1、 ETSI TS 122 038 V14.0.0 (2017-03) Digital cellular telecommunications system (Phase 2+) (GSM); Universal Mobile Telecommunications System (UMTS); LTE; (U)SIM Application Toolkit (USAT); Service description; Stage 1 (3GPP TS 22.038 version 14.0.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 122
2、038 V14.0.0 (2017-03)13GPP TS 22.038 version 14.0.0 Release 14Reference RTS/TSGS-0122038ve00 Keywords GSM,LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enr
3、egistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present d
4、ocument shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive w
5、ithin ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the pr
6、esent document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as author
7、ized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUG
8、TESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Associati
9、on. ETSI ETSI TS 122 038 V14.0.0 (2017-03)23GPP TS 22.038 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI m
10、embers and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.e
11、tsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to
12、the present document. Foreword The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and
13、 ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting R
14、ules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 122 038 V14.0.0 (2017-03)33GPP TS 22.038 version 14.0.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs term
15、inology 2g3Foreword . 5g31 Scope 6g32 References 6g32.1 Normative references . 7g33 Definitions and abbreviations . 7g33.1 Definitions 7g33.2 Abbreviations . 8g34 Description . 8g35 High level USAT requirements 9g36 SAT/USAT/ME interface requirements . 10g36.1 (U)SAT APIs 10g36.2 USAT proactive capa
16、bility . 10g36.3 ME Capability for support of bearer independent protocol 11g36.4 ME equipped with positioning features 12g37 USAT User Interface requirements 12g37.1 Data presentation requirements (e.g. Display) . 12g37.2 Data acquisition requirements (e.g. Keypad) . 12g37.3 Access requirements (e.
17、g. Menu) . 12g37.4 Menu capability 12g37.4.1 Set up capability . 12g37.4.2 Selection capability . 12g37.5 Soft-key capability . 13g37.6 User control of the SAT/USAT execution environment 13g37.7 MMS presentation requirements 13g38 Network interface requirements . 13g38.1 USAT/Network interaction 13g
18、38.2 Communication control capability . 13g38.3 Service Interworking requirements 14g39 USAT data exchange capabilities requirements . 14g39.1 Data exchange capabilities supported. 14g310 Charging requirements . 14g311 Security requirements . 15g311.1 Secure Environment requirements 15g312 Emergency
19、 calls . 15g313 Roaming . 15g314 Interaction with supplementary services 16g314.1 General . 16g314.2 Line Identification 16g314.2.1 Calling Line Identification Presentation (CLIP) . 16g314.2.2 Calling Line Identification Restriction (CLIR) . 16g314.2.3 Connected Line Identification Presentation (COL
20、P) 16g314.2.4 Connected Line Identification Restriction (COLR) 16g314.3 Call Forwarding 16g314.3.1 Call Forwarding Unconditional (CFU) . 16g3ETSI ETSI TS 122 038 V14.0.0 (2017-03)43GPP TS 22.038 version 14.0.0 Release 1414.3.2 Call Forwarding Busy (CFB) 16g314.3.3 Call Forwarding on No Reply (CFNRy)
21、 . 16g314.3.4 Call Forwarding on Not Reachable (CFNRc) . 16g314.4 Call Completion . 16g314.4.1 Call Hold (CH) . 16g314.4.2 Call Waiting (CW) 16g314.5 Multi Party (MPTY) . 17g314.6 Closed User Group (CUG) . 17g314.7 Advice of Charge (AoC) 17g314.8 Call Barring 17g314.8.1 Barring of all outgoing calls
22、 . 17g314.8.2 Barring of outgoing international calls . 17g314.8.2.1 Mobile originated calls 17g314.8.2.2 Forwarded Calls 17g314.8.3 Barring of outgoing international calls except those directed to the HPLMN country . 17g314.8.4 Barring of all incoming calls. 17g314.8.5 Barring of incoming calls whe
23、n roaming 17g314.9 Explicit Call Transfer (ECT) 17g314.10 Completion of Call to Busy Subscriber (CCBS) 17g314.11 Multiple Subscriber Profile (MSP) . 18g315 Interaction with network features . 18g315.1 Interactions with Operator Determined Barring (ODB) . 18g315.1.1 Barring of all outgoing calls . 18
24、g315.1.2 Barring of all outgoing international calls 18g315.1.3 Barring of all outgoing international calls except those directed to the home PLMN country . 18g315.1.4 Barring of outgoing calls when roaming outside the home PLMN country . 18g315.1.5 Barring of outgoing premium rate calls 18g315.1.6
25、Barring of incoming calls . 18g315.1.7 Barring of incoming calls when roaming outside the home PLMN country 18g315.1.8 Operator Specific Barring . 18g315.1.9 Barring of Supplementary Services Management . 18g315.2 Interactions with Optimal Routing (OR) 19g315.3 Interactions with MExE 19g315.4 Intera
26、ctions with CAMEL 19g316 Compatibility of USAT MEs and applications . 19g316.1 USAT Classification. 19g316.2 ME/USIM operation . 19g316.3 ME/UICC capability information exchange . 20g316.4 ME and compatibility 20g316.5 Void 20g317 Void 20g3Annex A (informative): Change history . 21g3History 23g3ETSI
27、 ETSI TS 122 038 V14.0.0 (2017-03)53GPP TS 22.038 version 14.0.0 Release 14Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following forma
28、l TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for ap
29、proval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI
30、 ETSI TS 122 038 V14.0.0 (2017-03)63GPP TS 22.038 version 14.0.0 Release 141 Scope This 3GPP Technical Specification defines the stage one description of the USIM application Toolkit (USAT). Stage one is an overall service description, primarily from the subscribers and serving environments points o
