Background 8g34.2 Study item objective . 8g34.3 High Level Requirements . 8g34.4 Proposed work plan 8g35 Performance Metrics 11g35.1 Figure of Merits 11g35.1.1 Definition of MIMO Throughput 11g35.1.2 Definition of SNR . 11g35.1.2.1 Multiple probe antenna based method. 12g35.1.2.2 Reverbe
17、ration chamber based method 13g35.1.2.3 Two-stage method . 13g35.2 Receiver Performance Metrics . 13g36 Measurement Methodologies . 13g36.1 Fixed Reference Measurement Channels (FRCs) . 13g36.2 MIMO Channel Models . 13g36.3 Downlink Measurement Methodologies 17g36.3.1 Methodologies based on Anechoic
18、 RF Chamber 18g36.3.1.1 Candidate Solution 1 . 18g36.3.1.1.1 Concept and Configuration 19g36.3.1.1.2 Test Conditions 20g36.3.1.2 Candidate Solution 2 . 21g36.3.1.2.1 Concept and Configuration 22g36.3.1.2.1A Scalability of the methodology 23g36.3.1.2.2 Test Conditions 24g36.3.1.3 Candidate Solution 3
19、 . 25g36.3.1.3.1 Concept and Configuration 25g36.3.1.3.2 Test Conditions 26g36.3.1.4 Candidate Solution 4 . 27g36.3.1.4.1 Concept and Configuration 27g36.3.1.5 Candidate Solution 5 . 28g36.3.1.5.1 Concept and Configuration 28g36.3.1.5.2 Test Conditions 31g36.3.1.Y Downlink Transmission Modes 32g36.3
20、.2 Methodologies based on Reverberation Chamber 32g36.3.2.1 Candidate Solution 1 . 32g36.3.2.1.1 Concept and Configuration 33g36.3.2.1.2 Test Conditions 34g36.3.2.2 Candidate Solution 2 . 35g36.3.2.2.1 Concept and Configuration 36g36.3.2.2.2 Test Conditions 36g3ETSI ETSI TR 137 976 V13.0.0 (2016-01)
21、43GPP TR 37.976 version 13.0.0 Release 136.3.2.Y Downlink Transmission Modes 37g37 Measurement Results from COST2100 . 37g37.1 Reference Measurement Channels . 37g38 Measurement Results from CTIA 37g38.1 Reference Measurement Channels . 37g39 Conclusions 38g39.1 Comparison of Candidate Methodologies
22、 38g39.1.1 Definitions of rows in the table . 41g39.2 Lessons learnt and conclusions 42g310 Recommendations 43g3Annex A (Informative): Test Plan for Anechoic Chamber based candidate methodologies with 3 or more probe antennas . 45g3A.1 Introduction 45g3A.2 Test setup 45g3A.2.1 Calibration 46g3A.2.1.
23、1 Calibration Check . 46g3A.2.2 Radio Channel Conditions 47g3A.2.2.1 Average channel power 47g3A.3 Test Procedure 48g3A.3.1 HSDPA connection settings . 48g3A.3.1.1 FRC . 48g3A.3.2 Method of test . 49g3Annex B (Informative): LTE MIMO OTA Test Plan . 51g3B.1 Test Objectives . 51g3B.2 Test Setup . 51g3
24、B.2.1 Figure of Merits (FOMs) 54g3B.2.2 Channel Models 55g3B.2.3 Antenna Probes 55g3B.2.4 eNodeB Emulator Parameter Settings 56g3B.2.5 Reference DUTs Configurations 57g3B.3 Calibration of Test System . 58g3B.3.1 Calibration Procedure for Anechoic-chamber based methodologies 58g3B.3.1.1 Probe power c
25、alibration 58g3B.3.1.2 Channel power calibration 59g3B.3.1.3 Calibration check 59g3B.3.2 Calibration Procedure for Reverberation-chamber based methodologies 60g3B.3.2.1. Tuning Reverberation Chamber to Specific Channel Model 61g3B.3.2.2.1 Reverberation Chamber Combined with Channel Emulator . 61g3B.
