1、 ETSI TS 1EvolvedRadio AccS1 Appli(3GPP TS 36.4TECHNICAL SPECIFICATION136 413 V13.5.0 (2017LTE; ed Universal Terrestrial ccess Network (E-UTRAN); plication Protocol (S1AP) .413 version 13.5.0 Release 1317-01) 13) ETSI ETSI TS 136 413 V13.5.0 (2017-01)13GPP TS 36.413 version 13.5.0 Release 13Referenc
2、e RTS/TSGR-0336413vd50 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present
3、 document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI.
4、In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the
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6、s:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be
7、 modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the ben
8、efit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 413 V13.5.0 (2017-01)23GPP TS 36.413 version 13.5.0 Releas
9、e 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Prop
10、erty Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR sea
11、rches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produ
12、ced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference bet
13、ween GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.
14、2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 413 V13.5.0 (2017-01)33GPP TS 36.413 version 13.5.0 Release 13Contents Intellectual Property Rights 2g3Forewo
15、rd . 2g3Modal verbs terminology 2g3Foreword . 13g31 Scope 14g32 References 14g33 Definitions and abbreviations . 16g33.1 Definitions 16g33.2 Abbreviations . 17g34 General . 18g34.1 Procedure Specification Principles . 18g34.2 Forwards and Backwards Compatibility 19g34.3 Specification Notations 19g35
16、 S1AP Services 20g36 Services Expected from Signalling Transport 21g37 Functions of S1AP . 22g38 S1AP Procedures 24g38.1 List of S1AP Elementary procedures . 24g38.2 E-RAB Management procedures 26g38.2.1 E-RAB Setup 26g38.2.1.1 General 26g38.2.1.2 Successful Operation . 26g38.2.1.3 Unsuccessful Oper
17、ation 27g38.2.1.4 Abnormal Conditions 28g38.2.2 E-RAB Modify . 28g38.2.2.1 General 28g38.2.2.2 Successful Operation . 28g38.2.2.3 Unsuccessful Operation 29g38.2.2.4 Abnormal Conditions 29g38.2.3 E-RAB Release . 30g38.2.3.1 General 30g38.2.3.2 Successful Operation . 30g38.2.3.2.1 E-RAB Release MME in
18、itiated 30g38.2.3.2.2 E-RAB Release Indication eNB initiated . 31g38.2.3.3 Abnormal Conditions 31g38.2.4 E-RAB Modification Indication . 31g38.2.4.1 General 31g38.2.4.2 Successful Operation . 32g38.2.4.3 Unsuccessful Operation 32g38.2.4.4 Abnormal Conditions 33g38.3 Context Management procedures . 3
19、3g38.3.1 Initial Context Setup . 33g38.3.1.1 General 33g38.3.1.2 Successful Operation . 33g38.3.1.3 Unsuccessful Operation 36g38.3.1.4 Abnormal Conditions 37g38.3.2 UE Context Release Request (eNB initiated) . 37g38.3.2.1 General 37g38.3.2.2 Successful Operation . 37g38.3.3 UE Context Release (MME i
20、nitiated) . 38g3ETSI ETSI TS 136 413 V13.5.0 (2017-01)43GPP TS 36.413 version 13.5.0 Release 138.3.3.1 General 38g38.3.3.2 Successful Operation . 38g38.3.3.3 Abnormal Conditions 39g38.3.4 UE Context Modification 39g38.3.4.1 General 39g38.3.4.2 Successful Operation . 39g38.3.4.3 Unsuccessful Operatio
21、n 41g38.3.4.4 Abnormal Conditions 41g38.3.5 UE Radio Capability Match 41g38.3.5.1 General 41g38.3.5.2 Successful Operation . 41g38.3.5.3 Unsuccessful Operation 42g38.3.5.4 Abnormal Conditions 42g38.3.6 UE Context Modification Indication 42g38.3.6.1 General 42g38.3.6.2 Successful Operation . 42g38.3.
