1、ETSI TR 122 907 V3.1.3 (2000-01) Technical Report Universal Mobile Telecommunications System (UMTS); Terminal and smart card concepts (3G TR 22.907 version 3.1.3 Release 1999) COPYRIGHT European Telecommunications Standards InstituteLicensed by Information Handling Services(3G TR 22.907 version 3.1.
2、3 Release 1999) 1 ETSI TR 122 907 V3.1.3 (2000-01) Reference DTWTSGS-012290711 Keywords ETSI Postal address F-O6921 Sophia Antipolis Cedex - FRANCE Office address 650 Route des Lucioles - Sophia Antipolis Valbonne - FRANCE Tel.: +33 4 92 94 42 O0 Fax: +33 4 93 65 47 16 Siret N“ 348 623 562 00017 - N
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6、rds Institute 2000. All rights reserved. ETSI COPYRIGHT European Telecommunications Standards InstituteLicensed by Information Handling Services(3G TR 22.907 version 3.1.3 Release 1999) 2 ETSI TR 122 907 V3.1.3 (2000-01) Intellectual Property Rights IPRs essential or potentially essential to the pre
7、sent document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in SR O00 3 14: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respe
8、ct of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/www.etsi.org/ipr). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of
9、 other IPRs not referenced in SR O00 3 14 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by the ETSI 31d Generation Partnership Project (3GPP). The present document may refer to tec
10、hnical specifications or reports using their 3GPP identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The mapping of document identities is as follows: For 3GPP documents: 3G TS I TR nn.nnn “ (with or without the prefix 3G) is equival
11、ent to ETSI TS I TR Inn nnn “Digital cellular telecommunications system (Phase 2+) (GSM); Universal Mobile Telecommunications System; For GSM document identities of type “GSM xx.yy“, e.g. GSM 01.04, the corresponding ETSI document identity may be found in the Cross Reference List on ww,etsi.srhw/key
12、 ETSI COPYRIGHT European Telecommunications Standards InstituteLicensed by Information Handling Services(3G TR 22.907 version 3.1.3 Release 1999) 3 ETSl TR 122 907 V3.1.3 (2000-01) Contents Foreword 4 1 2 2.1 2.2 3 3.1 3.2 4 5 6 6.1 6.2 6.3 6.3.1 6.3.2 6.3.3 6.3.4 6.4 7 7.1 7.2 7.3 7.4 8 8.1 8.2 8.3
13、 9 10 Scope 5 References 5 Normative references . 5 Informative references . 5 Definitions and abbreviations 5 Definitions . 5 Abbreviations . 6 Introduction 6 Technology development . 7 IC Card Functionality 8 Desirable optional functionality for IC card containing a USIM . 8 Presence of an UMTS US
14、IM . 9 Using removable card for using UMTS services 9 Alternative payment methods . 9 Separation of USIM and the payment method . 9 Separation of IC Card from the terminal equipment 10 Charging and accounting algorithms on the IC Card . 11 Terminal Functionality 11 Extra features . 12 External inter
15、faces . 12 Identification of Terminal capabilities . 12 IC Card/Terminal Interfaces 12 The IC Card interface 12 Internal Application Execution Interface . 13 Physical dimensions . 13 Testing and Type approval issues 13 Mandatory functionality for IC card containing a USIM . 8 Mandatory functions 11
16、Conclusions 13 Annex A: Change history 15 History 16 ETSl COPYRIGHT European Telecommunications Standards InstituteLicensed by Information Handling Services(3G TR 22.907 version 3.1.3 Release 1999) 4 ETSl TR 122 907 V3.1.3 (2000-01) Foreword This Technical Report has been produced by the 3GPP. This
17、report is for information only and is not maintained. The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of this TR, it will be re-released by the TSG with an identifying change of releas
