1、 ETSI TS 121 111 V15.1.1 (2018-07) Universal Mobile Telecommunications System (UMTS); LTE; USIM and IC card requirements (3GPP TS 21.111 version 15.1.1 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 121 111 V15.1.1 (2018-07)13GPP TS 21.111 version 15.1.1 Release 15Reference RTS/TSGC-0621111vf11 Ke
2、ywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be dow
3、nloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any exist
4、ing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subj
5、ect to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/P
6、eople/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without th
7、e written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETMare trademarks of ETSI regi
8、stered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 121 111 V15.1.1 (2018-07)23GPP TS 21.111 version 15.1.1 Release 15Intel
9、lectual Property Rights Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intell
10、ectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, includ
11、ing IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include tr
12、ademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present doc
13、ument does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or repo
14、rts using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminol
15、ogy In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ET
16、SI deliverables except when used in direct citation. ETSI ETSI TS 121 111 V15.1.1 (2018-07)33GPP TS 21.111 version 15.1.1 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g32.1 Normative references . 6g32.2 Void 7g33 D
17、efinitions, symbols and abbreviations . 7g33.1 Definitions 7g33.2 Void 7g33.3 Abbreviations . 7g34 General requirements . 7g35 Security requirements . 7g35.1 File access conditions . 8g35.2 User authentication . 8g35.3 User data stored in ME . 8g35.4 Authentication 8g35.5 Data integrity of signallin
18、g elements 9g35.6 User identity confidentiality . 9g35.7 Length of security parameters 9g36 Logical issues . 9g36.1 Application selection 9g36.2 Simultaneous access . 9g37 Service Requirements . 9g37.1 Void 9g37.2 Data transfer . 9g37.3 Application execution environment . 9g37.4 Profile exchange . 9
19、g37.5 Version identification . 10g38 Physical Characteristics 10g38.1 Void 10g38.2 Void 10g39 Electrical characteristics and transmission protocols . 10g39.1 Void 10g310 Contents of the Elementary Files . 10g310.1 USIM information storage requirements 10g310.2 Phone Book 11g310.2.1 Support of two na
20、me fields per entry 11g310.2.2 Support of multiple phone numbers per entry. 11g310.2.3 Support of email address . 11g310.2.4 Support of user definable groupings . 12g310.2.5 Support of hidden entries 12g310.2.6 Number of entries . 12g310.2.7 Void 12g310.3 Storage of call details . 12g310.4 Void 12g3
21、11 3G/GSM interworking 12g311.1 Void 12g311.2 3G subscribers in a GSM network 12g3ETSI ETSI TS 121 111 V15.1.1 (2018-07)43GPP TS 21.111 version 15.1.1 Release 1512 Contact Manager 12g3Annex A (informative): Change history . 15g3History 16g3ETSI ETSI TS 121 111 V15.1.1 (2018-07)53GPP TS 21.111 versio
22、n 15.1.1 Release 15Foreword This Technical Specification has been produced by the 3GPP. The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of this TS, it will be re-released by the TSG wi
23、th an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for
24、 all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 121 111 V15.1.1 (2018-07)63GPP TS 21.111 version 15.1.1 Release 151 Scope This document defines the req
25、uirements of the USIM (Universal Subscriber Identity Module) and the IC card for 3G (UICC). These are derived from the service and security requirements defined in TS 22.100 1 and TS 22.101 2. The USIM is a 3G application on an IC card. It inter-operates with a 3G terminal and provides access to 3G
26、services. This document is intended to serve as a basis for the detailed specification of the USIM and the UICC, and the interface to the 3G terminal. 2 References 2.1 Normative references The following documents contain provisions which, through reference in this text, constitute provisions of the
27、present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GP
28、P document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TS 22.100 v3.x.x: “UMTS phase 1“ (Release 99). 2 3GPP TS 22.101: “Service principles“. 3 3GPP TS 31.101: “UICC-Terminal Interfa
29、ce; Physical and Logical Characteristics“. 4 Void. 5 ETSI TS 101 220: “ETSI Numbering System for AIDs“. 6 3GPP TS 31.111: “USIM Application Toolkit (USAT)“. 7 3GPP TS 33.102: “3G Security: Security Architecture“. 8 3GPP TS 51.011, Rel-4: “Specification of the Subscriber Identity Module - Mobile Equi
30、pment (SIM - ME) interface“. 9 Void. 10 Void. 11 ISO/IEC 7816-3: “Information technology - Identification cards - Integrated circuit(s) cards with contacts - Part 3: Electronic signals and transmission protocols“. 12 ISO/IEC 7816-4: “Identification cards - Integrated circuit cards, Part 4: Organizat
31、ion, security and commands for interchange“. 13 Void. 14 3GPP TS 36.306: “Technical Specification Group Radio Access Network; Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio access capabilities“ ETSI ETSI TS 121 111 V15.1.1 (2018-07)73GPP TS 21.111 version 15.1.1 Relea
32、se 152.2 Void 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the following definitions apply: 3.2 Void 3.3 Abbreviations For the purposes of the present document, the following abbreviations apply: ADN Abbreviated Dialling Number ATR Answer To Rese