22、6.3 Unsuccessful Operation 42g38.3.6.4 Abnormal Conditions 42g38.3.7 UE Context Suspend . 43g38.3.7.1 General 43g38.3.7.2 Successful Operation . 43g38.3.8 UE Context Resume 43g38.3.8.1 General 43g38.3.8.2 Successful Operation . 43g38.3.8.3 Unsuccessful Operation 44g38.3.9 Connection Establishment In
23、dication . 44g38.3.9.1 General 44g38.3.9.2 Successful Operation . 44g38.3.9.3 Unsuccessful Operation 45g38.3.9.4 Abnormal Conditions 45g38.4 Handover Signalling . 45g38.4.1 Handover Preparation . 45g38.4.1.1 General 45g38.4.1.2 Successful Operation . 45g38.4.1.3 Unsuccessful Operation 48g38.4.1.4 Ab
24、normal Conditions 49g38.4.2 Handover Resource Allocation . 49g38.4.2.1 General 49g38.4.2.2 Successful Operation . 49g38.4.2.3 Unsuccessful Operation 52g38.4.2.4 Abnormal Conditions 52g38.4.3 Handover Notification 53g38.4.3.1 General 53g38.4.3.2 Successful Operation . 53g38.4.3.3 Abnormal Conditions
25、53g38.4.4 Path Switch Request . 53g38.4.4.1 General 53g38.4.4.2 Successful Operation . 54g38.4.4.3 Unsuccessful Operation 55g38.4.4.4 Abnormal Conditions 55g38.4.5 Handover Cancellation . 56g38.4.5.1 General 56g38.4.5.2 Successful Operation . 56g38.4.5.3 Unsuccessful Operation 56g38.4.5.4 Abnormal C
26、onditions 56g38.4.6 eNB Status Transfer 56g38.4.6.1 General 56g38.4.6.2 Successful Operation . 57g38.4.6.3 Unsuccessful Operation 57g38.4.6.4 Abnormal Conditions 57g38.4.7 MME Status Transfer 57g38.4.7.1 General 57g3ETSI ETSI TS 136 413 V13.5.0 (2017-01)53GPP TS 36.413 version 13.5.0 Release 138.4.7
27、.2 Successful Operation . 58g38.4.7.3 Unsuccessful Operation 58g38.4.7.4 Abnormal Conditions 58g38.5 Paging . 58g38.5.1 General 58g38.5.2 Successful Operation 59g38.5.3 Unsuccessful Operation 60g38.5.4 Abnormal Conditions 60g38.6 NAS transport . 60g38.6.1 General 60g38.6.2 Successful Operations . 60
28、g38.6.2.1 Initial UE Message 60g38.6.2.2 DOWNLINK NAS TRANSPORT 61g38.6.2.3 UPLINK NAS TRANSPORT . 62g38.6.2.4 NAS NON DELIVERY INDICATION 63g38.6.2.5 Reroute NAS Request . 63g38.6.3 Unsuccessful Operation 63g38.6.4 Abnormal Conditions 63g38.7 Management procedures . 64g38.7.1 Reset . 64g38.7.1.1 Ge
29、neral 64g38.7.1.2 Successful Operation . 64g38.7.1.2.1 Reset Procedure Initiated from the MME 64g38.7.1.2.2 Reset Procedure Initiated from the E-UTRAN 65g38.7.1.3 Abnormal Conditions 66g38.7.1.3.1 Abnormal Condition at the EPC 66g38.7.1.3.2 Abnormal Condition at the E-UTRAN 66g38.7.1.3.3 Crossing of
30、 Reset Messages 66g38.7.2 Error Indication . 66g38.7.2.1 General 66g38.7.2.2 Successful Operation . 66g38.7.2.3 Abnormal Conditions 67g38.7.3 S1 Setup 67g38.7.3.1 General 67g38.7.3.2 Successful Operation . 67g38.7.3.3 Unsuccessful Operation 68g38.7.3.4 Abnormal Conditions 68g38.7.4 eNB Configuration
31、 Update . 68g38.7.4.1 General 68g38.7.4.2 Successful Operation . 68g38.7.4.3 Unsuccessful Operation 69g38.7.4.4 Abnormal Conditions 69g38.7.5 MME Configuration Update . 69g38.7.5.1 General 69g38.7.5.2 Successful Operation . 70g38.7.5.3 Unsuccessful Operation 70g38.7.5.4 Abnormal Conditions 70g38.7.6