18、e date and an increase in version number as follows: Version 3.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 Indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enh
19、ancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the specification; ETSl COPYRIGHT European Telecommunications Standards InstituteLicensed by Information Handling Services(3G TR 22.907 version 3.1.3 Release 1999) 5 ETSI TR 1
20、22 907 V3.1.3 (2000-01) 1 Scope This document is informative and applicable to standardisation work within ETSI SMG for UMTS. It discusses the issues related to terminal and smart card concepts in the UMTS environment. The report will provide guidance and input to the SMG specification work in the a
21、rea of UMTS terminals and IC cards used for containing UMTS information and accessing UMTS services. It presents various options on the roles relating to IC cards and terminals as well as discussing their relationship in UMTS. 2 References The following documents contain provisions which, through re
22、ference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest v
23、ersion applies. - A non-specific reference to an ETS shall also be taken to refer to later versions published as an EN with the same number. 2.1 Normative references 111 UMTS 22.01(V3.1.0): “Universal Mobile Telecommunications System (UMTS): Service Aspects; Service Principles“ 121 IS0 - 7816-1, 198
24、7: “Identification cards - Integrated circuit(s) cards with contacts, part 1: Physical characteristics“; 131 IS0 - 7816-2, 1988: “Identification cards - Integrated circuit(s) cards with contacts, part 2: Dimensions and locations of the contacts“; 141 IS0 - 7816-3, 1989: “Identification cards - Integ
25、rated circuit(s) cards with contacts, part 3: Electronic signals and transmission protocols“; 151 IS0 - 7816-4, 1995: “Identification cards - Integrated circuit(s) cards with contacts, part 4: Inter industry commands for interchange“; 2.2 Informative references 161 ETSI TC SMG PT Mexe, “Mobile Stati
26、on Execution Environment, Feasibility Study“, 24-25 September 1997; 3 3.1 Definitions and abbreviations Definitions For the purposes of the present document, the following definitions apply: USIM: User Service Identity Module is an application residing on the IC Card used for accessing UMTS services
27、 of a certain Service Provider. ETSI COPYRIGHT European Telecommunications Standards InstituteLicensed by Information Handling Services(3G TR 22.907 version 3.1.3 Release 1999) 6 ETSl TR 122 907 V3.1.3 (2000-01) 3.2 Abbreviations For the purposes of the present document, the following abbreviations
28、apply: ADN API CPU GSM IC JPEG MIPS MM1 NO PC SIM SP sw UMTS USIM VASP Abbreviated Dialling Numbers Application Programming Interface Central Processing Unit Global System for Mobile Communications Integrated Circuit Joint Photographic Experts Group Million Instructions Per Second Man Machine Interf
29、ace Network Operator Personal Computer Subscriber Identity Module Service Provider Software Universal Mobile Telecommunications System User Service Identity Module Value Added Service Provider 4 Introduction UMTS aims to offer service capabilities that enable a wide variety of services to be impleme
30、nted. Such services range from simple services like speech, to complex multimedia services containing several simultaneous media components that place totally different requirements on the system and on the terminal equipment. By standardising service capabilities rather than actual services, more f
31、lexibility is available for service providershetwork operators to create unique services The same principle also applies for UMTS terminals, i.e. the types of terminals are not standardised and are therefore not limited in any way. A wide range of terminal types is likely in the UMTS environment, e.
