1、 ETSI TR 136 912 V15.0.0 (2018-07) LTE; Feasibility study for Further Advancements for E-UTRA (LTE-Advanced) (3GPP TR 36.912 version 15.0.0 Release 15) TECHNICAL REPORT ETSI ETSI TR 136 912 V15.0.0 (2018-07)13GPP TR 36.912 version 15.0.0 Release 15Reference RTR/TSGR-0136912vf00 Keywords LTE ETSI 650
2、 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.
3、etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived differe
4、nce in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or chang
5、e of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportSta
6、ff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization
7、of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETMare trademarks of ETSI registered for the benefit o
8、f its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TR 136 912 V15.0.0 (2018-07)23GPP TR 36.912 version 15.0.0 Release 15Intellectual Property Rights
9、Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (
10、IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has be
11、en carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenam
12、es which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitut
13、e an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Report (TR) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities
14、, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “sh
15、ould“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation.
16、ETSI ETSI TR 136 912 V15.0.0 (2018-07)33GPP TR 36.912 version 15.0.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 6g31 Scope 7g32 References 7g33 Definitions, symbols and abbreviations . 8g33.1 Definitions 8g33.2 Symbols 8g33.3 Abbreviations
17、. 8g34 Introduction 8g35 Support of wider bandwidth . 8g35.1 General . 8g35.1A Physical layer . 9g35.1A.1 DL control signalling 9g35.1A.2 UL control signalling 9g35.2 User Plane 10g35.2.1 Structure 10g35.2.2 MAC . 11g35.2.3 RLC 11g35.2.4 PDCP 11g35.3 Control plane 11g35.3.1 Structure 11g35.3.2 RRC p
18、rocedures 12g35.3.2.1 System Information . 12g35.3.2.2 Connection Control . 12g35.3.2.3 Measurements . 12g35.3.3 Idle mode procedures 12g36 Uplink transmission scheme . 12g36.1 Uplink spatial multiplexing 12g36.1A Uplink transmit diversity 14g36.1A.1 Transmit Diversity for Uplink Control Channel . 1
19、4g36.2 Uplink multiple access . 14g36.3 Uplink reference signals . 15g36.4 Uplink power control 15g37 Downlink transmission scheme 15g37.0 Physical channel mapping 15g37.1 Downlink spatial multiplexing . 15g37.1.1 Feedback in support of downlink spatial multiplexing . 16g37.2 Downlink reference sign
20、als 16g37.3 Downlink transmit diversity . 17g38 Coordinated multiple point transmission and reception . 17g38.1 Downlink coordinated multi-point transmission 17g38.2 Uplink coordinated multi-point reception 17g39 Relaying . 17g39.1 General . 17g39.2 Architecture 18g39.3 Relay-eNodeB link for inband
21、relay . 18g39.3.1 Resource partitioning for relay-eNodeB link 18g39.3.2 Backward compatible backhaul partitioning . 19g39.3.3 Backhaul resource assignment 19g3ETSI ETSI TR 136 912 V15.0.0 (2018-07)43GPP TR 36.912 version 15.0.0 Release 159.4 Relay-eNodeB link for outband relay . 20g310 Improvement f
22、or latency 20g310.1 Improvement for C-Plane latency. 20g310.2 Improvement for U-Plane latency 21g311 Radio transmission and reception . 21g311.1 RF scenarios . 21g311.1.1 Deployment scenarios . 21g311.2 Common requirements for UE and BS . 21g311.2.1 Carrier Aggregation 21g311.2.1.1 Bandwidth configu
23、ration of component carriers . 21g311.2.1.2 Carrier spacing between component carriers 21g311.2.2 Operating bands 22g311.3 UE RF requirements . 23g311.3.1 General 23g311.3.2 Transmitter characteristics 23g311.3.2.1 Transmitter architecture 23g311.3.2.2 Transmit power . 24g311.3.2.3 Output power dyna
24、mics 24g311.3.2.4 Transmit signal quality 25g311.3.2.5 Output RF spectrum emissions . 25g311.3.2.5.1 Adjacent Channel Leakage ratio 25g311.3.2.5.2 Spurious emission (UE to UE co-existence) 25g311.3.2.6 Transmit intermodulation 25g311.3.3 Receiver characteristics 25g311.3.3.1 Receiver architecture. 2
25、6g311.3.3.2 Receiver Sensitivity 26g311.3.3.3 Selectivity 26g311.3.3.4 Blocking performance . 27g311.3.3.5 Spurious response . 27g311.3.3.6 Intermodulation performance 27g311.3.3.7 Spurious emission . 27g311.4 BS RF requirements . 27g311.4.1 General 27g311.4.2 Transmitter characteristics 28g311.4.2.
