1、 ETSI TS 136 101 V13.3.0 (2016-05) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception (3GPP TS 36.101 version 13.3.0 Release 13) TECHNICAL SPECIFICATION ETSI ETSI TS 136 101 V13.3.0 (2016-05)13GPP TS 36.101 version 13.3.0 Release 13Referenc
2、e RTS/TSGR-0436101vd30 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present
3、 document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI.
4、In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the
5、document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: http
6、s:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be
7、 modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the ben
8、efit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 101 V13.3.0 (2016-05)23GPP TS 36.101 version 13.3.0 Releas
9、e 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Prop
10、erty Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR sea
11、rches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produ
12、ced by the ETSI 3rdGeneration Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference
13、between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause
14、 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 101 V13.3.0 (2016-05)33GPP TS 36.101 version 13.3.0 Release 13Contents Intellectual Property Rights 2g3For
15、eword . 2g3Modal verbs terminology 2g3Foreword . 21g31 Scope 22g32 References 22g33 Definitions, symbols and abbreviations . 22g33.1 Definitions 22g33.2 Symbols 24g33.3 Abbreviations . 26g34 General . 27g34.1 Relationship between minimum requirements and test requirements 27g34.2 Applicability of mi
16、nimum requirements . 28g34.3 Void 28g34.3A Applicability of minimum requirements (CA, UL-MIMO, ProSe, Dual Connectivity, UE category 0, UE category M1) 28g34.4 RF requirements in later releases . 29g35 Operating bands and channel arrangement . 30g35.1 General . 30g35.2 Void 30g35.3 Void 30g35.4 Void
17、 30g35.5 Operating bands 30g35.5A Operating bands for CA . 32g35.5B Operating bands for UL-MIMO . 42g35.5C Operating bands for Dual Connectivity 42g35.5D Operating bands for ProSe 44g35.6 Channel bandwidth . 44g35.6.1 Channel bandwidths per operating band . 45g35.6A Channel bandwidth for CA . 47g35.
18、6A.1 Channel bandwidths per operating band for CA . 49g35.6B Channel bandwidth for UL-MIMO 68g35.6B.1 Void 68g35.6C Channel bandwidth for Dual Connectivity . 68g35.6C.1 Void 68g35.6D Channel bandwidth for ProSe . 68g35.6D.1 Channel bandwidths per operating band for ProSe . 68g35.7 Channel arrangemen
19、t 69g35.7.1 Channel spacing 69g35.7.1A Channel spacing for CA 69g35.7.2 Channel raster . 70g35.7.2A Channel raster for CA . 70g35.7.3 Carrier frequency and EARFCN . 70g35.7.4 TXRX frequency separation . 72g35.7.4A TXRX frequency separation for CA . 72g36 Transmitter characteristics . 72g36.1 General
20、 . 72g36.2 Transmit power 73g36.2.1 Void 73g36.2.2 UE maximum output power 73g36.2.2A UE maximum output power for CA 75g36.2.2B UE maximum output power for UL-MIMO . 76g36.2.2C Void 78g3ETSI ETSI TS 136 101 V13.3.0 (2016-05)43GPP TS 36.101 version 13.3.0 Release 136.2.2D UE maximum output power for
21、ProSe 78g36.2.2E UE maximum output power for Category M1 UE 78g36.2.3 UE maximum output power for modulation / channel bandwidth 79g36.2.3A UE Maximum Output power for modulation / channel bandwidth for CA 79g36.2.3B UE maximum output power for modulation / channel bandwidth for UL-MIMO . 81g36.2.3D
22、 UE maximum output power for modulation / channel bandwidth for ProSe 81g36.2.3E UE maximum output power for modulation / channel bandwidth for category M1 . 82g36.2.4 UE maximum output power with additional requirements . 83g36.2.4A UE maximum output power with additional requirements for CA . 93g3
23、6.2.4A.1 A-MPR for CA_NS_01 for CA_1C 94g36.2.4A.2 A-MPR for CA_NS_02 for CA_1C 95g36.2.4A.3 A-MPR for CA_NS_03 for CA_1C 95g36.2.4A.4 A-MPR for CA_NS_04 . 96g36.2.4A.5 A-MPR for CA_NS_05 for CA_38C 97g36.2.4A.6 A-MPR for CA_NS_06 . 97g36.2.4A.7 A-MPR for CA_NS_07 . 98g36.2.4A.8 A-MPR for CA_NS_08 .
