1、3G TS 21 I I I V3.0.0 (1999-04) Technical Specification 3rd Generation Partnership Project; Technical Specification Group Terminals USIM and IC Card Requirements (3G TS 21 .I I I version 3.0.0) The present document has been developed within the 3“ Generation Partnership Project (3GPPm) and may be fu
2、rther elaborated for the purposes of 3GPP. The present document has not been subject to any approval process by the 3GPPOrganisational Partners and shall not be implemented. This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability f
3、or any use of this Specification. Specifications and reports for implementation of the 3GPPTM system should be obtained via the 3GPP Organisational Partners Publications Offices. 3G TS 21 .I I1 version 3.0.0 2 Reference DTSTSGT-O321 I I I U Keywords 3GPP, USIM, UICC 3GPP Postal address 3GPP support
4、office address 650 Route des Lucioles - Sophia Antipolis Valbonne - FRANCE Tel.: +33 4 92 94 42 O0 Fax: +33 4 93 65 47 16 Internet http:llwww.3gpp.org 3G TS 21 .I 11 V3.0.0 (1999-04) 3G TS 21 . 111 version 3.0.0 3 3G TS 21 . 1 I1 V3.0.0 (1 999-04) Contents Foreword 5 1 2 2.1 2.2 3 3.1 3.2 3.3 4 5 5.
5、1 5.2 5.3 5.4 5.5 5.6 5.7 6 6.1 6.2 7 7.1 7.2 7.3 7.4 7.5 8 8.1 8.2 9 9.1 10 10.1 10.2 10.2.1 10.2.2 10.2.3 10.2.4 10.2.5 10.2.6 10.2.7 10.3 Scope . 6 References . 6 Normative references . 6 Informative references . 7 Definitions, symbols and abbreviations 7 Defintions . 7 Symbols . 7 Abbreviatio .
6、7 General Requirements . 8 Security Requirements . 8 File access conditions 8 User authentication 8 User data stored in ME 9 Authentication 9 Data integrity of signalling elements . 9 User identity confidentiality 9 Length of security parameters 9 Logical issues 10 Application selection . 10 Simulta
7、neous access . 10 Service Requirements 10 User profies . 10 Application execution environment . 10 Data transfer . 10 Profile exchange 10 Version identification 11 Physical Characteristics . 11 Dimensions 11 Contacts . 11 Electrical characteristics and transmission protocols 11 Power consumption ind
8、ication . 11 Contents of the Elementary Files 12 USIM information storage requirements . 12 Phone Book 13 Support of two name fields per entry . 13 Support of multiple phone numbers per en try 13 Support of email address 13 Support of user definable groupings 13 Support of hidden entries . 13 Number
9、 of entnes . 13 Mode of alerting . 13 Storage of call details . 13 11 3GPP/GSM interworking 14 11.1 GSM subscribers in a 3GPP network . 14 11.2 3GPP subscribers in a GSM network . 14 - - 36 TS 21 .I 11 version 3.0.0 4 3G TS 21.111 V3.0.0 (199944) History . 15 3G TS 21 .I I1 version 3.0.0 5 3G TS 21.
10、111 V3.0.0 (1999-04) Foreword This Technical Specification has been produced by the 3GPP. The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of this TS, it will be re-released by the TSG
11、with an identifjmg change of release date and an increase in version number as follows: Version 3.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 Indicates TSG approved document under change control. y the second digit is incremented for all chang
12、es of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial oniy changes have been incorporated in the specification; 3G TS 21 .I 11 version 3.0.0 6 3G TS 21 .i 11 V3.0.0 (1999-04) Scope This document defines the requirements of the USIM (
13、Universal Subscriber Identity Module) and the IC card for 3GPP (UICC). These are derived from the service and security requirements defmed in 3GPP 22.00 i and 22.01 2. The USIM is a 3GPP application on an IC card. It inter-operates with a 3GPP terminal and provides access to 3GPP services. This docu
14、ment is intended to serve as a basis for the detailed specification of the USIM and the UICC, and the interface to the 3GPP terminal. 2 References References may be made to: specific versions of publications (identifed by or ail versions up to and including the identified version (identified by “up
15、to and including“ before the version identity); or all versions subsequent to and including the identified version (identified by “onwards“ following the version identity); or publications without mention of a specific version, in which case the latest version applies. A non-specific reference to an
16、 ETS shall also be taken to refer to later versions published as an EN with the same number. 2. I Normative references The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by UMTS
17、 phase 1“. 3G TS 22.101 : “Universal Mobile Telecommunications System (UMTS); UMTS service aspects; Service principles“. ISOAEC 7816-3 (1997): “Identification cards - Integrated circuit(s) cards with contacts, Part 3: Electronic signals and transmission protocols“. ISOAEC 7816-4 (1995): “Identificat
