ETSI TS 136 523-1-2016 LTE Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet Core (EPC) User Equipment (UE) conformance specification Part 1 Protocol conforman.pdf

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1、 ETSI TS 136 523-1 V12.9.0 (2016-05) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Packet Core (EPC); User Equipment (UE) conformance specification; Part 1: Protocol conformance specification (3GPP TS 36.523-1 version 12.9.0 Release 12) TECHNICAL SPECIFICATION ETSI ETSI TS 136

2、 523-1 V12.9.0 (2016-05)13GPP TS 36.523-1 version 12.9.0 Release 12Reference RTS/TSGR-0536523-1vc90 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enreg

3、istre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present doc

4、ument shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive wit

5、hin ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the pres

6、ent document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authoriz

7、ed by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTE

8、STSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association

9、. ETSI ETSI TS 136 523-1 V12.9.0 (2016-05)23GPP TS 36.523-1 version 12.9.0 Release 12Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI

10、 members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr

11、.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential t

12、o the present document. Foreword This Technical Specification (TS) has been produced by the ETSI 3rdGeneration Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted

13、 as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “w

14、ill“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 523-1 V12.9.0 (2016-05)33

15、GPP TS 36.523-1 version 12.9.0 Release 12Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 29g3Introduction 29g31 Scope 30g32 References 30g33 Definitions, symbols and abbreviations . 32g33.1 Definitions 32g33.2 Abbreviations . 33g34 Overview 33g34.1 Test m

16、ethodology . 33g34.1.1 Testing of optional functions and procedures . 33g34.1.2 Test interfaces and facilities 33g34.2 Implicit testing 33g34.3 Repetition of tests . 33g34.4 Handling of differences between conformance requirements in different releases of cores specifications 33g35 Reference conditi

17、ons 34g35.1 Generic setup procedures . 34g36 Idle mode operations 34g36.0 Introduction 34g36.0.1 PLMN and TAC . 34g36.0.2 Other . 35g36.0.2.1 Values of parameters calculated by the UE . 35g36.1 In a pure E-UTRAN environment 35g36.1.1 PLMN selection 35g36.1.1.1 PLMN selection of RPLMN, HPLMN/EHPLMN,

18、UPLMN and OPLMN / Automatic mode . 35g36.1.1.1a PLMN selection / Automatic mode/between FDD and TDD 40g36.1.1.1b PLMN selection of RPLMN, HPLMN/EHPLMN, UPLMN and OPLMN / Automatic mode / Single Frequency operation . 44g36.1.1.2 PLMN selection of “Other PLMN/access technology combinations“ / Automati

19、c mode . 48g36.1.1.2a PLMN selection of “Other PLMN/access technology combinations“ / Automatic mode / Single Frequency operation 52g36.1.1.3 Cell reselection of ePLMN in manual mode . 54g36.1.1.3a Cell reselection of ePLMN in manual mode / between FDD and TDD 56g36.1.1.3b Cell reselection of ePLMN

20、in manual mode / Single Frequency operation 60g36.1.1.4 PLMN selection in shared network environment / Automatic mode 61g36.1.1.4a PLMN selection in shared network environment / Automatic mode / Between FDD and TDD 65g36.1.1.5 Void. 68g36.1.1.6 PLMN selection of RPLMN, HPLMN/EHPLMN, UPLMN and OPLMN

21、/ Automatic mode / User reselection . 68g36.1.1.6a PLMN selection of RPLMN, HPLMN/EHPLMN, UPLMN and OPLMN / Automatic mode / User reselection / Single Frequency operation 72g36.1.1.7 PLMN selection / Periodic reselection / MinimumPeriodicSearchTimer . 75g36.1.1.7a PLMN selection / Periodic reselecti

22、on / MinimumPeriodicSearchTimer / Single Frequency operation . 78g36.1.1.8 PLMN selection of RPLMN or (E)HPLMN; Automatic mode 80g36.1.1.9 PLMN selection of RPLMN or (E)HPLMN; Manual mode . 83g36.1.2 Cell selection and reselection 87g36.1.2.1 Void. 87g36.1.2.2 Cell selection / Qrxlevmin 87g36.1.2.2a