32、g. speech only terminals, videophones, data terminals, wideband data terminals, fax terminals, multi-banamulti-mode terminals and any combination of the aforementioned. 2nd generation digital cellular terminals already contain considerable complexity. There are two main reasons for this. Firstly, ce
33、llular systems themselves require a huge amount of functions to be fulfilled, from channel and speech coding to signalling and data protocols. In addition to those functions, all terminals have their own mobile system independent features, sometimes also called as Value Adding features. Examples of
34、these are, memory databases, speech recognition, messaging features, display functions, and different source coding methods (e.g., JPEG). Terminal development trends for todays terminals are mainly towards higher integration levels resulting in smaller size. The goal of “four 100s” has been a rule o
35、f thumb target for handsets, i.e., 100 hour standby, 100 cc size, 100 gram weight and also 100 MIPS performance. The size targets have already been achieved and any requirement for smaller terminals is questionable from the usability and physical size limitations perspective. The other target parame
36、ters have no maximum limitations. On the other hand, we can see the following further trends for near future terminals: - Application specific terminals (smart traffic, vending machine radio, etc.); - Increased number of value adding features (graphics, smart messaging, PC connectivity and compatibi
37、lity); - Support for higher number of source codecs (several speech codecs); - Multiband terminals (e.g., GSM in 900MHz and DCS 1800); - Multimode terminals (e.g., GSM/DECT dualmode terminal); - Dynamic SW configurability; These trends are more than likely to continue in the future. Multiband and mu
38、ltimode terminals with high integration levels would be preferred by the users. Technological development of these terminals relies on new packaging and interconnection technologies, as well as technological steps like SW-radio. The concept trends of mobile handheld terminals is likely to diverge fr
39、om simple speech terminals towards a variety of different types, e.g., communicators, wearable phones, data terminals, etc. The dominant role of speech terminals will be challenged in the future by these ETSl COPYRIGHT European Telecommunications Standards InstituteLicensed by Information Handling S
40、ervices(3G TR 22.907 version 3.1.3 Release 1999) 7 ETSl TR 122 907 V3.1.3 (2000-01) new data- and multimedia-oriented terminals. The UMTS user service identity module (USIM) shall contain sufficient information to identify the user and service provider. USIM is UMTS specific application residing on
41、a IC card and is required for service provision. Authentication and ciphering functionality may be part of USIM or some other application on the same or different IC card. The UMTS IC card could also support applications other than UMTS USIM application in order to allow more versatile UMTS IC card
42、functionality such as access to value-adding services. The trend for IC Cards is similar to that for terminals. The next generation of IC Cards will be multi-application cards capable of supporting several applications simultaneously. Furthermore, applications could be downloaded to and removed from
43、 these cards, both at the time of issuing and during the cards lifetime The advent of these virtual machine cards, e.g. Java cards and Multos cards, will change the roles of the card issuers and application providers, and will enable IC cards to be much more flexible in the future. 5 Technology deve
44、lopment New radio-interface and system capabilities will enable higher quality multimedia services to be provided and therefore new terminal concepts to evolve. The variety of terminals in the UMTS environment will evidently be large. Terminal implementation technologies, such as digitalisation prov
45、iding programmability and terminal configurability, VLSI, and display technologies, have developed a lot recently and will undergo further development in the future. Processing power, implementation architectures, IC and passive integration, and memory technologies are developing rapidly and will fa
46、cilitate an increase in terminal functionality that will enable higher integration of terminals, as well as the integration of more functionality into smaller terminals. It can be clearly seen that the technical development of IC card technology increases the available possibilities for IC cards in
47、the UMTS context. Compared to current IC cards (e.g. GSM Phase 2 SIM cards), the amount of memory and processing power will increase significantly. These development trends will meet the requirements of UMTS and should be taken into account while defining the features and functions of UMTS IC card.
48、ETSl COPYRIGHT European Telecommunications Standards InstituteLicensed by Information Handling Services(3G TR 22.907 version 3.1.3 Release 1999) 8 ETSl TR 122 907 V3.1.3 (2000-01) 6 6.1 IC Card Functionality Mandatory functionality for IC card containing a USIM The mandatory requirements for IC Card
49、s used for holding USIM application, are related to the need to have one USIM application on the IC card, as well as to the security issues. The following functionality is required from the IC card holding a USIM application: 6.2 Physical characteristics same as used for GSM SIM The support of one USIM application The support of one or more user profile on the USIM Possibility to update USIM specific information over the air, (e.g. such information as service profile information, algorithms, etc.) in a secure and controlled manner. Security mechanisms to prevent USIM applicatio