18、ion cards - Integrated circuit(s) cards with contacts, Part 4: Interindustry commands for interchange“. ISOAEC 7816-5 (1994): “Identification cards - Integrated circuit(s) cards with contacts, Part 5: Numbering system and registration procedure for application identifiers“. ETSI EG 201 220: “Integra
19、ted Circuits Cards (ICC); ETSI numbering system for telecommunication; Application providers (AID)“. 131 41 51 i61 3G TS 21 .i 11 version 3.0.0 7 3G TS 21.111 V3.0.0 (199994) 71 GSM 1 1.1 1 : “Digital cellular telecommunications system (Phase 2+); Specification of the Subscriber Identity Module - Mo
20、bile Equipment (SIM - ME) interface“. GSM 11.12 (ETS 300 641): “Digital cellular telecommunications system (Phase 2); Specification of the 3 Volt Subscriber Identity Module - Mobile Equipment (SIM - ME) interface“. GSM 1 1.14: “Digital cellular telecommunications system (Phase 2+); Specification of
21、the SIM Application Toolkit for the Subscriber Identity Module - Mobile Equipment (SIM - ME) interface“. Pl 91 I101 GSM 1 1.18: “Digital cellular telecommunications system (Phase 2+); Specification of the 1.8 Volt Subscriber Identity Module - Mobile Equipment (SIM - ME) interface“. 3G TS 33.102: “3G
22、 security: Security Architecture“. Pi3 2.2 Informative references POI GSM 02.48: “Digitai cellular telecommunications system (Phase 2+); Security Mechanisms for the SIM application tooikit; Stage 1 “. GSM 03.48: “Digital cellular telecommunications system (Phase 2+); Security Mechanisms for the SIM
23、application tooikit; Stage 2“. 211 3 3.1 Definitions, symbols and abbreviations Defi n it ions For the purposes of the present document, the following definitions apply: UICC: A removable IC card containing a USIM. USIM: A 3GPP application on an IC card. 3.2 Symbols VPP Programming voltage 3.3 Abbre
24、viations For the purposes of the present document, the following abbreviations apply: ADN ATR DF EF FFS ICC JK IMUI ME MF PIN PPS SIM UIA USIM Abbreviated Dialling Number Answer To Reset Dedicated File Elementary File For Further Study Integrated Circuit Card Integrity Key International Mobile User
25、Identity Mobile Equipment Master File Personal Identification Number Protocol and Parameter Selection Subscriber Identity Module 3GPP Integrity Algorithm Universal Subscriber Identity Module - - - 3G TS 21 .I 11 version 3.0.0 8 - 3G TS 21 .I 1 I V3.0.0 (1999-04) 4 General Requirements The UICC shall
26、 be a removable module containing a USIM. The USIM shall contain an identity which unambiguously identifies a subscriber. For access to 3GPP services, a UICC containing a valid USIM shall be present at all times, other than for emergency calls. The specifications shall support the security requireme
27、nts as defined in 33.102 1 i. The USIM shall provide storage for subscription and subscriber related information. The UICc/uSiM may also contain applications which use the features defined in the SIM Application Toolkit specification GSM 11.14 9. 5 Security Requirements The USIM shall be used to pro
28、vide security features. If the UICC is removed fiom the 3GPP tenninal, the service shall be terminated immediately. The functions of the USIM include authenticating itself to the network and vice versa, authenticating the user and providing additional security functions as defined by 3GPP TSG-SA WG3
29、. The USIM shall be unambiguously identified, also in the case of pre-paid subscriptions. Means shali be provided to prevent fraudulent use of stolen IC Cards. It shall not be possible to access data intended for USIM internal use, e.g. authentication keys. Further details of the following requireme
30、nts are given in 33.102 1 i. 5.1 File access conditions Actions, such as READ, UPDATE on UICC data shall be controlled by access conditions. These shall be satisfied prior to the action being performed. Since a UICC may contain multiple (3GPP and non-3GPP) applications, a flexible method of controll
31、ing file access shall be provided. 5.2 U ser a ut hen t ica t ion The USIM shall support means to authenticate the user, to provide, for example, protection against the use of stolen cards. For the USIM, authentication shall be performed by the verification of a numeric PM of four (4) to eight (8) d
32、ecimal digits. A function to disable user authentication may exist which may be inhibited by the application provider, in which case the user shall always use the PM. Otherwise, the user may decide whether or not to make use of the user authentication function. If disabled, the user authentication f
33、unction remains disabled until the user specifically re-enables it. Following correct PIN presentation, the ME may perform functions and actions on USIM data, which are protected by the relevant access condition. If an incorrect PIN is entered, an indication shall be given to the user. After three (
34、3) consecutive incorrect entries the relevant PIN is blocked, i.e. functions and actions on data protected by the access condition shall no longer be possible, even if between attempts the UICC has been removed, the USIM has been deselected or the ME has been switched off. Once a PIN is blocked, fur