24、 99g36.2.4B UE maximum output power with additional requirements for UL-MIMO . 99g36.2.4D UE maximum output power with additional requirements for ProSe . 100g36.2.4E UE maximum output power with additional requirements for category M1 UE 100g36.2.5 Configured transmitted power 101g36.2.5A Configure
25、d transmitted power for CA 115g36.2.5B Configured transmitted power for UL-MIMO 117g36.2.5C Configured transmitted power for Dual Connectivity. 118g36.2.5D Configured transmitted power for ProSe 119g36.3 Output power dynamics 120g36.3.1 (Void) 120g36.3.2 Minimum output power 120g36.3.2.1 Minimum req
26、uirement 120g36.3.2A UE Minimum output power for CA 121g36.3.2A.1 Minimum requirement for CA 121g36.3.2B UE Minimum output power for UL-MIMO . 121g36.3.2B.1 Minimum requirement 121g36.3.2C Void 122g36.3.2D UE Minimum output power for ProSe 122g36.3.3 Transmit OFF power . 122g36.3.3.1. Minimum requir
27、ement 122g36.3.3A UE Transmit OFF power for CA 122g36.3.3A.1 Minimum requirement for CA 122g36.3.3B UE Transmit OFF power for UL-MIMO 123g36.3.3B.1 Minimum requirement 123g36.3.3D Transmit OFF power for ProSe. 123g36.3.4 ON/OFF time mask . 124g36.3.4.1 General ON/OFF time mask . 124g36.3.4.2 PRACH a
28、nd SRS time mask . 124g36.3.4.2.1 PRACH time mask 124g36.3.4.2.2 SRS time mask 125g36.3.4.3 Slot / Sub frame boundary time mask . 126g36.3.4.4 PUCCH / PUSCH / SRS time mask 126g36.3.4A ON/OFF time mask for CA 128g36.3.4B ON/OFF time mask for UL-MIMO 128g36.3.4D ON/OFF time mask for ProSe. 128g36.3.4
29、D.1 General time mask for ProSe 128g36.3.4D.2 PSSS/SSSS time mask 129g36.3.4D.3 PSSS / SSSS / PSBCH time mask . 130g36.3.4D.4 PSSCH / SRS time mask . 131g36.3.5 Power Control . 131g36.3.5.1 Absolute power tolerance 131g36.3.5.1.1 Minimum requirements . 131g36.3.5.2 Relative Power tolerance . 131g36.
30、3.5.2.1 Minimum requirements . 131g36.3.5.3 Aggregate power control tolerance . 132g3ETSI ETSI TS 136 101 V13.3.0 (2016-05)53GPP TS 36.101 version 13.3.0 Release 136.3.5.3.1 Minimum requirement . 132g36.3.5A Power control for CA 133g36.3.5A.1 Absolute power tolerance 133g36.3.5A.1.1 Minimum requirem
31、ents . 133g36.3.5A.2 Relative power tolerance . 133g36.3.5A.2.1 Minimum requirements . 133g36.3.5A.3 Aggregate power control tolerance . 134g36.3.5A.3.1 Minimum requirements . 134g36.3.5B Power control for UL-MIMO . 134g36.3.5D Power Control for ProSe . 134g36.3.5D.1 Absolute power tolerance 134g36.
32、4 Void 135g36.5 Transmit signal quality . 135g36.5.1 Frequency error . 135g36.5.1A Frequency error for CA . 135g36.5.1B Frequency error for UL-MIMO 135g36.5.1D Frequency error for ProSe . 135g36.5.2 Transmit modulation quality . 135g36.5.2.1 Error Vector Magnitude 135g36.5.2.1.1 Minimum requirement
33、. 136g36.5.2.2 Carrier leakage 136g36.5.2.2.1 Minimum requirements . 136g36.5.2.3 In-band emissions . 137g36.5.2.3.1 Minimum requirements . 137g36.5.2.4 EVM equalizer spectrum flatness . 137g36.5.2.4.1 Minimum requirements . 138g36.5.2A Transmit modulation quality for CA . 139g36.5.2A.1 Error Vector
34、 Magnitude 139g36.5.2A.2 Carrier leakage for CA 139g36.5.2A.2.1 Minimum requirements . 139g36.5.2A.3 In-band emissions . 139g36.5.2A.3.1 Minimum requirement for CA . 139g36.5.2B Transmit modulation quality for UL-MIMO 141g36.5.2B.1 Error Vector Magnitude 142g36.5.2B.2 Carrier leakage 142g36.5.2B.3 I
35、n-band emissions . 142g36.5.2B.4 EVM equalizer spectrum flatness for UL-MIMO . 142g36.5.2D Transmit modulation quality for ProSe . 142g36.5.2D.1 Error Vector Magnitude 142g36.5.2D.2 Carrier leakage 142g36.5.2D.3 In-band emissions . 143g36.5.2D.4 EVM equalizer spectrum flatness for ProSe . 143g36.6 O
36、utput RF spectrum emissions . 143g36.6.1 Occupied bandwidth . 143g36.6.1A Occupied bandwidth for CA . 143g36.6.1B Occupied bandwidth for UL-MIMO . 144g36.6.2 Out of band emission 144g36.6.2.1 Spectrum emission mask . 144g36.6.2.1.1 Minimum requirement. 144g36.6.2.1A Spectrum emission mask for CA . 1