31、f view, and does not deal with the details of the human interface itself. This TS includes information applicable to network operators, serving environments and terminal, switch and database manufacturers. This TS contains the core requirements for a USIM application Toolkit (USAT) which are suffici
32、ent to provide a complete service. It is highly desirable however, that technical solutions for a USIM application Toolkit (USAT) are sufficiently flexible to allow for possible enhancements. Additional functionalities not documented in this TS may implement requirements which are considered outside
33、 the scope of this TS. This additional functionality may be on a network-wide basis, nation-wide basis or particular to a group of users. Such additional functionality shall not compromise conformance to the core requirements of the service. MEScope ofthis TSPLMNSAT/USATServer(s)SIM/USIMSAT/USATGSM/
34、UMTSFigure 1: Scope of this TS As indicated in Figure 1, the scope of this TS encompasses the USAT functionality in the UE (comprising USIM and ME) and the interaction with the PLMN environment. The USAT Server is not necessarily a separate entity as shown in the figure; nodes providing USAT service
35、s may also exist within the PLMN. The functionalities of the USAT servers (such as charging aspects, security level classification etc.) are not covered by this specification. The requirements are considered to be applicable to both GSM and UMTS systems. 2 References The following documents contain
36、provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. ETSI ETSI TS 122 038
37、 V14.0.0 (2017-03)73GPP TS 22.038 version 14.0.0 Release 14 For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the
38、 present document. 2.1 Normative references 1 3GPP TS 31.101: “UICC-Terminal Interface; Physical and Logical Characteristics“. 2 Void. 3 Void. 4 3GPP TS 51.011: “Specification of the Subscriber Identity Module, Mobile Equipment (SIM - ME) interface“ Release 4. 5 Void. 6 Void. 7 3GPP TR 21.905: “Voca
39、bulary for 3GPP Specifications“. 8 Void. 9 Void. 10 Void. 11 Void. 12 Void. 13 Void. 14 3GPP TS 31.111: “USIM Application Toolkit (USAT)“. 15 3GPP TS 31.102: “Characteristics of the USIM Application“. 16 3GPP TS 22.140: “Multimedia Messaging Service (MMS); Stage 1“. 17 3GPP TS 51.014: “Specification
40、 of the SIM Application Toolkit for the Subscriber Identity Module - Mobile Equipment (SIM - ME) interface“ Release 4. 18 ETSI TS 102 240: “UICC Application Programming Interface and Loader Requirements; Service description“ Release 6. 19 3GPP TS 22.071: “Location Services (LCS); Service description
41、; Stage 1“ 3 Definitions and abbreviations 3.1 Definitions For the purposes of this TS the following definitions apply: applet: a small program that is intended not to be run on its own, but rather to be embedded inside another application. application: USAT information in the form of software, appl
42、ications, associated resources (e.g. libraries) and/or data. bearer independent protocol: Mechanism at the interface between the USIM and the ME which provide access to the data bearers supported by the ME. buffer: A dedicated memory used to temporarily store data to be sent and/or retrieved. ETSI E
43、TSI TS 122 038 V14.0.0 (2017-03)83GPP TS 22.038 version 14.0.0 Release 14content: data and/or information associated with, or independent of, a particular application which may be presented to or collected from a user. data channel: allow the USIM and the network to exchange data using a selected da
44、ta exchange capability. link: radio resource. USAT service: a service enhanced (or made possible) by USAT technology. USAT execution environment: the USAT execution environment provides the mechanisms to operate single or multiple USAT-applications. USAT serving environment: an entity which delivers
45、 USAT services to the subscriber. This is normally the PLMN operator, but could be an entity with USAT responsibility (which may have been delegated by the PLMN operator). USAT subscriber: the owner of a PLMN subscription who has entered into an agreement with a USAT serving environment for USAT ser
46、vices. Access to USAT services though other types of networks is out of scope of this specification. USAT server: a node supporting USAT services in the USAT service environment. user: the user of a USAT UE , who may or may not be the subscriber. (U)SIM: SIM and/or USIM. 3.2 Abbreviations For the pu
47、rposes of this TS the following abbreviations apply: API Application Programming Interface CAMEL Customized Applications for Mobile network Enhanced Logic CS Circuit Switched CSE CAMEL Service Environment IN Intelligent Network ME Mobile Equipment MExE Mobile Execution Environment MMI Man Machine In
48、terface NO Network Operator PLMN Public Land Mobile Network SAT SIM Application Toolkit SCI Subscriber Controlled Input SIM Subscriber Identity Module UE User Equipment USAT USIM Application Toolkit USIM Universal Subscriber Identity Module Further abbreviations are given in TS 21.905 7. 4 Descripti
49、on USAT provides a standardised execution environment for applications stored on the UICCand the ability to utilize certain functions of the supporting mobile equipment. USAT provides mechanisms which allow applications, existing in theUICC, to interact and operate with any ME which supports the specified mechanism(s) thus ensuring interoperability between a UICC and an ME, independent of the respective manufacturers and operators. A transport mechanism is provided enabling applications to be down-loaded and/or updated. A signif
