1、 ETSI TS 132 422 V14.0.0 (2017-04) Digital cellular telecommunications system (Phase 2+) (GSM); Universal Mobile Telecommunications System (UMTS); LTE; Telecommunication management; Subscriber and equipment trace; Trace control and configuration management (3GPP TS 32.422 version 14.0.0 Release 14)
2、TECHNICAL SPECIFICATION ETSI ETSI TS 132 422 V14.0.0 (2017-04)13GPP TS 32.422 version 14.0.0 Release 14Reference RTS/TSGS-0532422ve00 Keywords GSM,LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - N
3、AF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electron
4、ic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) v
5、ersion kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverabl
6、eStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including ph
7、otocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institut
8、e 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the bene
9、fit of its Members GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 132 422 V14.0.0 (2017-04)23GPP TS 32.422 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to E
10、TSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is avail
11、able from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 0
12、00 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports
13、 using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology
14、 In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI
15、deliverables except when used in direct citation. ETSI ETSI TS 132 422 V14.0.0 (2017-04)33GPP TS 32.422 version 14.0.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 7g3Introduction 7g31 Scope 8g32 References 8g33 Definitions and abbreviations
16、. 10g33.1 Definitions 10g33.2 Abbreviations . 10g34 Trace/UE measurements activation and deactivation . 11g34.1 Trace Session activation / deactivation for Trace and MDT 11g34.1.1 Management activation . 11g34.1.1.1 General 11g34.1.1.2 UTRAN activation mechanisms 12g34.1.1.2a UTRAN activation mechan
17、isms for area based MDT data collections without IMSI/IMEI(SV) selection 13g34.1.1.3 PS Domain activation mechanisms . 16g34.1.1.4 CS Domain activation mechanisms . 17g34.1.1.5 IP Multimedia Subsystem activation mechanisms 17g34.1.1.6 E-UTRAN activation mechanisms 17g34.1.1.6a E-UTRAN activation mec
18、hanisms for area based MDT data collections without IMSI/IMEI(SV) selection 18g34.1.1.6b E-UTRAN activation mechanisms for area based Logged MBSFN MDT data collections without IMSI/IMEI(SV) selection 22g34.1.1.7 EPC Domain activation mechanisms 25g34.1.2 Signalling activation . 25g34.1.2.1 General 2
19、5g34.1.2.2 Intra PLMN signalling activation 27g34.1.2.3 Inter PLMN Signalling Activation 28g34.1.2.4 UTRAN activation mechanisms 30g34.1.2.5 PS Domain activation mechanisms . 30g34.1.2.6 CS Domain activation mechanisms . 34g34.1.2.7 Void. 35g34.1.2.8 Tracing roaming subscribers . 35g34.1.2.9 Service
20、 Level Tracing for IMS activation mechanisms 35g34.1.2.9.1 General 35g34.1.2.9.2 Trace session activation for non-registered UE . 37g34.1.2.9.3 Trace session activation for a registered UE . 41g34.1.2.9.4 Trace session activation at the UE . 42g34.1.2.10 EPC activation mechanism . 43g34.1.2.10.1 UE
21、attached to EPC via E-UTRAN . 43g34.1.2.10.2 UE attached to EPC via non-3GPP accesses with DSMIPv6 on S2c or PMIP on S2a/S2b 46g34.1.2.10.3 UE attached to EPC via non-3GPP accesses with GTP on S2b interface 47g34.1.2.10.4 Inter-RAT handover from E-UTRAN to UTRAN 49g34.1.2.11 E-UTRAN activation mecha
22、nisms 51g34.1.2.12 EPC and E-UTRAN Activation mechanism for MDT 52g34.1.2.12.1 General 52g34.1.2.12.2 Activation of MDT task before UE attaches to the network 53g34.1.2.12.3 Activation of MDT task after UE attachment 55g34.1.2.12.4 Handling of various scenarios during MDT activation 56g34.1.2.12.5 A
23、ctivation of Logged MBSFN MDT task before UE attaches to the network 57g34.1.2.12.6 Activation of Logged MBSFN MDT task after UE attachment 59g3ETSI ETSI TS 132 422 V14.0.0 (2017-04)43GPP TS 32.422 version 14.0.0 Release 144.1.2.13 PS domain activation mechanism for MDT 60g34.1.2.13.1 General 60g34.
