1、 ETSI TR 136 938 V9.0.0 (2010-02)Technical Report LTE;Evolved Universal Terrestrial RadioAccess Network (E-UTRAN);Improved network controlled mobility between E-UTRANand 3GPP2/mobile WiMAX radio technologies (3GPP TR 36.938 version 9.0.0 Release 9)ETSI ETSI TR 136 938 V9.0.0 (2010-02) 13GPP TR 36.93
2、8 version 9.0.0 Release 9Reference DTR/TSGR-0236938v900 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 780
3、3/88 Important notice Individual copies of the present document can be downloaded from: http:/www.etsi.org The present document may be made available in more than one electronic version or in print. In any case of existing or perceived difference in contents between such versions, the reference vers
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6、tion No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2010. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTM, TIPHONTM, the TIPHON logo and the ETSI l
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8、l Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 136 938 V9.0.0 (2010-02) 23GPP TR 36.938 version 9.0.0 Release 9Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The
9、information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from
10、 the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/webapp.etsi.org/IPR/home.asp). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI
11、 SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports u
12、sing their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. ETSI ETSI TR 136 938 V9.0
13、.0 (2010-02) 33GPP TR 36.938 version 9.0.0 Release 9Contents Intellectual Property Rights 2g3Foreword . 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions, symbols and abbreviations . 7g33.1 Definitions 7g33.2 Symbols 7g33.3 Abbreviations . 7g34 UE Capability Configuration 8g35 General Requir
14、ement on E-UTRAN 8g36 Mobility between E-UTRAN and 3GPP2 Networks 9g36.1 Tunneling of cdma2000 Messages over E-UTRAN between UE and cdma2000 Access Nodes . 9g36.2 Mobility between E-UTRAN and HRPD . 10g36.2.1 Supported Frequency Band and System Release 10g36.2.2 Network Architecture and Interfaces 1
15、0g36.2.3 Mobility from E-UTRAN to HRPD . 11g36.2.3.1 HRPD System Information Transmission in E-UTRAN 11g36.2.3.2 Measuring HRPD from E-UTRAN . 12g36.2.3.2.1 Idle Mode Measurement Control . 12g36.2.3.2.2 Active Mode Measurement Control 13g36.2.3.2.3 Active Mode Measurement . 13g36.2.3.3 Pre-registrat
16、ion to HRPD Procedure . 14g36.2.3.4 E-UTRAN to HRPD Cell Re-selection . 15g36.2.3.5 E-UTRAN to HRPD Handover . 16g36.2.4 Mobility from HRPD to E-UTRAN . 16g36.2.4.1 HRPD to E-UTRAN Cell Re-selection . 16g36.2.4.2 HRPD to E-UTRAN Handover . 17g36.3 Mobility between E-UTRAN and cdma2000 1X . 17g36.3.1
17、 Supported Frequency Band and System Release 17g36.3.2 Network Architecture and Interfaces 18g36.3.3 Mobility from E-UTRAN to cdma2000 1X 18g36.3.3.1 cdma2000 1X System Information Transmission in E-UTRAN . 18g36.3.3.2 Measuring cdma2000 1X from E-UTRAN . 18g36.3.3.2.1 Idle Mode Measurement Control
18、. 19g36.3.3.2.2 Active Mode Measurement Control 19g36.3.3.2.3 Active Mode Measurement . 20g36.3.3.3 E-UTRAN to cdma2000 1X Cell Re-selection . 20g36.3.3.4 E-UTRAN to cdma2000 1X Handover . 20g36.3.4 Mobility from cdma2000 1X to E-UTRAN 21g37 Mobility between E-UTRAN and WiMAX Networks . 21g37.1 Intr
19、oduction 21g37.2 Supported Frequency Band and System Release 21g37.3 Network Architecture and Interfaces 22g37.4 Mobility from E-UTRAN to WiMAX 23g37.4.1 WiMAX System Information Transmission in E-UTRAN . 23g37.4.2 Measuring WiMAX from E-UTRAN . 24g37.4.2.1 Idle Mode Measurement Control 25g37.4.2.2
20、Active Mode Measurement Control 25g37.4.2.3 Active Mode Measurement Control and Reporting 25g37.4.3 E-UTRAN to WiMAX Cell Re-selection . 26g3ETSI ETSI TR 136 938 V9.0.0 (2010-02) 43GPP TR 36.938 version 9.0.0 Release 97.4.4 E-UTRAN to WiMAX Handover . 27g37.4.4.1 Pre-registration to the WiMAX . 27g3