32、 Overload Start . 71g38.7.6.1 General 71g38.7.6.2 Successful Operation . 71g38.7.6.3 Unsuccessful Operation 72g38.7.7 Overload Stop . 72g38.7.7.1 General 72g38.7.7.2 Successful Operation . 72g38.7.7.3 Unsuccessful Operation 72g38.8 S1 CDMA2000 Tunnelling Procedures 72g38.8.1 General 72g38.8.2 Succes
33、sful Operations . 73g38.8.2.1 Downlink S1 CDMA2000 Tunnelling 73g38.8.2.2 Uplink S1 CDMA2000 Tunnelling . 73g38.8.3 Unsuccessful Operation 74g38.8.4 Abnormal Conditions 74g3ETSI ETSI TS 136 413 V13.5.0 (2017-01)63GPP TS 36.413 version 13.5.0 Release 138.9 UE Capability Info Indication 74g38.9.1 Gene
34、ral 74g38.9.2 Successful Operation 74g38.10 Trace Procedures 75g38.10.1 Trace Start . 75g38.10.1.1 General 75g38.10.1.2 Successful Operation . 75g38.10.2 Trace Failure Indication 76g38.10.2.1 General 76g38.10.2.2 Successful Operation . 76g38.10.3 Deactivate Trace . 76g38.10.3.1 General 76g38.10.3.2
35、Successful Operation . 76g38.10.4 Cell Traffic Trace 77g38.10.4.1 General 77g38.10.4.2 Successful Operation . 77g38.11 Location Reporting Procedures 77g38.11.1 Location Reporting Control 77g38.11.1.1 General 77g38.11.1.2 Successful Operation . 77g38.11.1.3 Abnormal Conditions 78g38.11.2 Location Rep
36、ort Failure Indication . 78g38.11.2.1 General 78g38.11.2.2 Successful Operation . 78g38.11.3 Location Report 78g38.11.3.1 General 78g38.11.3.2 Successful Operation . 78g38.11.3.3 Abnormal Conditions 79g38.12 Warning Message Transmission Procedures 79g38.12.1 Write-Replace Warning 79g38.12.1.1 Genera
37、l 79g38.12.1.2 Successful Operation . 79g38.12.1.3 Abnormal Conditions 80g38.12.2 Kill 80g38.12.2.1 General 80g38.12.2.2 Successful Operation . 80g38.12.3 PWS Restart Indication . 81g38.12.3.1 General 81g38.12.3.2 Successful Operation . 81g38.12.4 PWS Failure Indication . 81g38.12.4.1 General 81g38.
38、12.4.2 Successful Operation . 82g38.13 eNB Direct Information Transfer . 82g38.13.1 General 82g38.13.2 Successful Operation 82g38.13.2.1 eNB Direct Information Transfer 82g38.13.3 Abnormal Conditions 82g38.14 MME Direct Information Transfer . 83g38.14.1 General 83g38.14.2 Successful Operation 83g38.
39、14.2.1 MME Direct Information Transfer 83g38.14.3 Abnormal Conditions 83g38.15 eNB Configuration Transfer . 83g38.15.1 General 83g38.15.2 Successful Operation 84g38.15.2.1 eNB Configuration Transfer 84g38.15.3 Abnormal Conditions 84g38.16 MME Configuration Transfer. 84g38.16.1 General 84g38.16.2 Suc
40、cessful Operation 84g38.16.2.1 MME Configuration Transfer . 84g38.16.3 Abnormal Conditions 85g3ETSI ETSI TS 136 413 V13.5.0 (2017-01)73GPP TS 36.413 version 13.5.0 Release 138.17 LPPa transport 85g38.17.1 General 85g38.17.2 Successful Operations . 86g38.17.2.1 DOWNLINK UE ASSOCIATED LPPA TRANSPORT 8