24、1.2.13.2 Activation of MDT task before UE attaches to the network 60g34.1.2.13.2a Activation of MDT task after UE attaches to the network 62g34.1.2.13.3 Handling of various scenarios during MDT activation 64g34.1.2.14 CS domain activation mechanism for MDT 65g34.1.2.14.0 Activation of MDT task befor
25、e UE attaches to the network 65g34.1.2.14.1 MDT Error Handling . 68g34.1.3 Management deactivation . 69g34.1.3.1 UTRAN deactivation mechanisms 69g34.1.3.2 PS Domain deactivation mechanisms . 69g34.1.3.3 CS Domain deactivation mechanisms . 69g34.1.3.4 IP Multimedia Subsystem deactivation mechanisms 6
26、9g34.1.3.5 E-UTRAN deactivation mechanisms 70g34.1.3.6 EPC Domain deactivation mechanisms 71g34.1.3.7 E-UTRAN deactivation mechanisms for MDT . 71g34.1.3.8 Deactivation mechanisms at UE for MDT 71g34.1.4 Signalling deactivation . 72g34.1.4.1 General 72g34.1.4.2 UTRAN deactivation mechanisms 72g34.1.
27、4.3 PS Domain deactivation mechanisms . 75g34.1.4.4 CS Domain deactivation mechanisms . 75g34.1.4.5 Void. 75g34.1.4.6 Service Level Trace in IMS deactivation mechanisms . 75g34.1.4.6.1 General 75g34.1.4.6.2 Trace session deactivation at an IMS NE 76g34.1.4.6.2.1 Trace session deactivation propagated
28、 by EM 76g34.1.4.6.2.2 Trace session deactivation following a Triggering event 76g34.1.4.6.2.3 Trace session deactivation initiated directly by an EM . 76g34.1.4.6.3 Trace session deactivation at the UE . 76g34.1.4.7 EPC deactivation mechanisms 77g34.1.4.8 E-UTRAN deactivation mechanisms 80g34.1.4.9
29、 EPC deactivation mechanisms for MDT . 80g34.1.4.10 Deactivation mechanisms at UE for MDT 80g34.1.5 MDT Trace selection conditions . 80g34.2 Trace Recording Session Start / Stop triggering for Trace and MDT 81g34.2.1 General 81g34.2.2 Starting a trace recording session - management based 81g34.2.2.1
30、 UTRAN starting mechanisms . 81g34.2.2.2 PS Domain starting mechanisms . 81g34.2.2.3 CS Domain starting mechanisms 81g34.2.2.4 IP Multimedia Subsystem starting mechanisms 82g34.2.2.5 E-UTRAN starting mechanism . 82g34.2.2.6 EPC Domain starting mechanisms 84g34.2.2.7 E-UTRAN starting mechanisms for M
31、DT 84g34.2.2.8 Starting mechanisms at UE for MDT 84g34.2.3 Starting a trace recording session - signalling based 85g34.2.3.1 UTRAN starting mechanisms . 85g34.2.3.2 PS Domain starting mechanisms . 88g34.2.3.3 CS Domain starting mechanisms 89g34.2.3.4 Void. 91g34.2.3.5 Service level tracing for IMS s
32、tarting mechanism 91g34.2.3.5.1 General 91g34.2.3.5.2 Starting mechanism at the UE . 93g34.2.3.5.3 Starting mechanism at the IMS NE . 94g34.2.3.5.4 Charging concepts for Service Level Tracing for IMS 94g34.2.3.6 E-UTRAN starting mechanism . 94g34.2.3.7 EPC starting mechanisms 95g34.2.3.8 EPC startin
33、g mechanisms for MDT 96g34.2.3.9 E-UTRAN starting mechanisms for MDT 96g34.2.3.10 Starting mechanisms at UE for MDT 96g34.2.4 Stopping a trace recording session - management based 97g3ETSI ETSI TS 132 422 V14.0.0 (2017-04)53GPP TS 32.422 version 14.0.0 Release 144.2.4.1 UTRAN stopping mechanisms 97g
34、34.2.4.2 PS Domain stopping mechanisms . 97g34.2.4.3 CS Domain stopping mechanisms . 99g34.2.4.4 IP Multimedia Subsystem stopping mechanisms 99g34.2.4.5 E-UTRAN stopping mechanisms 99g34.2.4.6 EPC Domain stopping mechanisms 100g34.2.4.7 E-UTRAN stopping mechanisms for MDT 100g34.2.4.8 Stopping mecha
35、nisms at UE for MDT 100g34.2.5 Stopping a trace recording session - signalling based . 101g34.2.5.1 UTRAN stopping mechanisms 101g34.2.5.2 PS Domain stopping mechanisms . 101g34.2.5.3 CS Domain stopping mechanisms . 103g34.2.5.4 Void. 105g34.2.5.5 Service level tracing for IMS stopping mechanism 105