21、7.4.4.2 E-UTRAN to WiMAX Handover . 28g37.5 Mobility from WiMAX to E-UTRAN 29g37.5.1 WiMAX to E-UTRAN Cell Re-selection . 29g37.5.2 WiMAX to E-UTRAN Handover . 30g37.5.2.1 Pre-registration to the E-UTRAN . 30g37.5.2.2 WiMAX to E-UTRAN Handover . 31g38 Conclusions and Recommendations . 31g38.1 Conclu
22、sions 31g31.1 Recommendations 32g3Annex A: Void 33g3Annex B: WiMAX Architecture and Interface (Informative) 34g3Annex C: Issues for Further Study . 37g3Annex D: Change History . 38g3History 39g3ETSI ETSI TR 136 938 V9.0.0 (2010-02) 53GPP TR 36.938 version 9.0.0 Release 9Foreword This Technical Repor
23、t has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
24、identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all c
25、hanges of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TR 136 938 V9.0.0 (2010-02) 63GPP TR 36.938 version 9.0.0 Release 91 Scope It is expected that IP based 3GPP ser
26、vices will be provided through various access technologies, including existing broadband radio access standards like IEEE 802.16e/ETSI BRAN, and 3GPP2 including HRPD and 1xRTT. In order to achieve this, inter-technology mobility between E-UTRAN and 3GPP2/Mobile WiMAX is considered in the study item
27、“Improved Network Controlled Mobility between E-UTRAN and 3GPP2/Mobile WiMAX Radio Technologies“. The purpose of this TR is to help TSG RAN to capture a stage 2 level solution for each of the studied mobility scenarios, which can be used as a basis to initiate the stage 3 work when moving to the wor
28、k item phase. This activity involves the Radio Access Network work area of the 3GPP studies for mobility and has impacts on both the Mobile Equipment and Access Network of the 3GPP systems. Architecture impact involving non-RAN nodes is under the responsibility of SA2. 2 References The following doc
29、uments contain provisions which, through reference in this text, constitute provisions of the present document. 1. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. 2. For a specific reference, subsequent revisions do not apply.
30、 3. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GP
31、P Specifications“. 2 3GPP TR 25.913: “Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-UTRAN)“. 3 3GPP TR 23.401: “3GPP System Architecture Evolution: GPRS Enhancements for E-UTRAN Access“. 4 3GPP TR 23.402: “3GPP System Architecture Evolution: Architecture Enhancements for non-3GPP acces
32、ses“. 5 3GPP2 C.S0024-A: “cdma2000 High Rate Packet Data Air Interface Specification”. 6 3GPP2 C.S0024-0: “cdma2000 High Rate Packet Data Air Interface Specification”. 7 3GPP2 C.S0001-A: “Introduction to cdma2000 Spread Spectrum Systems Release A”. 8 3GPP2 C.S0002-A: “Physical Layer Standard for cdm
33、a2000 Spread Spectrum Systems Release A”. 9 3GPP2 C.S0003-A: “Medium Access Control (MAC) Standard for cdma2000 Spread Spectrum Systems Release A”. 10 3GPP2 C.S0004-A: “Signaling Link Access Control (LAC) Standard for cdma2000 Spread Spectrum Systems Release A”. 11 3GPP2 C.S0005-A: “Upper Layer (Lay
34、er 3) Signaling Standard for cdma2000 Spread Spectrum Systems Release A”. 12 3GPP2 C.S0057-B: “Band Class Specification for cdma2000 Spread Spectrum Systems”. 13 WiMAX ForumTMMobile System Profile Release 1.0 (Revision 1.4.0), May 2, 2007. ETSI ETSI TR 136 938 V9.0.0 (2010-02) 73GPP TR 36.938 versio
35、n 9.0.0 Release 914 WiMAX ForumTMNetwork Architecture Release 1.0.0, March, 2007. 15 IEEE Standard 802.16e-2005: “Air Interface for Fixed Broadband Wireless Access Systems- Physical and Medium Access Control Layers for Combined Fixed and Mobile Operation in Licensed Bands” 16 3GPP TS 36.304: “Evolve
36、d Universal Terrestrial Radio Access (E-UTRA) User Equipment (UE) procedures in idle mode (Release 8)” 17 3GPP TR 23.882: “ 3GPP system architecture evolution (SAE): Report on Technical Options and Conclusions (Release 7)“ V 1.12.0 (2007-10) 3 Definitions, symbols and abbreviations 3.1 Definitions F