41、6g38.17.2.2 UPLINK UE ASSOCIATED LPPA TRANSPORT . 86g38.17.2.3 DOWNLINK NON UE ASSOCIATED LPPA TRANSPORT 86g38.17.2.4 UPLINK NON UE ASSOCIATED LPPA TRANSPORT 87g38.17.3 Unsuccessful Operation 87g38.17.4 Abnormal Conditions 87g39 Elements for S1AP Communication 88g39.1 Message Functional Definition a
42、nd Content 88g39.1.1 General 88g39.1.2 Message Contents . 88g39.1.2.1 Presence 88g39.1.2.2 Criticality 88g39.1.2.3 Range 88g39.1.2.4 Assigned Criticality . 88g39.1.3 E-RAB Management Messages 89g39.1.3.1 E-RAB SETUP REQUEST . 89g39.1.3.2 E-RAB SETUP RESPONSE . 90g39.1.3.3 E-RAB MODIFY REQUEST . 91g3
43、9.1.3.4 E-RAB MODIFY RESPONSE . 91g39.1.3.5 E-RAB RELEASE COMMAND 92g39.1.3.6 E-RAB RELEASE RESPONSE . 92g39.1.3.7 E-RAB RELEASE INDICATION 93g39.1.3.8 E-RAB MODIFICATION INDICATION 94g39.1.3.9 E-RAB MODIFICATION CONFIRM . 95g39.1.4 Context Management Messages . 95g39.1.4.1 INITIAL CONTEXT SETUP REQ
44、UEST 95g39.1.4.2 Void. 96g39.1.4.3 INITIAL CONTEXT SETUP RESPONSE 96g39.1.4.4 INITIAL CONTEXT SETUP FAILURE 97g39.1.4.5 UE CONTEXT RELEASE REQUEST 97g39.1.4.6 UE CONTEXT RELEASE COMMAND . 98g39.1.4.7 UE CONTEXT RELEASE COMPLETE . 98g39.1.4.8 UE CONTEXT MODIFICATION REQUEST . 98g39.1.4.9 UE CONTEXT M
45、ODIFICATION RESPONSE . 99g39.1.4.10 UE CONTEXT MODIFICATION FAILURE 99g39.1.4.11 UE RADIO CAPABILITY MATCH REQUEST . 100g39.1.4.12 UE RADIO CAPABILITY MATCH RESPONSE . 100g39.1.4.13 UE CONTEXT MODIFICATION INDICATION . 100g39.1.4.14 UE CONTEXT MODIFICATION CONFIRM 100g39.1.4.15 UE CONTEXT SUSPEND RE
46、QUEST 101g39.1.4.16 UE CONTEXT SUSPEND RESPONSE 101g39.1.4.17 UE CONTEXT RESUME REQUEST 101g39.1.4.18 UE CONTEXT RESUME RESPONSE 102g39.1.4.19 UE CONTEXT RESUME FAILURE . 102g39.1.4.20 Connection Establishment Indication 103g39.1.5 Handover Signalling Messages . 103g39.1.5.1 HANDOVER REQUIRED . 103g
47、39.1.5.2 HANDOVER COMMAND 104g39.1.5.3 HANDOVER PREPARATION FAILURE 105g39.1.5.4 HANDOVER REQUEST . 106g39.1.5.5 HANDOVER REQUEST ACKNOWLEDGE 107g39.1.5.6 HANDOVER FAILURE 108g39.1.5.7 HANDOVER NOTIFY . 108g39.1.5.8 PATH SWITCH REQUEST . 109g39.1.5.9 PATH SWITCH REQUEST ACKNOWLEDGE . 110g39.1.5.10 P
48、ATH SWITCH REQUEST FAILURE . 110g39.1.5.11 HANDOVER CANCEL . 111g39.1.5.12 HANDOVER CANCEL ACKNOWLEDGE . 111g3ETSI ETSI TS 136 413 V13.5.0 (2017-01)83GPP TS 36.413 version 13.5.0 Release 139.1.5.13 eNB STATUS TRANSFER 111g39.1.5.14 MME STATUS TRANSFER 111g39.1.6 PAGING . 111g39.1.7 NAS Transport Mes
49、sages . 113g39.1.7.1 INITIAL UE MESSAGE 113g39.1.7.2 DOWNLINK NAS TRANSPORT 114g39.1.7.3 UPLINK NAS TRANSPORT . 114g39.1.7.4 NAS NON DELIVERY INDICATION 114g39.1.7.5 REROUTE NAS REQUEST 115g39.1.8 Management messages . 115g39.1.8.1 RESET 115g39.1.8.2 RESET ACKNOWLEDGE 115g39.1.8.3 ERROR INDICATION . 116g39.1.8.4 S1 SETUP REQUEST 116g39.1.8.5 S1 SETUP RESPONSE 117g39.1.8.6 S1 SETUP FAILURE . 118g39.1.8.7 ENB CONFIGURATION UPDATE 118g39.1.8.8 ENB CONFIGURATION UPDATE ACKNOWLEDGE 119g39.1.8.9 ENB CONFIGURATION UPDATE FAILURE. 119g39.1.8.10 MME CONFIGURATION UPDATE . 119g39.1