35、ther PIN verifications shall be denied. The USIM shall support a mechanism for unblocking a blocked PIN. Unblocking of a PIN is performed by using the relevant PIN Unblocking Key. 3G TS 21 .i 11 version 3.0.0 9 3G TS 21.111 V3.0.0 (1999-04) PINs, but not Unblock PINS, shall be changeable by the user
36、 following correct entry of either the current PIN or Unblock PIN. The Unblock PIN shall consist of eight (8) decimal digits and shall not be changeable by the user. If an incorrect Unblock PIN is presented, an indication shall be given to the user. After ten (10) consecutive incorrect entries, the
37、Unblock PIN shall be blocked, even if between attempts the UICC has been removed, the USiM has been deselected or the ME has been switched off. Unblocking of a blocked PIN shall not be possible. It shall not be possible to read PINs or Unblock PINs. 5.3 User data stored in ME Subject to the exceptio
38、n below, ail user related information transferred into the ME during network operations shall be deleted from the ME after removal of the UICC, deselection of the USIM, deactivation of the ME, or following an electrical reset of the UICC. This includes any data that was transferred to the ME by SIM
39、Application Toolkit commands. FFS User related security codes such as PIN and Unblock PIN may oniy be stored by the ME during the procedures involving such a code and shall be discarded by the ME immediately after completion of the procedure. Optionally, an ME may retain some less security-critical
40、- the USIM shall support variable-length security parameters. If the USIM supports the GSM security mechanisms in addition to 3GPP security, fured length security parameters according to GSM 1 1.1 1 7 shall be supported in addition. 36 TS 21 .I1 I version 3.0.0 10 3G TS 21.111 V3.0.0 (1999-04) 6 6.1
41、 Logical issues Application selection In a multiapplication environment, a flexible application selection method is required. The application identifier defmed in ISOIIEC 7816-5 5 and EG 201 220 6 should be used for application selection. Direct application selection and the EF, concept of ISOhEC 78
42、16-4 4 shall be followed. 6.2 Si mu Itaneous access A mechanism shall be specified for simultaneous access to several files or applications. 7 7.1 Service Req u rements User profiles Each USIM shall contain at least one user profile PSI. 7.2 Data transfer A mechanism allowing highly secure transfer
43、of applications and/or associated data tolfiom the UiCC/USIM shall be specified in line with the requirements in 3GPP 22.01 2. This requires a secure transfer mechanism. GSM 02.48 20 and GSM 03.48 21 could be considered here, however this is limited to the case where the application to be downloaded
44、 runs in the context of an existing subscription. The security requirements in the case where, for instance, a new USiM or other application has to be downloaded, requires futher study. It is envisaged that in early USIM specifications, the transfer of subscription-related applications (e.g. SIM app
45、lication toolkit applications) will be specified. The generic application download (e.g. download of a new USIM) is not likely to be included in these early specifications. Application creation comprises file creation and other administrative operations on the, as well as negotiation of code type or
46、 language. 7.3 Ap pi icati on execution environ ment An application execution environment may exist on the UICCAJSIM which includes the functionality defined in GSM 11.14 9. 7.4 Profile exchange A mechanism for the ME, the USIM and the network to exchange service capabilities shall be specified. The
47、 following exchange of service capabilities may occur: - - - ME services capabilities may be provided to the USWUICC; USIMUICC services capabilities may be provided to the ME (and thus potentially to the network); network services capabilities may be provided to the USIM/ICC via the ME. Editors note
48、: This requirement needs to be ratified by the TSG-SA1 (services) group. 3G TS 21 .i I I version 3.0.0 II 3G TS 21.1 11 V3.0.0 (1999-04) 7.5 Vers ion id en t fi ca t ion A means for identification of the version of the USIM shall be provided. 8 8. I Physical Characteristics Dimensions The ID-1 and P
49、lug-in format used for the GSM SIM shall be adopted. A hird format, smaller than the Plug-in format, is for further study. If a new format is defined, a means shall be specified in order to prevent an incorrect insertion of the card into the ME. 8.2 Contacts The UICC shail not provide any connection to the Vpp contact. The contact shall be provided on the UICC. The ME may support the V, contact in the reader. The ME shall not have this contact connected; neither to ground nor to the UICC supply voltage. NOTE: According to ISO/IEC
