1、 ETSI TS 131 104 V14.0.0 (2017-04) Universal Mobile Telecommunications System (UMTS); LTE; Characteristics of the Hosting Party Subscription Identity Module (HPSIM) application (3GPP TS 31.104 version 14.0.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 131 104 V14.0.0 (2017-04)13GPP TS 31.104 ve
2、rsion 14.0.0 Release 14Reference RTS/TSGC-0631104ve00 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N
3、7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the p
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7、tent of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade
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9、GSM Association. ETSI ETSI TS 131 104 V14.0.0 (2017-04)23GPP TS 31.104 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly availab
10、le for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server
11、(https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become,
12、essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be int
13、erpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need
14、not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 131 104 V14.0.0 (2017
15、-04)33GPP TS 31.104 version 14.0.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g3Introduction 5g31 Scope 6g32 References 6g33 Definitions, symbols and abbreviations . 7g33.1 Definitions 7g33.2 Symbols 7g33.3 Abbreviations . 7g33.4 Coding Co
16、nventions . 8g34 Files 8g34.0 Overview 8g34.1 Contents of the Efs at the MF level 8g34.2 Contents of files at the HPSIM ADF (Application DF) level . 8g34.2.0 HPSIM ADF overview and card issuer-reserved file identifiers 8g34.2.1 EFARR(Access Rule Reference) 9g34.2.2 EFIMSI(IMSI) 9g34.2.3 EFAD(Adminis
17、trative Data) 9g34.3 HPSIM file structure 11g35 Application Protocol. 11g35.0 Overview of HPSIM selection and HPSIM-related procedures . 11g35.1 HPSIM management procedures 11g35.1.1 Initialisation 11g35.1.1.1 HPSIM application selection . 11g35.1.1.2 HPSIM initialisation 11g35.1.2 HPSIM Session ter
18、mination 12g35.1.3 HPSIM application closure . 12g35.1.4 UICC presence detection 12g35.2 HPSIM security related procedures 12g35.2.1 Authentication procedure 12g35.2.2 IMSI request . 12g35.3 Subscription related procedures . 13g35.3.1 Location Information acquisition procedures . 13g36 Security feat
19、ures . 13g36.0 Generic security 13g36.1 User verification and file access conditions . 13g37 HPSIM commands . 14g37.0 Generic commands . 14g37.1 AUTHENTICATE . 14g37.1.1 Command description . 14g37.1.2 Command parameters and data . 15g37.1.3 Status Conditions Returned by the HPSIM . 16g37.1.3.0 Stat
20、us Condition structure . 16g37.1.3.1 Security management 16g37.1.3.2 Status Words of the Commands 17g38 HPSIM remote management 17g38.1 General functionality 17g38.2 Remote application and file management 18g38.3 Bearer Independent Protocol 18g3ETSI ETSI TS 131 104 V14.0.0 (2017-04)43GPP TS 31.104 v
21、ersion 14.0.0 Release 148.4 Proactive Polling 18g38.5 Polling a remote server . 18g3Annex A (informative): EF changes via remote management or USAT application . 19g3Annex B (informative): Suggested content of the Efs at pre-personalization . 20g3Annex C (informative): List of SFI values 21g3C.1 Lis
22、t of SFI Values at the HPSIM ADF Level. 21g3Annex D (informative): Change history . 22g3History 23g3ETSI ETSI TS 131 104 V14.0.0 (2017-04)53GPP TS 31.104 version 14.0.0 Release 14Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of
23、the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Vers
24、ion x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. Y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. Z the th
25、ird digit is incremented when editorial only changes have been incorporated in the document. Introduction The present document defines the Hosting Party Subscription Identity Module (HPSIM) application. This application resides on the UICC, an IC card specified in TS 31.101 3. In particular, TS 31.1
26、01 3 specifies the application independent properties of the UICC/terminal interface such as the physical characteristics and the logical structure. ETSI ETSI TS 131 104 V14.0.0 (2017-04)63GPP TS 31.104 version 14.0.0 Release 141 Scope The present document applies to a H(e)NB supporting the HPSIM fo
27、r H(e)NB Hosting Party authentication. The present document defines the HPSIM application, the UICC application residing in the Hosting Party Module for H(e)NB Hosting Party authentication and provisioning. The present document specifies - identification of the Hosting Party - security mechanism, e.