26、1 Base Station output power 28g311.4.2.2 Transmitted signal quality . 28g311.4.2.3 Unwanted emissions 28g311.4.2.4 Transmitter spurious emissions . 28g311.4.3 Receiver characteristics 29g311.4.3.1 Reference sensitivity level 29g311.4.3.2 Adjacent Channel Selectivity (ACS), narrow-band blocking, Bloc
27、king, Receiver intermodulation . 29g311.4.3.3 Performance requirements 29g312 Mobility enhancements 29g313 TS 36.133 17 requirements enhancements 30g314 MBMS Enhancements 30g315 SON Enhancements 30g316 Self-Evaluation Report on “LTE Release 10 and beyond (LTE-Advanced)“ 30g316.1 Peak spectral effici
28、ency 31g316.2 C-plane latency . 32g316.2.1 Idle to Connected 32g316.2.2 Dormant to Active 33g316.3 U-Plane latency 34g316.4 Spectral efficiency and user throughput . 34g316.4.1 Cell spectral efficiency and cell-edge spectral efficiency . 34g316.4.1.1 Indoor 34g316.4.1.2 Microcellular . 35g316.4.1.3
29、Base coverage urban . 36g3ETSI ETSI TR 136 912 V15.0.0 (2018-07)53GPP TR 36.912 version 15.0.0 Release 1516.4.1.4 High speed. 37g316.4.2 Number of supported VoIP users 39g316.4.3 Mobility traffic channel link data rates . 39g316.5 Handover Performance . 40g316.5.1 Intra-frequency handover interrupti
30、on time 42g316.5.2 Inter-frequency handover interruption time within a spectrum band 42g316.5.3 Inter-frequency handover interruption time between spectrum bands 42g316.6 Spectrum and bandwidth 42g316.6.1 Deployment in IMT bands 42g316.6.2 Bandwidth and channel bandwidth scalability 43g316.7 Service
31、s 43g316.8 Conclusions of the Self-Evaluation 43g316A Performance Evaluation of LTE-Advanced for 3GPP target fulfillment . 44g317 Conclusions 46g3Annex A: Simulation model 47g3A.1 General assumption 47g3A.2 CoMP assumption for evaluation . 49g3A.3 Detailed simulation results . 49g3Annex B: Latency p
32、erformance of Rel-8 . 50g3B.1 C-plane latency . 50g3B.1.1 Transition IDLE to CONNECTED 50g3B.1.1.1 FDD frame structure . 50g3B.1.1.2 TDD frame structure . 51g3B.1.2 Transition Dormant to Active . 52g3B.1.2.1 FDD frame structure . 53g3B.1.2.1.1 Uplink initiated transition, synchronized 53g3B.1.2.1.2
33、Uplink initiated transition, unsynchronized 53g3B.1.2.1.3 Downlink initiated transition, synchronized . 53g3B.1.2.1.4 Downlink initiated transition, unsynchronized . 53g3B.1.2.2 TDD frame structure . 54g3B.1.2.2.1 Uplink initiated transition, synchronized 54g3B.1.2.2.2 Uplink initiated transition, u
34、nsynchronized 54g3B.1.2.2.3 Downlink initiated transition, synchronized . 55g3B.1.2.2.4 Downlink initiated transition, unsynchronized . 55g3B.2 U-plane latency 56g3B.2.1 FDD frame structure . 56g3B.2.2 TDD frame structure 57g3Annex C: ITU-R Submission Templates 60g3C.1 Description template character
35、istics (4.2.3.2) . 60g3C.2 Description template link budget (4.2.3.3) 60g3C.3 Compliance templates for services (4.2.4.1), for spectrum (4.2.4.2), technical performance (4.2.4.3) 60g3Annex D: Change history 61g3History 62g3ETSI ETSI TR 136 912 V15.0.0 (2018-07)63GPP TR 36.912 version 15.0.0 Release
36、15Foreword This Technical Report has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be
37、re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second
38、 digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TR 136 912 V15.0.0 (2018-07)73GPP TR 36.912 version 15.0.0 Release 151 Scope This
