1、DIN1 DIN ETS 300509 95 H 2794442 0456003 556 DEUTSCHE NORM Januar 1995 Europisches zellulares digitales Funkkommunikationssytem I (Phase 2) - IETS 300505 Teilnehmer-ldentittsmodule (SIM), Betriebsverhalten Englische Fassung ETS 300509 : 1994 I ICs 33.060.50 Deskriptoren: Telekommunikation, Funkdiens
2、t, Teilnehmer, Identitt, Identittssicherung European digital cellular telecommunications system (phase 2) - Subscriber Identity Modules (SIM), Functional character- istics; English version ETS 300509 : 1994 Die Europische Telekommunikationsnorm ETS 300509 : 1994 hat den Status einer Deutschen Norm.
3、Nationales Vorwort Die vorliegende Norm ist auf der Grundlage der vom Europischen Institut fr Telekommunika- tionsnormen (ETSI) herausgegebenen Europischen Telekommunikationsnorm ETS 300509, Ausgabe September 1994, “European digital cellular telecommunications system (phase 2) - Subscriber Identity
4、Modules (SIM), Functional characteristics“, verffentlicht worden. Diese Norm enthlt unter Bercksichtigung des DIN-Prsidialbeschlusses 131 983 den englischen Originaltext der vom Technischen Komitee SMG des ETSI erarbeiteten ETS 300509. Fachlich zustndig in Deutschland ist das Komitee 736 “Bewegliche
5、 Funkdienste“ der Deutschen Elekirotechnischen Kommission im DIN und VDE (DKE). 6 DIN Deutsches Institut fur Normung eV. . Jede Art der Vervielfaltigung, auch auszugsweise, Alleinverkauf der Normen durch Beuth Verlag GmbH, 10772 Berlin nur mit Genehmigung des DIN Deutsches Institut fur Normung e.V.,
6、 Berlin, gestattet. Ref. NL DIN ETS 300509 : 1995-01 Preisgr. 08 Vertr.-Ni: 1708 _ DIN1 DIN ETS 300509 95 H 2794442 0456004 492 = STANDARD ETS 300 509 September 1994 Source: ETSI TC-SMG Reference: GSM 02.1 7 UDC: 621.396.21 Key words: European digital cellular telecommunications system, Global Syste
7、m for Mobile communications (GSM) European digital cellular telecommunications system (Phase 2); Subscriber Identity Modules (SIM) Functional characteristics (GSM 02.1 7) ETSI European Telecommunications Standards Institute ETSI Secretariat Postal address: 06921 Sophia Antipolis Cedex - FRANCE Offic
8、e address: Route des Lucioles - Sophia Antipolis - Valbonne - FRANCE Tel.: + 33 92 94 42 O0 - Fax: + 33 93 65 47 16 European Telecommunications Standards Institute 1 994. All rights reserved. No part may be reproduced except as authorised by written permission. The copyright and the foregoing restri
9、ction on reproduction extend to all media in which the information may be embodied. DIN1 DIN ETS 300509 95 = 2794442 0456005 329 Page 2 ETS 300 509:1994 (GSM 02.17 version 4.3.3) Whilst every care has been taken in the preparation and publication of this document, errors in content, typographical or
10、 otherwise, may occur. If you have comments concerning its accuracy, please write to “ETSI Editing and Standards Approval Dept.“ at the address shown on the title page. DINI DIN ETS 300509 95 2794442 0456006 265 Page 3 ETS 300 509:1994 (GSM 02.1 7 version 4.3.3) Contents Foreword . 5 1 Scope . 7 2 N
11、ormative references 7 3 Definitions and abbreviations 8 3.1 Definitions . 8 3.2 Abbreviations 8 4 General . 10 4.1 Characteristics . 10 4.1.2 Plug-in SIM 10 4.2.1 4.2.2 4.1.1 ID-1 SIM 10 4.2 Phases of operation 10 Administrative management phase . 10 GSM network operation phase 11 5 Security feature
12、s 11 5.1 SIM interface . 11 5.2 SIM data . 11 5.3 Algorithms and subscriber authentication key 12 5.4 Administrative management phase 12 5.5 Subscriber data stored in ME . 12 5.6 PIN management . 12 5.7 SIM removal 13 6 SIM information storage requirements 13 6.1 Mandatory storage 13 6.2 Optional st