28、g. authentication based on EAP-AKA method - support of information for the initial provisioning (e.g. O Security Architecture“. 6 ISO/IEC 7816-4: “Integrated circuit cards, Part 4: Organization, security and commands for interchange“. 7 3GPP TS 31.102: “Characteristics of the USIM application“. 8 3G
29、PP TS 25.467: “UTRAN architecture for 3G Home NodeB (HNB)“. 9 IETF RFC 3629 (2003): “UTF-8, a transformation format of ISO 10646“. 10 ISO/IEC 8825-1 (2008): “Information technology ASN.1 encoding rules : Specification of Basic Encoding Rules (BER), Canonical Encoding Rules (CER) and Distinguished En
30、coding Rules (DER)“ 11 ETSI TS 101 220: “Smart Cards; ETSI numbering system for telecommunication application providers“. 12 Void. 13 3GPP TS 33.401: “3GPP System Architecture Evolution (SAE); Security architecture“. ETSI ETSI TS 131 104 V14.0.0 (2017-04)73GPP TS 31.104 version 14.0.0 Release 1414 3
31、GPP TS 32.583: “Telecommunications management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM Procedure flows for Type 1 interface HNB to HNB Management System (HMS)“. 15 3GPP TS 32.593: “Telecommunications management; Home Node B (HeNB) Operations, Administration, M
32、aintenance and Provisioning (OAM Procedure flows for Type 1 interface HeNB to HeNB Management System (HeMS)“. 16 Void. 17 3GPP TS 36.413, “S1 Application Protocol“. 18 3GPP TS 31.115: “Secured packet structure for (U)SIM Toolkit applications“ 19 3GPP TS 31.116: “Remote APDU structure for (U)SIM Tool
33、kit applications“ 20 3GPP TS 31.111: “USIM application toolkit“ 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 1, TS 22.220 4 and the following apply. A term defined in the present document takes precede
34、nce over the definition of the same term, if any, in TR 21.905 1 and TS 22.220 4. HPSIM: UICC application residing on the Hosting Party Module, providing necessary mechanism for H(e)NB Hosting Party authentication and provisioning. 3.2 Symbols For the purposes of the present document, the following
35、symbols apply: | Concatenation Exclusive or f1 Message authentication function used to compute MAC f1* A message authentication code (MAC) function with the property that no valuable information can be inferred from the function values of f1* about those of f1, . , f5 and vice versa f2 Message authe
36、ntication function used to compute RES and XRES f3 Key generating function used to compute CK f4 Key generating function used to compute IK f5 Key generating function used to compute AK 3.3 Abbreviations For the purposes of the present document, the abbreviations given in TR 21.905 1 and the followi
37、ng apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905 1. FQDN Fully Qualified Domain Name HeMS Home eNodeB Management System HeNB Home evolved NodeB ETSI ETSI TS 131 104 V14.0.0 (2017-04)83GPP TS 31.104 version 1
38、4.0.0 Release 14HeNB-GW HeNB Gateway HMS HNB Management System HNB Home NodeB HNB-GW Home NodeB Gateway HPSIM Hosting Party Subscription Identity Module. H(e)MS HMS or HeMS H(e)NB HNB or HeNB H(e)NB-GW HNB-GW or HeNB-GW K Long-term secret Key shared between the HPSIM and the AuC MME Mobility Managem
39、ent Entity 3.4 Coding Conventions The following coding conventions apply to the present document. All lengths are presented in bytes, unless otherwise stated. Each byte is represented by bits b8 to b1, where b8 is the most significant bit (MSB) and b1 is the least significant bit (LSB). In each repr
40、esentation, the leftmost bit is the MSB. The coding of Data Objects in the present document is according to TS 31.101 3. XX: Single quotes indicate hexadecimal values. Valid elements for hexadecimal values are the numbers 0 to 9 and A to F. 4 Files 4.0 Overview Section 4 of the present document spec
41、ifies the Efs for the H(e)NB session defining access conditions, data items and coding. A data item is a part of an EF which represents a complete logical entity. 4.1 Contents of the Efs at the MF level There are four Efs at the Master File (MF) level. These Efs are specified in TS 31.101 3. 4.2 Con
42、tents of files at the HPSIM ADF (Application DF) level 4.2.0 HPSIM ADF overview and card issuer-reserved file identifiers The Efs in the HPSIM ADF contain service and network related information and are required for H(e)NB to operate in a 3GPP environment. The File Ids 6F1X (for Efs), 5F1X and 5F2X
43、(for DFs) with X ranging from 0 to F are reserved under the HPSIM ADF for administrative use by the card issuer. ETSI ETSI TS 131 104 V14.0.0 (2017-04)93GPP TS 31.104 version 14.0.0 Release 144.2.1 EFARR(Access Rule Reference) This EF contains the access rules for files located under the HPSIM ADF i
44、n the UICC. If the security attribute tag 8B is indicated in the FCP it contains a reference to a record in this file. Structure of EFARRat ADF-level Identifier: 6F06 Structure: Linear fixed Mandatory SFI: 06 Record Length: X bytes Update activity: low Access Conditions: READ ALW UPDATE ADM DEACTIVA
45、TE ADM ACTIVATE ADM Bytes Description M/O Length 1 to X Access Rule TLV data objects M X bytes This EF contains one or more records containing access rule information according to the reference to expanded format as defined in ISO/IEC 7816-4 6. Each record represents an access rule. Unused bytes in
46、the record are set to FF. If the card cannot access EFARR, any attempt to access a file with access rules indicated in this EFARRshall not be granted. 4.2.2 EFIMSI(IMSI) This EF contains the International Mobile Subscriber Identity (IMSI). An HPSIM shall be provisioned with an IMSI value as defined
47、in TS 33.320 2. Identifier: 6F07 Structure: transparent Mandatory SFI: 07 File size: 9 bytes Update activity: low Access Conditions: READ PIN UPDATE ADM DEACTIVATE ADM ACTIVATE ADM Bytes Description M/O Length 1 Length of IMSI M 1 byte 2 to 9 IMSI M 8 bytes For the content and coding, refer to TS 31
48、.102 7. 4.2.3 EFAD(Administrative Data) This EF contains information concerning the mode of operation according to the type of HPSIM, such as normal (to be used by Hosting Party for H(e)NB operation), type approval (to allow specific use of the H(e)NB during type approval procedures of e.g. the netw
49、ork equipment), manufacturer specific (to allow the H(e)NB manufacturer to perform specific proprietary auto-test in its H(e)NB during e.g. maintenance phases). It also provides an indication of whether some H(e)NB features should be activated during normal operation. ETSI ETSI TS 131 104 V14.0.0 (2017-04)103GPP TS 31.104 version 14.0.0 Release 14Identifier: 6FAD Structure: transparent Mandatory SFI: 03 File size: 4+X bytes Update activity: low Access Conditions: READ ALW