37、or the purposes of the present document, the terms and definitions given in TR 21.905 2 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 2. . Carrier frequency: center frequency of the cell. Frequency layer: s
38、et of cells with the same carrier frequency. 3.2 Symbols For the purposes of the present document, the following symbols apply: 3.3 Abbreviations For the purposes of the present document, the following abbreviations apply: aGW E-UTRAN Access Gateway ARQ Automatic Repeat Request AS Access Stratum CP
39、Control Plane DL DownlinkeNB E-UTRAN NodeB E-UTRA Evolved Universal Terrestrial Radio Access E-UTRAN Evolved Universal Terrestrial Radio Access Network HARQ Hybrid Automatic Repeat Request HRPD High Rate Packet Data HO Handover L1 Layer 1 (physical layer) L2 Layer 2 (data link layer) L3 Layer 3 (net
40、work layer) MAC Medium Access Control NAS Non-Access Stratum PDCP Packet Data Convergence Protocol PDU Protocol Data Unit PS Physical Slot PUSC Partial Usage of Subchannels RLC Radio Link Control RRC Radio Resource Control RTG Receive/transmit Transition Gap ETSI ETSI TR 136 938 V9.0.0 (2010-02) 83G
41、PP TR 36.938 version 9.0.0 Release 9SAE System Architecture Evolution SDU Service Data Unit TCH Traffic Channel TTG Transmit/receive Transition Gap UE User Equipment UL Uplink UP User Plane UMTS Universal Mobile Telecommunications System UTRA Universal Terrestrial Radio Access UTRAN Universal Terres
42、trial Radio Access Network WiMAX Worldwide Interoperability Microwave Access Other abbreviations used in the present document are listed in 3GPP TR 21.905 2. 4 UE Capability Configuration UE shall be able to communicate with E-UTRAN about its radio access capability, such as the system (including th
43、e release and frequency band) it supports and its receive and transmission capabilities (single/dual radio, dual receiver). UE shall transfer its capability about other radio technologies over E-UTRAN using the same procedure used to carry its E-UTRAN radio capability. The following UE capabilities
44、are transferred to the network. Non-3GPP access technology supporting Inter-RAT HO o Identifies non-3GPP access (HRPD, 1xRTT, WiMAX) supported by the UE o Identifies if inter-RAT HO is supported by the UE for the non-3GPP access List of applicable frequencies bands per access technology o Identifies
45、 the frequency bands per access technology supported by the UE o UE transmit configuration (single/dual) square4 Identifies whether the UE supports a single or dual transmitter o UE receive configuration (single/dual) square4 Identifies whether the UE supports a single or dual receiver o Measurement
46、 gaps square4 Identifies whether the UE requires UL/DL measurement gaps Note: Only capabilities directly related to RAN mobility are discussed. Other UE capabilities related to non-3GPP technologies (e.g. 3GPP2 MEID) can also be transferred over E-UTRAN. The details will be investigated during Stage
47、 3 work. 5 General Requirement on E-UTRAN The E-UTRAN shall have the following capabilities: 1. Support measurements of non 3GPP channels from the E-UTRAN; 2. Support the ability to trigger a handover to the non 3GPP system; 3. Support the ability to tunnel messages between the non 3GPP system and t
48、he E-UTRAN system; 4. Enable varying level of interworking in the specification. Depending on interworking level UE may need to use a tunnelling mechanism that minimizes the coupling between the E-UTRAN and the non 3GPP systems (to perform a handover towards a non 3GPP system); 5. The E-UTRA specifi
49、cations shall allow different terminal design and interworking levels between the non 3GPP system and E-UTRAN. ETSI ETSI TR 136 938 V9.0.0 (2010-02) 93GPP TR 36.938 version 9.0.0 Release 96 Mobility between E-UTRAN and 3GPP2 Networks 6.1 Tunneling of cdma2000 Messages over E-UTRAN between UE and cdma2000 Access Nodes In order to efficiently support handover procedures when on E-UTRAN with the target system, cdma2000 messages are sent transparently to the target system over the E-UTRAN, with the eNB and MME acting as rela