13、orage 14 7 Mobile Equipment accepting both ID-1 and Plug-in SIMS . 14 History 15 DINI DIN ETS 300507 75 2794442 045b007 LTL = Page 4 ETS 300 509:1994 (GSM 02.17 version 4.3.3) Blank page DINI DIN ETS 300509 95 2794442 0456008 038 Page 5 ETS 300 509:1994 (GSM 02.17 version 4.3.3) Foreword This Europe
14、an Telecommunication Standard (ETS) has been produced by the Special Mobile Group (SMG) Technical Committee (TC) of the European Telecommunications Standards Institute (ETSI). This ETS defines the functional characteristics of the Subsciber Identity Module (SIM) of Mobile Stations (MS) within the Eu
15、ropean digital cellular telecommunications system (Phase 2). This ETS corresponds to GSM technical specification GSM 02.17 version 4.3.3. The specification from which this ETS has been derived was originally based on CEPT documentation, hence the presentation of this ETS may not be entirely in accor
16、dance with the ETSVPNE rules. Reference is made within this ETS to GSM-TSs (NOTE). NOTE: TC-SMG has produced documents which give the technical specifications for the implementation of the European digital cellular telecommunications system. Historically, these documents have been identified as GSM
17、Technical Specifications (GSM-TSs). These TSs may have subsequently become I-ETSs (Phase l), or ETSs (Phase 21, whilst others may become ETSI Technical Reports (ETRs). GSM-TSs are, for editorial reasons, still referred to in GSM ETSs. DIN1 DIN ETS 300509 95 2794442 0456009 TY W Page 6 ETS 300 509:19
18、94 (GSM 02.17 version 4.3.3) Blank page DIN1 DIN ETS 300509 95 2794442 0456030 79b = Page 7 ETS 300 509:1994 (GSM 02.17 version 4.3.3) 1 Scope This Technical Specification (TS) defines the functional characteristics and requirements of the Subscriber Identity Module (SIM) for use in GSM and DCS 1800
19、 applications. All references to GSM shall apply equally to DCS 1800 unless otherwise stated. The SIM is the entity that contains the identity of the subscriber. When placed in a Mobile Equipment (ME), together they become a Mobile Station (MS) which may then register onto a GSM network. The primary
20、 function of the SIM in conjunction with a GSM network is to authenticate the validity of an MS when accessing the network. In addition it provides a means to authenticate the user and may also store other subscriber-related information. Subscription entitlements are stored not in the SIM, but in th
21、e network. If the SIM functionality is incorporated into a multi-application ETWTES card, the GSM application may be used in other telecommunication applications. In addition SIMS are permitted to contain non-GSM functionality. In the case of multi-application cards, this TS defines just the GSM app
22、lication. 2 Normative references This ETS incorporates by dated and undated reference, provisions from other publications. These normative references are cited at the appropriate places in the text and the publications are listed hereafter. For dated references, subsequent amendments to or revisions
23、 of any of these publications apply to this ETS only when incorporated in it by amendment or revision. For undated references, the latest edition of the publication referred to applies. (1 1 i21 i31 i41 i51 i61 i71 i81 i91 GSM O1 .O2 (ETR 099): “European digital cellular telecommunication system (Ph
24、ase 2); General description of a GSM Public Land Mobile Network (PLMN)“. GSM O1 .O4 (ETR 100): “European digital cellular telecommunication system (Phase 2); Definitions, abbreviations and acronyms“. GSM 02.03 (ETS 300 502): “European digital cellular telecommunication system (Phase 2); Teleservices
25、 supported by a GSM Public Land Mobile Network (PLMN)“. GSM 02.07 (ETS 300 505): “European digital cellular telecommunication system (Phase 2); Mobile Station (MS) features“. GSM 02.09 (ETS 300 506): “European digital cellular telecommunication system (Phase 2); Security aspects“. GSM 02.1 1 (ETS 30
