ETSI TS 119 122-2-2015 Electronic Signatures and Infrastructures (ESI) CAdES digital signatures Part 2 Extended CAdES signatures (V1 0 1)《电子签名和基础设施 (ESI) CAdES数字签名 第2部分 扩展式CAdES签名 .pdf

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1、 ETSI TS 119 122-2 V1.0.1 (2015-07) Electronic Signatures and Infrastructures (ESI); CAdES digital signatures; Part 2: Extended CAdES signatures TECHNICAL SPECIFICATION ETSI ETSI TS 119 122-2 V1.0.1 (2015-07)2Reference RTS/ESI-0019122-2-TS Keywords ASN.1, CAdES, electronic signature, security ETSI 6

2、50 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/ww

3、w.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived diffe

4、rence in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or cha

5、nge of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx

6、Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI.

7、 The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2015. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks

8、of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 119 122-2 V1.0.1 (2015-07)3Contents Intellectual Property Rights 4g3Foreword . 4g3Modal verbs terminology 4g3Intro

9、duction 4g31 Scope 5g32 References 5g32.1 Normative references . 5g32.2 Informative references 5g33 Definitions and abbreviations . 6g33.1 Definitions 6g33.2 Abbreviations . 6g34 Additional CAdES levels without references to validation data 6g34.1 Overview 6g34.2 General requirements . 6g34.3 CAdES-

10、E-BES, CAdES-EPES, CAdES-E-T and CAdES-E-A built on CAdES-E-T signatures 7g35 Legacy signatures . 11g3Annex A (normative): CAdES levels with references to validation data 12g3A.1 CAdES-E-C, CAdES-E-X, CAdES-E-X-Long and CAdES-E-X-L signatures . 12g3A.2 CAdES-E-A signatures on CAdES signatures with r

11、eferences to validation data . 16g3Annex B (informative): Change History 19g3History 20g3ETSI ETSI TS 119 122-2 V1.0.1 (2015-07)4Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential

12、IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are

13、available on the ETSI Web server (http:/ipr.etsi.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which

14、are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI Technical Committee Electronic Signatures and Infrastructures (ESI). The present document is part 2 of a multi-part deliverable covering CAdES digital signatures. Fu

15、ll details of the entire series can be found in part 1 1. The present document partly contains an evolved specification of CAdES previously published as ETSI TS 101 733 i.1. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will

16、 not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. Introduction Electronic commerce has emerged as a fre

17、quent way of doing business between companies across local, wide area and global networks. Trust in this way of doing business is essential for the success and continued development of electronic commerce. It is therefore important that companies using this electronic means of doing business have su

18、itable security controls and mechanisms in place to protect their transactions and to ensure trust and confidence with their business partners. In this respect digital signatures are an important security component that can be used to protect information and provide trust in electronic business. The

19、 present document is intended to cover digital signatures supported by PKI and public key certificates, and aims to meet the general requirements of the international community to provide trust and confidence in electronic transactions, including, amongst other, applicable requirements from Regulati

20、on (EU) No 910/2014 i.7. The present document can be used for any transaction between an individual and a company, between two companies, between an individual and a governmental body, etc. The present document is independent of any environment. It can be applied to any environment e.g. smart cards,

21、 GSM SIM cards, special programs for electronic signatures, etc. The present document is part of a rationalized framework of standards (see ETSI TR 119 000 i.2). See ETSI TR 119 100 i.4 for getting guidance on how to use the present document within the aforementioned framework. ETSI ETSI TS 119 122-

22、2 V1.0.1 (2015-07)51 Scope The present document specifies CAdES digital signatures. CAdES signatures are built on CMS signatures i.8, by incorporation of signed and unsigned attributes, which fulfil certain common requirements (such as the long term validity of digital signatures, for instance) in a

23、 number of use cases. The present document specifies a number of CAdES signature levels addressing incremental requirements to maintain the validity of the signatures over the long term, in a way that a certain level always addresses all the requirements addressed at levels that are below it. These

24、CAdES extended signatures a higher degree of optionality than the CAdES baseline signatures specified in ETSI TS 119 122-1 1. The present document aims at supporting digital signatures in different regulatory frameworks. NOTE: Specifically but not exclusively, CAdES digital signatures specified in t

25、he present document aim at supporting electronic signatures, advanced electronic signatures, qualified electronic signatures, electronic seals, advanced electronic seals, and qualified electronic seals as per Regulation (EU) No 910/2014 i.7. 2 References 2.1 Normative references References are eithe

26、r specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the reference document (including any amendments) applies. Referenced documents which ar

27、e not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are necessary

28、for the application of the present document. 1 ETSI TS 119 122-1: “Electronic Signatures and Infrastructures (ESI); CAdES digital signatures; Part 1: Building blocks and CAdES baseline signatures“. 2.2 Informative references References are either specific (identified by date of publication and/or ed

29、ition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the reference document (including any amendments) applies. NOTE: While any hyperlinks included in this clause were valid at the time of publica

30、tion, ETSI cannot guarantee their long term validity. The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. i.1 ETSI TS 101 733: “Electronic Signatures and Infrastructures (ESI); CMS Advance

31、d Electronic Signatures (CAdES)“. i.2 ETSI TR 119 000: “Electronic Signatures and Infrastructures (ESI); Rationalized structure for Electronic Signature Standardization“. i.3 ETSI TR 119 001: “Electronic Signatures and Infrastructures (ESI); Definitions and abbreviations“. i.4 ETSI TR 119 100: “Elec

32、tronic Signatures and Infrastructures (ESI); Business Driven Guidance for Signature Creation and Validation“. ETSI ETSI TS 119 122-2 V1.0.1 (2015-07)6i.5 ETSI TS 119 172-1: “Electronic Signatures and Infrastructures (ESI); Signature policies; Part 1: Building blocks and table of contents for human r