23、 Cell selection / Qqualmin 90g3ETSI ETSI TS 136 523-1 V12.9.0 (2016-05)43GPP TS 36.523-1 version 12.9.0 Release 126.1.2.2b Cell selection / UE Cat 0 not allowed . 94g36.1.2.3 Cell selection / Intra E-UTRAN / Serving cell becomes non-suitable (S 0 and Squal ThreshX, LowPand Srxlev ThreshX, HighP) . 2

24、45g3ETSI ETSI TS 136 523-1 V12.9.0 (2016-05)53GPP TS 36.523-1 version 12.9.0 Release 126.2.3.2 Void. 250g36.2.3.3 Inter-RAT cell reselection / From UTRA_Idle to E-UTRA RRC_IDLE 250g36.2.3.3a Inter-RAT cell reselection / From UTRA_Idle to E-UTRA RRC_IDLE (QqualminEUTRA, SqualServingCellThreshx, low2a

25、nd SqualnonServingCell,x Threshx, high2) . 255g36.2.3.4 Inter-RAT cell reselection / From UTRA_CELL_PCH state to E-UTRA RRC_IDLE 261g36.2.3.4a Inter-RAT cell reselection / From UTRA_CELL_PCH state to E-UTRA RRC_IDLE based on RSRQ+RSRP evaluation . 266g36.2.3.5 Inter-RAT cell reselection / From E-UTR

26、A RRC_IDLE to UTRA_Idle 273g36.2.3.5a Inter-RAT cell reselection / From E-UTRA RRC_IDLE to UTRA_Idle (Squal ThreshX, HighQ, Squal ThreshX, LowQand SnonIntraSearchQ) . 276g36.2.3.6 Inter-RAT cell reselection / From E-UTRA RRC_IDLE to UTRA_Idle according to RAT priority provided by dedicated signallin

27、g 284g36.2.3.7 Inter-RAT cell reselection / From E-UTRA RRC_IDLE to HRPD Idle / HRPD cell is higher reselection priority than E-UTRA . 293g36.2.3.7a Inter-RAT cell reselection / From E-UTRA RRC_IDLE to HRPD Idle / HRPD cell is higher reselection priority than E-UTRA (Srxlev ThreshHRPD, HighP) . 298g

28、36.2.3.8 Inter-RAT cell reselection / From E-UTRA RRC_IDLE to HRPD Idle / HRPD is lower reselection priority than E-UTRA . 303g36.2.3.8a Inter-RAT cell reselection / From E-UTRA RRC_IDLE to HRPD Idle / HRPD cell is lower reselection priority than E-UTRA (Squal ThreshHRPD, LowP. 308g36.2.3.9 Inter-RA

29、T Cell Reselection: from E-UTRA RRC_IDLE to CDMA2000 1xRTT Dormant When CDMA2000 1xRTT cell is higher reselection priority than E-UTRA 313g36.2.3.9a Inter-RAT cell reselection / From E-UTRA RRC_IDLE to 1xRTT Dormant / 1xRTT cell is higher reselection priority than E-UTRA (Srxlev Thresh1xRTT, HighP)

30、. 318g36.2.3.10 Inter-RAT Cell Reselection: from E-UTRA RRC_IDLE to CDMA2000 1xRTT Idle When CDMA2000 1xRTT is lower reselection priority than E-UTRA 323g36.2.3.10a Inter-RAT cell reselection / From E-UTRA RRC_IDLE to 1xRTT Dormant / 1xRTT cell is lower reselection priority than E-UTRA (Squal Thresh

31、1xRTT, LowP) . 328g36.2.3.11 Void. 334g36.2.3.12 Void. 334g36.2.3.13 Inter-RAT cell reselection / From UTRA_Idle to E-UTRA RRC_IDLE according to RAT priority provided by dedicated signalling 334g36.2.3.14 Inter-RAT Cell Reselection / from GSM_Idle/GPRS Packet_Idle to E-UTRA (priority of E-UTRA cells