37、45g36.6.2.2 Additional spectrum emission mask . 146g36.6.2.2.1 Minimum requirement (network signalled value “NS_03“, “NS_11”, “NS_20“, and “NS_21”) 146g36.6.2.2.2 Minimum requirement (network signalled value “NS_04“) 147g36.6.2.2.3 Minimum requirement (network signalled value “NS_06“ or “NS_07”) 147
38、g36.6.2.2A Additional Spectrum Emission Mask for CA 148g36.6.2.2A.1 Minimum requirement (network signalled value “CA_NS_04“). 148g36.6.2.3 Adjacent Channel Leakage Ratio 148g36.6.2.3.1 Minimum requirement E-UTRA . 149g36.6.2.3.1A Void . 150g36.6.2.3.1Aa Void . 150g36.6.2.3.2 Minimum requirements UTR
39、A . 150g36.6.2.3.2A Minimum requirement UTRA for CA . 150g3ETSI ETSI TS 136 101 V13.3.0 (2016-05)63GPP TS 36.101 version 13.3.0 Release 136.6.2.3.3A Minimum requirements for CA E-UTRA 152g36.6.2.4 Void. 153g36.6.2.4.1 Void . 153g36.6.2A Void 153g36.6.2B Out of band emission for UL-MIMO 153g36.6.2C V
40、oid 153g36.6.2D Out of band emission for ProSe 153g36.6.3 Spurious emissions . 154g36.6.3.1 Minimum requirements . 154g36.6.3.1A Minimum requirements for CA . 154g36.6.3.2 Spurious emission band UE co-existence . 155g36.6.3.2A Spurious emission band UE co-existence for CA . 161g36.6.3.3 Additional s
41、purious emissions 168g36.6.3.3.1 Minimum requirement (network signalled value “NS_05“) 168g36.6.3.3.2 Minimum requirement (network signalled value “NS_07”) 168g36.6.3.3.3 Minimum requirement (network signalled value “NS_08”) 169g36.6.3.3.4 Minimum requirement (network signalled value “NS_09”) 169g36
42、.6.3.3.5 Minimum requirement (network signalled value “NS_12“) 169g36.6.3.3.6 Minimum requirement (network signalled value “NS_13”) 170g36.6.3.3.7 Minimum requirement (network signalled value “NS_14”) 170g36.6.3.3.8 Minimum requirement (network signalled value “NS_15”) 170g36.6.3.3.9 Minimum require
43、ment (network signalled value “NS_16”) 170g36.6.3.3.10 Minimum requirement (network signalled value “NS_17”) 171g36.6.3.3.11 Minimum requirement (network signalled value “NS_18”) 171g36.6.3.3.12 Minimum requirement (network signalled value “NS_19”) 171g36.6.3.3.13 Minimum requirement (network signal
44、led value “NS_11”) 171g36.6.3.3.14 Minimum requirement (network signalled value “NS_20”) 172g36.6.3.3.15 Minimum requirement (network signalled value “NS_21”) 172g36.6.3.3.16 Minimum requirement (network signalled value “NS_22“) 172g36.6.3.3.17 Minimum requirement (network signalled value “NS_23”) 1
45、73g36.6.3.3.18 Void . 173g36.6.3.3.19 Minimum requirement (network signalled value “NS_04“) 173g36.6.3.3.20 Minimum requirement (network signalled value “NS_24”) 174g36.6.3.3.21 Minimum requirement (network signalled value “NS_25”) 174g36.6.3.3.22 Minimum requirement (network signalled value “NS_26”
46、) 174g36.6.3.3A Additional spurious emissions for CA 175g36.6.3.3A.1 Minimum requirement for CA_1C (network signalled value “CA_NS_01“) 175g36.6.3.3A.2 Minimum requirement for CA_1C (network signalled value “CA_NS_02“) 175g36.6.3.3A.3 Minimum requirement for CA_1C (network signalled value “CA_NS_03“
47、) 175g36.6.3.3A.4 Minimum requirement for CA_38C (network signalled value “CA_NS_05“) 176g36.6.3.3A.5 Minimum requirement for CA_7C (network signalled value “CA_NS_06“) 176g36.6.3.3A.6 Minimum requirement for CA_39C and CA_39C-41A (network signalled value “CA_NS_07“) 176g36.6.3.3A.7 Minimum requirem
48、ent for CA_42C (network signalled value “CA_NS_08“) 177g36.6.3A Void 177g36.6.3B Spurious emission for UL-MIMO 177g36.6.3C Void 177g36.6.3D Spurious emission for ProSe . 177g36.6A Void 178g36.6B Void 178g36.7 Transmit intermodulation . 178g36.7.1 Minimum requirement 178g36.7.1A Minimum requirement f
49、or CA 178g36.7.1B Minimum requirement for UL-MIMO 179g36.8 Void 179g36.8.1 Void 179g36.8A Void 179g36.8B Time alignment error for UL-MIMO . 179g36.8B.1 Minimum Requirements . 179g37 Receiver characteristics 179g37.1 General . 179g3ETSI ETSI TS 136 101 V13.3.0 (2016-05)73GPP TS 36.101 version 13.3.0 Release 137.2 Diversity characteristics . 180g37.3 Reference sensitivity power level . 181g37.3.1 Minimum requirements (QPSK) . 181g37.3.1A Minimum requirements (QPSK) for CA . 197g37.3.1B Minimum requirements (QPSK) for UL-MIMO 231g37.3.1D Minimum requirements (QPSK) for ProSe .