26、0 507): “European digital cellular telecommunication system (Phase 2); Service accessibility“. GSM 02.24 (ETS 300 51 O): “European digital cellular telecommunication system (Phase 2); Description of Charge Advice Information (CAI)“. GSM 02.30 (ETS 300 51 1): “European digital cellular telecommunicat
27、ion system (Phase 2); Man-Machine Interface (MMI) of the Mobile Station (MSI“. GSM 03.20 (ETS 300 534): “European digital cellular telecommunication system (Phase 2); Security related network functions“. DIN1 DIN ETS 300509 95 2794442 045bOLL 622 Page 8 ETS 300 509:1994 (GSM 02.17 version 4.3.3) I10
28、1 11 11 1121 11 31 141 I1 51 3 3.1 GSM 03.40 (ETS 300 536): “European digital cellular telecommunication system (Phase 2); Technical realisation of the Short Message Service (SMS) Point-to-Point (PPI “ . GSM 03.41 (ETS 300 537): “European digital cellular telecommunication system (Phase 2); Technica
29、l realisation of the Short Message Service Cell Broadcast (SMSCB)“. GSM 11.1 1 (ETS 300 608): “European digital cellular telecommunication system (Phase 2); Specification of the Subscriber Identity Module-Mobile Equipment (SIM-ME) interface“. IS0 781 6-1 , 1987: “Identification cards - Integrated ci
30、rcuit(s) cards with contacts, Part 1 : Physical characteristics“. IS0 781 6-2, 1988: “Identification cards - Integrated circuit(s) cards with contacts, Part 2: Dimensions and locations of the contacts“. CCITT Recommendation E.118, (1 988): “Automated international telephone credit card system“. Defi
31、nitions and abbreviations Definitions For the purposes of this standard, the following definitions apply. For further information and abbreviations refer to TS GSM O1 .O2 (1 I and TS GSM O1 .O4 21. Cipher Key: a key used in conjunction with an algorithm (A5) to cipher user and signalling data (see T
32、S GSM 03.20 91). GSM or DCS 1800 application: A set of security mechanisms, files, data and protocols required by GSM or DCS 1800. IC card SIM: obsolete term for ID-1 SIM. ID-1 SIM: the SIM having the format of an ID-1 card (see ISO/IEC 7816-1 131). Plug-in SIM: a second format of SIM (specified in
33、Clause 4). 3.2 Abbreviations For the purposes of this standard the following abbreviations apply. A3 Algorithm 3, authentication algorithm; used for authenticating the subscriber A5 Algorithm 5, cipher; used for enciphering/deciphering data A8 Algorithm 8, cipher key generator; used to generate Kc A
34、DN Abbreviated Dialling Number BCCH Broadcast Control CHannel CCITT CHV The International Telegraph and Telephone Consultative Committee (now also known as ITU Telecommunications Standardization sector) Card Holder Verification Information; access condition used by the SIM for the verification of th
35、e identity of the user (for GSM this is the PIN) DIN1 DIN ETS 300509 95 2794442 0456012 569 DCS ETSI FDN GSM HPLMN IC I EC IMSI IS0 Kc Ki LAI LN D ME MMI MS MSISDN PIN/PIN2 PLMN PUK/PUK2 SIM SMS ssc TE9 TMSI TS UNBLOCK CHV1/2 Page 9 ETS 300 509:1994 (GSM 02.17 version 4.3.31 Digital Cellular System
36、European Telecommunications Standards Institute Fixed Dialling Number Global System for Mobile communications Home PLMN Integrated Circuit international Eiectrotechnical Commission International Mobile Subscriber Identity International Organization for Standardization cryptographic key; used by the
37、cipher, A5 subscriber authentication key; the cryptographic key used by the authentication algorithm, A3, and cipher key generator, A8 Location Area Information; information indicating a cell or a set of cells Last Number Dialled Mobile Equipment Man Machine Interface Mobile Station Mobile Station i