32、 are higher than the serving cell) 341g36.2.3.15 Inter-RAT Cell Reselection / from GSM_Idle/GPRS Packet_Idle to E-UTRA (priority of E-UTRA cells are lower than the serving cell) . 344g36.2.3.16 Inter-RAT Cell Reselection / from GSM_Idle to E-UTRAN /based on H_PRIO criteria 346g36.2.3.17 Inter-RAT Ce

33、ll Reselection / from GSM_Idle/GPRS Packet_Idle to E-UTRA (priority E-UTRA cells) 349g36.2.3.18 Inter-RAT Cell Reselection / from GSM_Idle/GPRS Packet_Idle to E-UTRA (blacklisted E-UTRA cells) 351g36.2.3.19 Redirection to E-UTRA upon the release of the CS connection . 353g36.2.3.20 Void. 356g36.2.3.

34、21 Inter-RAT cell reselection / From GPRS Packet_Transfer (NC0 mode) to E-UTRA . 356g36.2.3.22 Void. 358g36.2.3.23 Inter-RAT Cell Reselection from GPRS Packet transfer to E-UTRA in CCN Mode (PACKET CELL CHANGE CONTINUE) 358g36.2.3.24 Inter-RAT Cell Reselection from GPRS Packet transfer to E-UTRA in

35、CCN Mode (PACKET CELL CHANGE ORDER) . 362g36.2.3.25 Void. 365g36.2.3.26 Inter-RAT Autonomous Cell Reselection GPRS Packet_transfer to E-UTRA (NC1 mode) 365g36.2.3.27 Inter-RAT Cell selection from GPRS Packet_transfer to E-UTRA (NC2 Mode) . 369g36.2.3.28 Inter-RAT Cell Reselection from GPRS Packet_tr

36、ansfer to E-UTRA (Network Assisted Cell Change) . 373g36.2.3.29 Inter-RAT cell Reselection from GPRS packet_transfer to E-UTRA in CCN mode (PACKET MEASUREMENT ORDER). 377g36.2.3.30 Inter-RAT Cell Reselection failure from GPRS Packet transfer to E-UTRA (Network Assisted Cell Change) . 382g36.2.3.31 I

37、nter-RAT cell reselection / From UTRA_Idle (low priority) to E-UTRA RRC_IDLE (high priority) according to RAT priority provided by dedicated signalling 387g3ETSI ETSI TS 136 523-1 V12.9.0 (2016-05)63GPP TS 36.523-1 version 12.9.0 Release 126.2.3.32 Inter-RAT cell reselection / From E-UTRA RRC_IDLE t

38、o UTRA_Idle, Snonintrasearch393g36.2.3.33 Inter-RAT cell reselection / From E-UTRA RRC_IDLE to UTRA_Idle / Squal based cell reselection parameters are broadcasted in E-UTRAN / UE does not support Squal based cell reselection in UTRAN . 397g36.2.3.34 Inter-RAT cell reselection from E-UTRA to UTRA / M

39、FBI 400g36.2.3.35 Inter-RAT cell reselection from UTRA to E-UTRA / MFBI 404g36.2.4 Inter-RAT absolute priority based reselection in UTRA CELL_FACH . 407g36.2.4.1 Inter-RAT absolute priority based reselection in UTRA CELL_FACH to E-UTRA RRC_IDLE (Higher Priority Layers, Srxlev,x Threshx,high and Srxl

40、ev,serv Sprioritysearch1 and SqualServ Sprioritysearch2) 407g36.2.4.2 Inter-RAT absolute priority based reselection in UTRA CELL_FACH (Higher Priority Layers, no cell reselection to E-UTRA RRC_IDLE when Srxlev,serv Threshx,high2 and Srxlev,serv Sprioritysearch1 and SqualServ Sprioritysearch2) 413g36

41、.2.4.4 Inter-RAT absolute priority based reselection in UTRA CELL_FACH (lower priority) to E-UTRA RRC_IDLE (higher priority) (All Layers, Srxlev,x Threshx,high) 417g36.2.4.5 Inter-RAT absolute priority based reselection in UTRA CELL_FACH (lower priority) to E-UTRA RRC_IDLE (higher priority) (All Lay

