1、 ETSI TS 1Evolved Universal Tand EvolvRadio AccOv(3GPP TS 36.3TECHNICAL SPECIFICATION136 300 V13.6.0 (2017LTE; l Terrestrial Radio Access (E-ed Universal Terrestrial ccess Network (E-UTRAN); erall description; Stage 2 .300 version 13.6.0 Release 1317-02) UTRA) 13) ETSI ETSI TS 136 300 V13.6.0 (2017-
2、02)13GPP TS 36.300 version 13.6.0 Release 13Reference RTS/TSGR-0236300vd60 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture d
3、e Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modifi
4、ed without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Use
5、rs of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send
6、 your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission
7、of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI
8、 logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 300 V1
9、3.6.0 (2017-02)23GPP TS 36.300 version 13.6.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and
10、 can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the
11、ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Forew
12、ord The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be fou
13、nd under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the
14、expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 300 V13.6.0 (2017-02)33GPP TS 36.300 version 13.6.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 15g31
15、 Scope 16g32 References 16g33 Definitions, symbols and abbreviations . 19g33.1 Definitions 19g33.2 Abbreviations . 21g34 Overall architecture 25g34.1 Functional Split 26g34.2 Void 28g34.2.1 Void 28g34.2.2 Void 28g34.3 Radio Protocol architecture 28g34.3.1 User plane . 29g34.3.2 Control plane 29g34.4
16、 Synchronization 30g34.5 IP fragmentation . 30g34.6 Support of HeNBs 30g34.6.1 Architecture 30g34.6.2 Functional Split . 32g34.6.3 Interfaces. 34g34.6.3.1 Protocol Stack for S1 User Plane 34g34.6.3.2 Protocol Stacks for S1 Control Plane 35g34.6.3.3 Protocol Stack for S5 interface 36g34.6.3.4 Protoco
17、l Stack for SGi interface 36g34.6.3.5 Protocol Stack for X2 User Plane and X2 Control Plane 36g34.6.4 Void 36g34.6.5 Support of LIPA with HeNB 36g34.6.6 Support of X2 GW 38g34.6.6.1 Enhanced TNL Address Discovery . 39g34.6.6.2 Routing of X2AP messages 39g34.6.6.3 (H)eNB unavailability . 39g34.6.6.4
18、(H)eNB registration . 39g34.7 Support for relaying 39g34.7.1 General 39g34.7.2 Architecture 40g34.7.3 S1 and X2 user plane aspects 40g34.7.4 S1 and X2 control plane aspects . 41g34.7.5 Radio protocol aspects 42g34.7.6 Signalling procedures . 43g34.7.6.1 RN attach procedure 43g34.7.6.2 E-RAB activati
19、on/modification. 44g34.7.6.3 RN startup procedure 44g34.7.6.4 RN detach procedure . 45g34.7.6.5 Neighbouring Information Transfer 46g34.7.6.6 Mobility to or from RN . 46g34.7.7 Relay Node OAM Aspects . 46g34.7.7.1 Architecture . 46g34.7.7.2 OAM Traffic QoS Requirements 47g34.7.7.3 Security Aspects 4
20、7g34.7.7.4 Void. 47g3ETSI ETSI TS 136 300 V13.6.0 (2017-02)43GPP TS 36.300 version 13.6.0 Release 134.7.7.5 OAM Requirements for Configuration Parameters . 47g34.7.7.5.1 Parameters Associated with Relay Bearer Mapping 47g34.8 Support of SIPTO at the Local Network 47g34.8.1 General 47g34.8.2 SIPTO at
21、 the Local Network with collocated L-GW 48g34.8.3 Support for SIPTOLN with Stand-Alone Gateway . 49g34.9 Support for Dual Connectivity . 49g34.9.1 General 49g34.9.2 Radio Protocol Architecture . 49g34.9.3 Network Interfaces 50g34.9.3.1 E-UTRAN Control Plane for Dual Connectivity 50g34.9.3.2 E-UTRAN
22、User Plane for Dual Connectivity . 50g34.9.3.3 Support of HeNBs for Dual Connectivity . 51g34.9.3.4 Support of SIPTOLN and LIPA for Dual Connectivity 51g34.10 NB-IoT . 53g35 Physical Layer for E-UTRA . 53g35.1 Downlink Transmission Scheme 56g35.1.1 Basic transmission scheme based on OFDM 56g35.1.1a