38、nternational ISDN number Personal Identification Number / Personal Identification Number 2 (common names for CHV1 and CHV2, respectively) Public Land Mobile Network PIN Unblocking Key / PIN Unblocking Key 2 (common names for UNBLOCK CHV1 and UNBLOCK CHV2, respectively) Subscriber Identity Module Sho
39、rt Message Service Supplementary Service Control string Terminal Equipment 9 (ETSI sub-technical committee) Temporary Mobile Subscriber Identity Technical Specification value to unblock CHVl/CHV2 DIN1 DIN ETS 300507 75 m 2794442 045b013 4T5 m Page 10 ETS 300 509:1994 (GSM 02.17 version 4.3.3) 4 Gene
40、ral A GSM MS comprises an ME and a SIM. The SIM is a removable module. The SIM contains the International Mobile Subscriber Identity (IMSI) which unambiguously identifies a subscriber. Without a valid IMSI, GSM service is not accessible (except emergency calls, as defined in TS GSM 02.03 IJIL The us
41、er interface (MMI) of the ME related to SIM operations is defined in TS GSM 02.30 181. TS GSM 02.09 51 specifies a security function for authenticating the SIM. This function, which is mandatory for any MS, is based on a cryptographic algorithm, A3, and a secret subscriber authentication key, Ki, bo
42、th of which are located in the SIM. The SIM provides storage of subscriber related information. This data is of three types: - data fixed during administrative phase; e.g. IMSI, subscriber authentication key, access - - control class; temporary network data; e.g. TMSI, LAI, Kc, Forbidden PLMNs; serv
43、ice related data; e.g. Language Preference, Advice of Charge. The SIM contains a personal identification number (PIN) (see Clause 5) to provide protection against unauthorised use. For some optional features the use of a second personal identification number (PIN2) is required. PIN(s) shall be store
44、d and verified within the SIM. 4.1 Characteristics Two physical types of SIM are specified. These are the “ID-1 SIM“ and the “Plug-in SIM“. The physical characteristics of both types of SIM are defined in TS GSM 11.1 1 12. The logical and electrical interface of the SIM is defined in TS GSM 1 1.1 1
45、12 and is identical for both types of SIM. The information on the exterior of either SIM should include at least the individual account identifier and the check digit of the IC Card Identification (see CCITT Recommendation E.118 151). 4.1.1 ID-1 SIM Format and layout of the ID-1 SIM shall be in acco
46、rdance with IS0 7816-1,2 13, 141). The card shall have a polarisation mark, as defined in TS GSM 02.07 41, which indicates how the user should insert the card into the ME. SIMS may be embossed (see TS GSM 1 1.1 1 121). 4.1.2 Plug-in SIM The Plug-in SIM is smaller than the 10-1 SIM and has dimensions
47、 as defined in TS GSM 11.1 1 11 21. It is intended to be semi-permanently installed in the ME. 4.2 Phases of operation 4.2.1 Administrative management phase GSM administrative management phase may be entered at any time, to bring in or change data not accessible by the subscriber in GSM operational
48、phase. Only by specific administrative authentication mechanisms and commands can the administrative phase be entered and administrative functions be performed. The specification of administrative operations and the parties responsible for them are outside the scope of this TS. The different types o
49、f administrative phases which may occur during the lifetime of a SIM are: DIN1 DIN ETS 300509 95 2794442 O456014 331 Page 11 FTS 300 509:1994 (GSM 02.17 version 4.3.3) - production; - (pre) (re)personalisation; - distribution. Following production a SIM contains at least the authentication algorithm and the operating system necessary for (prelpersonalisatian. Prepersonalisation, personalisation and repersonalisation are processes during which subscription data, e.g. IMSI, and subscriber data are entered into or updated in the SIM. The split between the