42、ers, Squal,x ThreshX,high2) 420g36.2.4.6 Inter-RAT absolute priority based reselection in UTRA CELL_FACH (higher priority) to E-UTRA RRC_IDLE (lower priority) (All Layers, Srxlev,serv Threshx,low) 424g36.2.4.7 Inter-RAT absolute priority based reselection in UTRA CELL_FACH (higher priority) to E-UTR

43、A RRC_IDLE (lower priority) (All Layers, Srxlev,serv ThreshX,low2) . 428g36.3 Closed Subscriber Group cells . 432g36.3.1 Inter-frequency cell reselection / From E-UTRA RRC_IDLE non-CSG cell to E-UTRA RRC_IDLE CSG cell 432g36.3.2 Inter-RAT cell reselection / From GSM_Idle/GPRS Packet_Idle to E-UTRA i

44、dle CSG cell 437g36.3.3 Inter-RAT cell reselection / From UTRA_Idle to E-UTRA RRC_IDLE CSG cell 442g36.3.4 Inter-RAT cell reselection / From UTRA CELL_PCH state to E-UTRA RRC_IDLE CSG cell . 449g36.3.5 Manual support for CSG ID selection. 457g36.3.6 Ignoring CSG cells in cell selection/reselection w

45、hen allowed CSG list is empty or not supported 462g36.3.7 Inter-RAT Cell reselection from E-UTRA idle non-CSG cell to a UTRA CSG cell 466g36.3.8 Void 472g36.3.9 Manual CSG ID selection across PLMNs . 472g36.3.10 Void 475g36.3.11 Void 475g36.3.12 Void 475g36.4 Hybrid cells 475g36.4.1 Manual CSG ID se

46、lection / Hybrid cell whose CSG ID is not in the Allowed CSG list nor Operators list . 475g36.4.2 Inter-frequency cell reselection / From E-UTRA RRC_IDLE non-CSG cell to E-UTRA RRC_IDLE member hybrid cell . 480g36.4.3 Inter-RAT cell reselection / From E-UTRA RRC_IDLE non-CSG cell to UTRA_Idle member

47、 hybrid cell . 484g36.4.4 Inter-RAT cell reselection / From E-UTRA RRC_IDLE non-member hybrid cell to UTRA_Idle member hybrid cell . 489g36.4.5 Inter-RAT cell reselection / From UTRA_Idle to E-UTRA RRC_IDLE member hybrid cell . 496g36.4.6 Inter-RAT cell reselection / From UTRA CELL_PCH to E-UTRA RRC

48、_IDLE member hybrid cell . 502g36.4.7 Inter-RAT cell reselection / From GSM_Idle/GPRS Packet_Idle to E-UTRA RRC_IDLE member hybrid cell . 510g36.5 WLAN Offload for E-UTRA RRC Idle . 515g36.5.1 WLAN Offload / Cell Selection / EUTRA RRC_Idle to/from WLAN (Qrxlevmeas, BeaconRSSI, WLAN identifier no mat

49、ch/match) . 515g36.5.2 WLAN Offload / Cell Selection / EUTRA RRC_Idle to/from WLAN (Qrxlevmeas, BackhaulRateDlWLAN) . 519g36.5.3 WLAN Offload / Cell Selection / EUTRA RRC_Idle to/from WLAN (Qqualmeas, BackhaulRateUlWLAN) . 524g36.5.4 WLAN Offload / Cell Selection / EUTRA RRC_Idle to/from WLAN (Qqualmeas, ChannelUtilizationWLAN) . 528g3ETSI ETSI TS 136 523-1 V12.9.0 (2016-05)73GPP TS 36.523-1 version 12.9.0 Release 126.5.5 WLAN offload / Cell selection / EUTRA RRC_Idle to/from WLAN (ANDSF and RAN rules co-existence) 531g36.5.6 Void 535g37 Layer 2 536g37.1 MAC . 536g37.1.1

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