33、t DF Dedicated File EF Elementary FileICC Integrated Circuit Card IK Integrity Key IMSI International Mobile Subscriber Identity ME Mobile Equipment MF Master FilePIN Personal Identification Number PPS Protocol and Parameter Selection SIM Subscriber Identity Module USIM Universal Subscriber Identity
34、 Module 4 General requirements The UICC shall be either a removable hardware module or a non-removable separate hardware module embedded in the ME. The USIM on a UICC shall contain an identity which unambiguously identifies a subscriber. For access to 3G services, a UICC containing a valid USIM shal
35、l be present at all times, other than for emergency calls. The specifications shall support the security requirements as defined in 3GPP TS 33.102 7. The USIM shall provide storage for subscription and subscriber related information. The UICC/USIM may also contain applications which use the features
36、 defined in the USIM Application Toolkit specification 3GPP TS 31.111 6. 5 Security requirements The USIM shall be used to provide security features. If the UICC is removed from the 3G terminal, the service shall be terminated immediately. The functions of the USIM include authenticating itself to t
37、he network and vice versa, authenticating the user and providing additional security functions as defined in 3GPP TS 33.102 7. The USIM shall be unambiguously identified. Means shall be provided to prevent fraudulent use of stolen UICCs. It shall not be possible to access data intended for USIM inte
38、rnal use, e.g. authentication keys. Further details of the following requirements are given in 3GPP TS 33.102 7. ETSI ETSI TS 121 111 V15.1.1 (2018-07)83GPP TS 21.111 version 15.1.1 Release 155.1 File access conditions Actions, such as READ, UPDATE on UICC data shall be controlled by access conditio
39、ns. These shall be satisfied prior to the action being performed. Since a UICC may contain multiple (3G and non-3G) applications, a flexible method of controlling file access shall be provided. 5.2 User authentication The USIM shall support means to authenticate the user, to provide, for example, pr
40、otection against the use of stolen cards. For the USIM, authentication shall be performed by the verification of a numeric PIN of four (4) to eight (8) decimal digits. A function to disable user authentication may exist which may be inhibited by the application provider, in which case the user shall
41、 always use the PIN. Otherwise, the user may decide whether or not to make use of the user authentication function. If disabled, the user authentication function remains disabled until the user specifically re-enables it. Following correct PIN presentation, the ME may perform functions and actions o
42、n USIM data, which are protected by the relevant access condition. If an incorrect PIN is entered, an indication shall be given to the user. After three (3) consecutive incorrect entries the relevant PIN is blocked, i.e. functions and actions on data protected by the access condition shall no longer
43、 be possible, even if between attempts the UICC has been removed, the USIM has been deselected or the ME has been switched off. Once a PIN is blocked, further PIN verifications shall be denied. The USIM shall support a mechanism for unblocking a blocked PIN. Unblocking of a PIN is performed by using
44、 the relevant PIN Unblocking Key. PINs, but not Unblock PINs, shall be changeable by the user following correct entry of either the current PIN or Unblock PIN. The Unblock PIN shall consist of eight (8) decimal digits and shall not be changeable by the user. If an incorrect Unblock PIN is presented,
45、 an indication shall be given to the user. After ten (10) consecutive incorrect entries, the Unblock PIN shall be blocked, even if between attempts the UICC has been removed, the USIM has been deselected or the ME has been switched off. Unblocking of a blocked PIN shall not be possible. It shall not
46、 be possible to read PINs or Unblock PINs. 5.3 User data stored in ME Subject to the exception below, all user related information transferred into the ME during network operations shall be deleted from the ME after removal of the UICC, deselection of the USIM, deactivation of the ME, or following a
47、n electrical reset of the UICC. This includes any data that was transferred to the ME by USIM Application Toolkit commands. User related security codes such as PIN and Unblock PIN may only be stored by the ME during the procedures involving such a code and shall be discarded by the ME immediately af
48、ter completion of the procedure. Optionally, an ME may retain some less security-sensitive data at UICC removal, USIM deselection or ME switch-off. Such data are e.g. SMS, ADN/SSC, FDN/SSC, LND. These data, when stored in the ME, shall only be readable/retrievable if the same USIM is reactivated (as
49、 determined by the IMSI). If the IMSI is retained in the ME for this purpose, it shall be stored securely and shall not be able to be read out. 5.4 Authentication A means shall be specified to mutually authenticate the USIM and the network by showing knowledge of a secret key K which is shared between and available only to the USIM and in the users Home Environment. The method is composed of a challenge/response and key establishment protocol combined with a sequence number-based one-pass protocol for network authentication. ETSI ETSI T