33、eadable signature policy documents“. i.6 ETSI TS 119 312: “Electronic Signatures and Infrastructures (ESI); Cryptographic Suites“. i.7 Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions

34、 in the internal market and repealing Directive 1999/93/EC. i.8 IETF RFC 5652 (2009): “Cryptographic Message Syntax (CMS)“. 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in ETSI TR 119 001 i.3 and the following apply: CAdES

35、signature: digital signature that satisfies the requirements specified within the present document digital signature: data appended to, or a cryptographic transformation (see cryptography) of a data unit that allows a recipient of the data unit to prove the source and integrity of the data unit and

36、protect against forgery e.g. by the recipient legacy CAdES 101 733 signature: CAdES signature generated according to ETSI TS 101 733 i.1 3.2 Abbreviations For the purposes of the present document, the abbreviations given in ETSI TR 119 001 i.3 apply. 4 Additional CAdES levels without references to v

37、alidation data 4.1 Overview The present document specifies a number of additional levels of CAdES. Each level is created by a combination of attributes defined in ETSI TS 119 122-1 1. NOTE 1: Clause 4.3 defines four CAdES levels namely the CAdES-E-BES, CAdES-E-EPES, CAdES-E-T, and CAdES-E-A built on

38、 CAdES-E-T. The normative annex A defines levels of CAdES signatures incorporating attributes that encapsulate references to validation data and attributes that encapsulate time-stamp tokens on the aforementioned references. NOTE 2: The requirements on the presence and cardinality of the attributes

39、for each CAdES signature level are expressed in tables whose formats and semantics are as specified in clause 6.2.2 of ETSI TS 119 122-1 1. 4.2 General requirements The general CMS syntax shall be as specified in ETSI TS 119 122-1 1, clause 4. The signature shall contain a CMS SignedData, as defined

40、 in ETSI TS 119 122-1 1, clause 4.4 and at least one SignerInfo (ETSI TS 119 122-1 1, clauses 4.6). The algorithms and key lengths used to generate signatures should comply with ETSI TS 119 312 i.6. ETSI ETSI TS 119 122-2 V1.0.1 (2015-07)74.3 CAdES-E-BES, CAdES-EPES, CAdES-E-T and CAdES-E-A built on

41、 CAdES-E-T signatures CAdES-E-BES, CAdES-EPES, CAdES-E-T, and CAdES-E-A built on CAdES-E-T signatures shall be CAdES signatures whose attributes satisfy the requirements specified in the present clause. CAdES-E-EPES signatures are built on CAdES-E-BES signatures by adding one signature-policy-identi

42、fier attribute. CAdES-E-T signatures are built on CAdES-E-BES or CAdES-E-EPES signatures by adding one or more signature-time-stamp attributes. CAdES-E-A signatures are built on CAdES-E-T, CAdES-E-C, CAdES-E-X (of Type 1 and of Type 2), CAdES-E-X-Long, and CAdES-E-X-L (of Type 1 and of Type 2) signa

43、tures. Annex A specifies CAdES-E-C, CAdES-E-X (of Type 1 and of Type 2), CAdES-E-X-Long, and CAdES-E-X-L (of Type 1 and of Type 2) signatures, and CAdES-E-A built on them. ETSI ETSI TS 119 122-2 V1.0.1 (2015-07)8Table 1: Requirements for CAdES-E-BES, CAdES-E-EPES, CAdES-E-T and CAdES-E-A built on CA

44、dES-E-T Signature fields/Attributes/Services Presence in E-BES level Presence in E-EPES level Presence in E-T level Presence in E-A level Cardinality References Additional requirements and notes content-type shall be present shall be present shall be present shall be present 1 ETSI TS 119 122-1 1, c

45、lause 5.1.1 message-digest shall be present shall be present shall be present shall be present 1 ETSI TS 119 122-1 1, clause 5.1.2 Service: protection of signing certificate shall be provided shall be provided shall be provided shall be provided 1 ETSI TS 119 122-1 1, clause 5.2.2 SPO: ESS signing-c

46、ertificate conditioned presence conditioned presence conditioned presence conditioned presence 0 or 1 ETSI TS 119 122-1 1, clause 5.2.2.2 a, e SPO: ESS signing-certificate-v2 conditioned presence conditioned presence conditioned presence conditioned presence 0 or 1 ETSI TS 119 122-1 1, clause 5.2.2.

47、3 b, e Signing-time may be present may be present may be present may be present 0 or 1 ETSI TS 119 122-1 1, clause 5.2.1 commitment-type-indicationg3 may be present may be present may be present may be present 0 or 1 ETSI TS 119 122-1 1, clause 5.2.3 content-hints may be present may be present may b

48、e present may be present 0 or 1 ETSI TS 119 122-1 1, clause 5.2.4.1 mime-type may be present may be present may be present may be present 0 or 1 ETSI TS 119 122-1 1, clause 5.2.4.2 signer-location may be present may be present may be present may be present 0 or 1 ETSI TS 119 122-1 1, clause 5.2.5 si

49、gner-attributes-v2 may be present may be present may be present may be present 0 or 1 ETSI TS 119 122-1 1, clause 5.2.6.1 countersignature may be present may be present may be present may be present 0 ETSI TS 119 122-1 1, clause 5.2.7 content-time-stamp may be present may be present may be present may be present 0 ETSI TS 119 122-1 1, clause 5.2.8 1 signature-policy-identifier * shall be present may be present may be present E-EPES: 1 ETSI TS 119 122-1 1, clause 5.2.9.1 2, 3 E-BES, E-T, E-A: 0

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