39、 document is related to the technical report for the study item “Further advancements for E-UTRA“ 1. This activity involves the Radio Access work area of the 3GPP studies and has impacts both on the Mobile Equipment and Access Network of the 3GPP systems. This document is intended to gather all tech
40、nical outcome of the study item, and draw a conclusion on way forward. In addition this document includes the results of the work supporting the3GPP submission of “LTE Release 10 Physical layer procedures“ 13 Contribution to 3GPP TSG RAN meeting #45 RP-090744: “TR36.912 Annex A3: Self evaluation res
41、ults“. 14 Contribution to 3GPP TSG RAN meeting #45 RP-090745: “TR36.912 Annex C1: Updated characteristics template“. ETSI ETSI TR 136 912 V15.0.0 (2018-07)83GPP TR 36.912 version 15.0.0 Release 1515 Contribution to 3GPP TSG RAN meeting #45 RP-090746: “TR36.912 Annex C2: Link budget template“. 16 Con
42、tribution to 3GPP TSG RAN meeting #45 RP-090747: “TR36.912 Annex C3: Compliance template“. 17 3GPP TS 36.133: “Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for support of radio resource management“. 18 3GPP TR 36.814: “ Feasibility study for Further Advancements for E-UTRA (LTE-
43、Advanced)“ Note: The RAN meeting contributions referenced above are provided with the present Technical Report. 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 2 apply. 3.2 Symbols Void 3.3 Abbreviations
44、For the purposes of the present document, the abbreviations defined in 3GPP TS 21.905 2 and the following apply: CoMP Coordinated MultiPoint MBMS Multimedia Broadcast/Multicast Service MU-MIMO Multi User Multiple Input Multiple Output RIT Radio Interface Technology SON Self Organising Networks SRIT
45、Set of Radio Interface Technologies SU-MIMO Single User Multiple Input Multiple Output 4 Introduction At the 3GPP TSG RAN #39 meeting, the Study Item description on “Further Advancements for E-UTRA (LTE-Advanced)“ was approved 1. The study item covers technology components to be considered for the e
46、volution of E-UTRA, e.g. to fulfil the requirements on IMT-Advanced. This technical report covers all RAN aspects of these technology components. 5 Support of wider bandwidth 5.1 General LTE-Advanced extends LTE Rel.-8 with support for Carrier Aggregation, where two or more component carriers (CCs)
47、are aggregated in order to support wider transmission bandwidths up to 100MHz and for spectrum aggregation. It shall be possible to configure all component carriers which are LTE Rel-8 compatible, at least when the aggregated numbers of component carriers in the UL and the DL are the same. Not all c
48、omponent carriers may necessarily be LTE Rel-8 compatible. A terminal may simultaneously receive or transmit one or multiple component carriers depending on its capabilities: ETSI ETSI TR 136 912 V15.0.0 (2018-07)93GPP TR 36.912 version 15.0.0 Release 15- An LTE-Advanced terminal with reception and/
49、or transmission capabilities for carrier aggregation can simultaneously receive and/or transmit on multiple component carriers. - An LTE Rel-8 terminal can receive and transmit on a single component carrier only, provided that the structure of the component carrier follows the Rel-8 specifications. Carrier aggregation is supported for both contiguous and non-contiguous component carriers with each component carrier limited to a maximum of 110 Resource Blocks in the frequency domain using the LTE Rel-8 numerology It is possible to configure a UE to ag