23、Basic transmission scheme based on OFDM for NB-IoT . 56g35.1.2 Physical-layer processing . 56g35.1.3 Physical downlink control channels 57g35.1.4 Downlink Reference signal and synchronization signals 58g35.1.4a Downlink Reference signal and synchronization signals for NB-IoT 58g35.1.5 Downlink multi
24、-antenna transmission 58g35.1.5a Downlink multi-antenna transmission for NB-IoT . 59g35.1.6 MBSFN transmission 59g35.1.7 Physical layer procedure . 59g35.1.7.1 Link adaptation . 59g35.1.7.2 Power Control . 59g35.1.7.3 Cell search . 59g35.1.7.3a Cell search for NB-IoT 59g35.1.8 Physical layer measure
25、ments definition 59g35.1.9 Coordinated Multi-Point transmission 60g35.2 Uplink Transmission Scheme . 60g35.2.1 Basic transmission scheme . 60g35.2.1a Basic transmission scheme for NB-IoT 60g35.2.2 Physical-layer processing . 61g35.2.3 Physical uplink control channel 61g35.2.3a Uplink control informa
26、tion for NB-IoT 62g35.2.4 Uplink Reference signal 62g35.2.4a Uplink Reference signal for NB-IoT 62g35.2.5 Random access preamble 62g35.2.5a Random access preamble for NB-IoT . 63g35.2.6 Uplink multi-antenna transmission . 63g35.2.7 Physical channel procedure. 63g35.2.7.1 Link adaptation . 63g35.2.7.
27、2 Uplink Power control 63g35.2.7.3 Uplink timing control 63g35.2.8 Coordinated Multi-Point reception . 63g35.3 Transport Channels. 64g35.3.1 Mapping between transport channels and physical channels 65g35.3.1a Mapping between transport channels and narrowband physical channels 66g35.4 E-UTRA physical
28、 layer model . 67g35.4.1 Void 67g35.4.2 Void 67g35.5 Carrier Aggregation 67g35.5a Multi-carrier operation for NB-IoT 67g35.6 Sidelink 68g35.6.1 Basic transmission scheme . 68g35.6.2 Physical-layer processing . 68g35.6.3 Physical Sidelink control channel . 68g3ETSI ETSI TS 136 300 V13.6.0 (2017-02)53
29、GPP TS 36.300 version 13.6.0 Release 135.6.4 Sidelink reference signals . 68g35.6.5 Physical channel procedure. 69g35.6.5.1 Sidelink power control 69g35.6.6 Physical layer measurements definition 69g35.7 Licensed-Assisted Access 69g35.7.1 Channel Access Priority Classes . 69g35.7.2 Multiplexing of d
30、ata 69g36 Layer 2 70g36.1 MAC Sublayer 72g36.1.1 Services and Functions . 72g36.1.2 Logical Channels 72g36.1.2.1 Control Channels . 72g36.1.2.2 Traffic Channels 73g36.1.3 Mapping between logical channels and transport channels 73g36.1.3.1 Mapping in Uplink 73g36.1.3.2 Mapping in Downlink . 74g36.1.3
31、.3 Mapping in Sidelink 75g36.2 RLC Sublayer . 75g36.2.1 Services and Functions . 75g36.2.2 PDU Structure . 75g36.3 PDCP Sublayer . 76g36.3.1 Services and Functions . 76g36.3.2 PDU Structure . 77g36.4 Carrier Aggregation 77g36.5 Dual Connectivity. 78g37 RRC 80g37.1 Services and Functions . 80g37.2 RR
32、C protocol states 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes h
33、ave been incorporated in the document. ETSI ETSI TS 136 300 V13.6.0 (2017-02)163GPP TS 36.300 version 13.6.0 Release 131 Scope The present document provides an overview and overall description of the E-UTRAN radio interface protocol architecture. Details of the radio interface protocols are specifie
34、d in companion specifications of the 36 series. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or
35、non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the
36、same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TR 25.913: “Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-UTRAN)“. 3 3GPP TS 36.201: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer; General description“. 4 3GPP T
37、S 36.211:“Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Channels and Modulation“. 5 3GPP TS 36.212: “Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and channel coding“. 6 3GPP TS 36.213: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedure
38、s“. 7 3GPP TS 36.214: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer; Measurements“. 8 IETF RFC 4960 (09/2007): “Stream Control Transmission Protocol“. 9 3GPP TS 36.302: “Evolved Universal Terrestrial Radio Access (E-UTRA); Services provided by the physical layer“. 10 Void 11 3
39、GPP TS 36.304: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) procedures in idle mode“. 12 3GPP TS 36.306: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio access capabilities“. 13 3GPP TS 36.321: “Evolved Universal Terrestrial Radio Access (
40、E-UTRA); Medium Access Control (MAC) protocol specification“. 14 3GPP TS 36.322: “Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Link Control (RLC) protocol specification“. 15 3GPP TS 36.323: “Evolved Universal Terrestrial Radio Access (E-UTRA); Packet Data Convergence Protocol (PDCP) sp
41、ecification“. 16 3GPP TS 36.331: “Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource Control (RRC) protocol specification“. ETSI ETSI TS 136 300 V13.6.0 (2017-02)173GPP TS 36.300 version 13.6.0 Release 1317 3GPP TS 23.401: “Technical Specification Group Services and System Aspects;
42、GPRS enhancements for E-UTRAN access“. 18 3GPP TR 24.801: “3GPP System Architecture Evolution (SAE); CT WG1 aspects“. 19 3GPP TS 23.402: “3GPP System Architecture Evolution: Architecture Enhancements for non-3GPP accesses“. 20 3GPP TS 24.301: “Non-Access-Stratum (NAS) protocol for Evolved Packet Sys
43、tem (EPS); Stage 3“. 21 3GPP TS 36.133: “Evolved Universal Terrestrial Radio Access (E-UTRA); “Requirements for support of radio resource management“. 22 3GPP TS 33.401: “3GPP System Architecture Evolution: Security Architecture“. 23 3GPP TS 23.272: “Circuit Switched Fallback in Evolved Packet Syste
44、m; Stage 2“. 24 Void. 25 3GPP TS 36.413: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); S1 Application Protocol (S1AP)“. 26 3GPP TS 23.003: “Numbering, addressing and identification“. 27 3GPP TR 25.922: “Radio Resource Management Strategies“. 28 3GPP TS 23.216: “Single Radio voice Ca
45、ll continuity (SRVCC); Stage 2“. 29 3GPP TS 32.421: “Subscriber and equipment trace: Trace concepts and requirements“. 30 3GPP TS 32.422: “Subscriber and equipment trace; Trace control and configuration management“. 31 3GPP TS 32.423: “Subscriber and equipment trace: Trace data definition and manage
46、ment“. 32 3GPP TS 25.346: “Universal Mobile Telecommunications System (UMTS); Introduction of the Multimedia Broadcast/Multicast Service (MBMS) in the Radio Access Network (RAN); Stage 2“. 33 3GPP TS 22.220: “Service Requirements for Home NodeBs and Home eNodeBs“. 34 3GPP TS 22.268: “Public Warning
47、System (PWS) Requirements“. 35 IETF RFC 3168 (09/2001): “The Addition of Explicit Congestion Notification (ECN) to IP“. 36 3GPP TS 25.446: “MBMS synchronisation protocol (SYNC)“. 37 3GPP TS 22.168: “Earthquake and Tsunami Warning System (ETWS) requirements; Stage 1“. 38 3GPP TS 25.306: “UE Radio Acc
48、ess capabilities“. 39 Void. 40 3GPP TS 29.274: “Tunnelling Protocol for Control Plane (GTPv2-C); Stage 3“. 41 3GPP TS 29.061: “Interworking between the Public Land Mobile Network (PLMN) supporting packet based services and Packet Data Networks (PDN)“. 42 3GPP TS 36.423: “Evolved Universal Terrestria
49、l Radio Access Network (E-UTRAN); X2 Application Protocol (X2AP)“. 43 3GPP TS 37.320: “Universal Terrestrial Radio Access (UTRA) and Evolved Universal Terrestrial Radio Access (E-UTRA); Radio measurement collection for Minimization of Drive Tests (MDT); Overall description; Stage 2“. 44 3GPP TS 36.443: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); M2 Application Protocol (M2AP)“. 45 3GPP TS 36.444: “Evolved Universal Terrestrial Radio Access Network (E-UTRAN); M3 Appli