36、g34.2.5.5.1 General 105g34.2.5.5.2 Stopping mechanism at the UE . 106g34.2.5.5.3 Stopping mechanism at the IMS NE . 106g34.2.5.6 Service level tracing Trace session deletion and trace retrieval 106g34.2.5.7 E-UTRAN stopping mechanisms 106g34.2.5.8 EPC Domain stopping mechanisms 106g34.2.5.9 EPC stop
37、ping mechanisms for MDT 107g34.2.5.10 E-UTRAN stopping mechanisms for MDT 107g34.2.5.11 Stopping mechanisms at UE for MDT 107g34.2.6 Void 108g34.2.7 Void 108g34.2.8 Void 108g34.2.8.1 Void. 108g34.2.8.2 Void. 108g34.2.9 Void 108g34.3 RLF reporting . 108g34.3.1 Trace session activation for RLF reporti
38、ng 108g34.3.2 Trace session deactivation for RLF reporting 111g34.4 Handling of MDT Trace sessions at handover for Immediate MDT 111g34.5 Handling of MDT Trace sessions at handover for Logged MDT and Logged MBSFN MDT . 113g34.6 User consent handling in MDT 113g34.6.1 Signalling based MDT 113g34.6.2
39、Area based MDT . 114g34.7 Anonymization of MDT data for area based MDT 116g34.8 RCEF reporting 116g34.8.1 Trace session activation for RCEF reporting . 116g34.8.2 Trace session deactivation for RCEF reporting 118g35 Trace/UE measurement control and configuration parameters 119g35.1 Triggering events
40、 (M) 119g35.2 Service Level Tracing Start Triggering event (M) . 123g35.3 Trace Depth (M) . 124g35.4 List of NE types (M) 124g35.5 List of interfaces (O) 126g35.6 Trace Reference (M) 128g35.7 Trace Recording Session Reference (M) 128g35.8 Void 128g35.9 IP Address of Trace Collection Entity (CM,CO) .
41、 128g35.9a Job type (CM) . 128g35.9b PLMN Target (CM) 129g35.10 MDT specific configuration parameters (CM) . 129g35.10.1 Void 129g35.10.2 Area Scope 129g35.10.3 List of measurements 130g35.10.4 Reporting Trigger . 130g35.10.5 Report Interval 131g35.10.6 Report Amount . 132g35.10.7 Event Threshold fo
42、r RSRP . 132g3ETSI ETSI TS 132 422 V14.0.0 (2017-04)63GPP TS 32.422 version 14.0.0 Release 145.10.7a Event Threshold for RSRQ . 133g35.10.8 Logging Interval . 133g35.10.9 Logging Duration 133g35.10.10 Void 134g35.10.11 Trace Collection Entity Id . 134g35.10.12 Anonymization of MDT data 134g35.10.13
43、Event Threshold for Event 1F . 134g35.10.14 Event threshold for Event 1I . 134g35.10.15 Measurement quantity. 135g35.10.16 void . 135g35.10.17 void . 135g35.10.18 void . 135g35.10.19 Positioning Method . 135g35.10.20 Collection period for RRM measurements LTE . 135g35.10.21 Collection period for RRM
44、 measurements UMTS . 136g35.10.22 Measurement period UMTS . 136g35.10.23 Measurement period LTE . 137g35.10.24 MDT PLMN List 138g35.10.25 MBSFN Area List . 138g36 MDT Reporting 139g36.1 MDT reporting in case of Immediate MDT: 139g36.2 MDT reporting in case of Logged MDT 140g36.3 MDT reporting in cas
45、e of Logged MBSFN MDT 141g37 Trace reporting . 142g37.1 Single operator case 142g37.2 Shared network case for Participating Operator . 143g38 RLF Reporting 144g39 RCEF Reporting . 144g3Annex A (normative): Trace failure notification file format 145g3A.1 Global structure 145g3A.2 XML elements fileHea
46、der and fileFooter. 145g3A.2.1 XML elements fileHeader . 145g3A.2.2 XML element fileFooter. 145g3A.3 Trace failure notification specific XML elements 145g3A.4 Trace IRP XML File Name Conventions . 145g3A.5 Trace failure notification file XML schema . 146g3Annex B (informative): Examples for alternat
47、ive ways to route the Trace file to the TCE 147g3B.1 Routing the Trace file directly to the TCE . 147g3B.2 Routing the Trace file via the management system 147g3Annex C (informative): Change history . 148g3History 153g3ETSI ETSI TS 132 422 V14.0.0 (2017-04)73GPP TS 32.422 version 14.0.0 Release 14Fo
48、reword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will
49、be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction The present document is part of a TS-family covering the