26、3.2.2 Average Path Loss Measurement 61g3B.3.3 Calibration Procedure for 2-Stage methodologies 62g3B.3.3.1 Antenna pattern measurement calibration in stage I . 62g3B.3.3.3 Power calibration for results comparison from different OTA test methods 64g3B.3.4 Calibration Procedure for antenna pattern base
27、d methodologies . 64g3B.3.5 Calibration Procedure for two-channel method 65g3B.4 Test Procedure 65g3B.4.1 Test Procedure 1 . 65g3B.4.1A Test Procedure 1A (Reverberation Chamber Based Methodologies) . 67g3B.4.2 Test Procedure 2 . 67g3B.4.3 Test Procedure 3 (Antenna spatial correlation measurement) 68
28、g3B.4.4 Test Procedure 4 (Two-stage throughput) 69g3B.4.5 Test Procedure 5 for two-channel method 71g3Annex C (informative): Change history . 72g3History 75 ETSI ETSI TR 137 976 V13.0.0 (2016-01)53GPP TR 37.976 version 13.0.0 Release 13Foreword This Technical Report has been produced by the 3rdGener
29、ation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date
30、and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical
31、 enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TR 137 976 V13.0.0 (2016-01)63GPP TR 37.976 version 13.0.0 Release 131 Scope The present document is the technical report for the study item on MIM
32、O OTA, which was approved at TSG RAN#43 2. The scope of the SI is to define a 3GPP methodology for measuring the radiated performance of multiple antenna reception and MIMO receivers in the UE. The test methodology should be relevant for HSPA and LTE technologies, with particular focus on handheld d
33、evices and devices embedded in laptop computers. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or
34、 non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the
35、 same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 RP-090352, Proposed new study item: Measurement of radiated performance for MIMO and multi-antenna reception for HSPA and LTE terminals. 3 TD(09) 766, COST2100 SWG 2.2, Braunschweig, Germany, Pekka Kysti
36、 et. al. Proposal for standardized test procedure for OTA testing of multi-antenna terminals, Elektrobit. 4 3GPP TS 34.114: User Equipment (UE) / Mobile Station (MS) Over The Air (OTA) Antenna Performance Conformance Testing. 5 3GPP TS 25.214, Physical Layer Procedures (FDD) 6 TD(09) 742, COST 2100
37、SWG 2.2, Braunschweig, Germany, February 2009, J. Takada, Handset MIMO Antenna Testing Using a RF-controlled Spatial Fading Emulator. 7 3GPP TS 36.212, Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and channel coding. 8 3GPP TS 36.213, Evolved Universal Terrestrial Radio Access (
38、E-UTRA); Physical layer procedures. 9 CTIA, Test Plan for Mobile Station Over the Air Performance - Method of Measurement for Radiated RF Power and Receiver Performance, Revision 3.0, 4/30/2009. 10 3GPP TS 36.101, User Equipment (UE) radio transmission and reception. 11 3GPP TR 25.914, Measurements
39、of radio performances for UMTS terminals in speech mode. 12 3GPP TS 36.521-1, Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) conformance specification Radio transmission and reception; Part 1: Conformance Testing ETSI ETSI TR 137 976 V13.0.0 (2016-01)73GPP TR 37.976 version
40、 13.0.0 Release 133 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 1 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.
41、905 1. 3.2 Symbols For the purposes of the present document, the following symbols apply: H Channel matrix Adjacent probe separation angle Zenith angle in the spherical co-ordinate system Azimuth angle in the spherical co-ordinate system 3.3 Abbreviations For the purposes of the present document, th
42、e abbreviations given in TR 21.905 1 and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905 1. AoA Angle of Arrival AoD Angle of Departure BS Base Station BSE Base Station Emulator BTS Base Transcei
43、ver Station COST Cooperation of Scientific and Technical CTIA Cellular and Telecommunication Industry Association DL Downlink DUT Device Under Test FRC Fixed Reference Measurement Channel FTP File Transfer Protocol HSPA High Speed Packet Access HTTP HyperText Transfer Protocol LTE Long Term Evolutio
44、n MCS Modulation and Coding Scheme MIMO Multiple Input Multiple Output OTA Over-the-Air SCM Spatial Channel Model SCME Spatial Channel Model Extension SI Study Item SISO Single Input Single Output SNR Signal-to-Noise Ratio SS System SimulatorTBS Transport Block Size TTI Transmission Time Interval UE
45、 User Equipment UDP User Datagram Protocol UL Uplink VRC Variable Reference Measurement Channel ETSI ETSI TR 137 976 V13.0.0 (2016-01)83GPP TR 37.976 version 13.0.0 Release 134 Introduction 4.1 Background The use of MIMO and receiver diversity in the UE is expected to give large gains in downlink th
46、roughput performance for HSPA and LTE devices. 3GPP already defined conducted tests for MIMO and multiple antenna receivers (type 1 and type 3 in TS25.101 for HSPA demodulation), but it is clear that the ability to duplicate these gains in the field is highly dependent on the performance of the rece
47、ive-antenna system. At TSG RAN#41, it was indicated that there is a need for a test methodology to be created with the aim of measuring and verifying the radiated performance of multi-antenna and MIMO receiver in UEs for both HSPA and LTE devices. As an outcome of the discussion, an LS was sent to C
48、OST 2100 SWG2.2 and CTIA ERP to ask them for feedback on their plans/ongoing work in this area, and also the timescales for which such work could be completed to define such a methodology, with particular focus on handheld devices and devices embedded in laptop computers. Since then, feedback from C
49、OST 2100 and CTIA has suggested they are happy to work on this topic. However given that 3GPP is the customer for this work as well as being a potential contributor, it is important to aim for commonly-accepted measurement and test methodology to be used across the industry. 4.2 Study item objective The high level objective of this study item is to define a 3GPP methodology for measuring the radiated performance of multiple antenna reception and MIMO receivers in the UE. The test methodology should be relevant for
