1、 ETSI TS 131 116 V14.0.0 (2017-04) Digital cellular telecommunications system (Phase 2+) (GSM); Universal Mobile Telecommunications System (UMTS); LTE; Remote APDU Structure for (U)SIM Toolkit applications (3GPP TS 31.116 version 14.0.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 131 116 V14.0.
2、0 (2017-04)13GPP TS 31.116 version 14.0.0 Release 14Reference RTS/TSGC-0631116ve00 Keywords GSM,LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la
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9、arks registered and owned by the GSM Association. ETSI ETSI TS 131 116 V14.0.0 (2017-04)23GPP TS 31.116 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential
10、IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are
11、available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) whic
12、h are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GS
13、M identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “sho
14、uld“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. E
15、TSI ETSI TS 131 116 V14.0.0 (2017-04)33GPP TS 31.116 version 14.0.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g3Introduction 4g31 Scope 5g32 References 5g33 Definitions and abbreviations . 5g34 Remote APDU Format . 6g34.1 Remote command c
16、oding . 6g34.2 Response coding . 6g34.2.1 (U)SIM specific behaviour for Response Packets (Using SMS-PP) . 6g34.2.2 Void 6g35 Remote File Management (RFM) 6g35.1 SIM Remote File Management 6g35.2 USIM Remote File Management 7g35.3 UICC Shared File System Remote File Management 7g35.4 ISIM Remote File
17、 Management . 7g36 Remote Applet Management 7g36.1 SIM File System Access Domain Parameter 7g36.1.1 SIM Access Mechanism . 8g37 Additional command for push 9g37.1 USIM specific behaviour for responses using SMS-PP . 9g37.2 USIM specific behaviour for response using HTTP . 9g3Annex A (informative): C
18、hange History 10g3History 11g3ETSI ETSI TS 131 116 V14.0.0 (2017-04)43GPP TS 31.116 version 14.0.0 Release 14Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and
19、 may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information
20、; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. Y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorpo
21、rated in the document. Introduction The present document is the result of a split of TS 23.048 Release 5 between the generic part and the bearers specific application. The generic part has been transferred to SCP. The present document is the bearers specific part. ETSI ETSI TS 131 116 V14.0.0 (2017-
22、04)53GPP TS 31.116 version 14.0.0 Release 141 Scope The present document defines the remote management of files and applets on the SIM/USIM/ISIM. It describes the APDU format for remote management. Furthermore the document specifies: - a set of commands coded according to this APDU structure and use
23、d in the remote file management on the SIM/USIM specified in TS 51.011 1, TS 31.101 2, TS 31.102 3, TS 31.103 6. - a set of commands coded according to this APDU structure and used in the remote applet management on the SIM/USIM. This is based on ETSI TS 102 226 4. The remote APDU structure for SIM/
24、USIM/ISIM applications shall comply with the one defined in ETSI TS 102 226 4. The present document only contains additional requirements or explicit limitations for SIM/USIM/ISIM applications. 2 References The following documents contain provisions which, through reference in this text, constitute
25、provisions of the present document. References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a refe
26、rence to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TS 51.011 Release 4: “Specification of the Subscriber Identity Module Mobile Equipment (SIM-ME) interface“. 2 3GP
27、P TS 31.101: “UICC-Terminal Interface; Physical and Logical Characteristics“. 3 3GPP TS 31.102: “Characteristics of the USIM Application“. 4 ETSI TS 102 226 V13.1.0: “Smart Cards; Remote APDU structure for UICC based applications“. 5 ISO/IEC 7816-4: “Information technology Identification cards Integ
28、rated circuit cards, Part 4: Organization, security and commands for interchange“. 6 3GPP TS 31.103: “Characteristics of the IP Multimedia Services Identity Module (ISIM) application“. 7 ETSI TS 102 483 V8.1.0: “Internet Protocol connectivity between UICC and terminal” 3 Definitions and abbreviation
29、s For the purposes of the present document, the abbreviations, terms and definitions given in ETSI TS 102 226 4 apply. ETSI ETSI TS 131 116 V14.0.0 (2017-04)63GPP TS 31.116 version 14.0.0 Release 144 Remote APDU Format 4.1 Remote command coding The SIM/USIM/ISIM Remote command coding shall comply wi
30、th the Remote command coding of ETSI TS 102 226 4. 4.2 Response coding The SIM/USIM/ISIM Response coding shall comply with the Response coding of ETSI TS 102 226 4, added features are defined below. 4.2.1 (U)SIM specific behaviour for Response Packets (Using SMS-PP) If PoR is not requested, no data
31、shall be returned by the (U)SIMs RE/RA and the (U)SIMs RE/RA shall indicate to the terminal to issue an RP-ACK. If PoR is requested, data shall be returned by the (U)SIMs RE/RA. The (U)SIMs RE/RA shall indicate to the terminal to issue an RP-ACK. The data returned by the (U)SIM is the complete Respo
32、nse Packet to be included in the User Data part of the SMS-DELIVER-REPORT. Because the (U)SIM is unable to indicate to the Terminal that the TP-UDHI bit is to be set, the Sending Entity receiving the Response Packet shall expect the UDH structure in any event. If a proof of Receipt is required by th
33、e sending entity, the Additional Response Data sent by the Remote Management Application shall be formatted according to ETSI TS 102 226 4. 4.2.2 Void 5 Remote File Management (RFM) When using remote APDUs to perform RFM over HTTPS, the HTTP header fields shall be set as specified in ETSI TS 102 226
34、 4 5.1 SIM Remote File Management Command and Response formats are defined in ETSI TS 102 226 4. Nevertheless, the list of commands defined in ETSI TS 102 226 4 for Remote File Management does not apply for SIM application. All the SIM Remote File Management commands are defined below. The standardi
35、sed commands are listed in table 5.1. The commands are as defined in TS 51.011 1, except that the SELECT command is extended from the one in TS 51.011 1 to include “SELECT by path“ as defined in ISO/IEC 7816-4 6. ETSI ETSI TS 131 116 V14.0.0 (2017-04)73GPP TS 31.116 version 14.0.0 Release 14Table 5.
36、1: SIM Remote File Management Commands Operational command SELECT UPDATE BINARY UPDATE RECORD SEEK INCREASE VERIFY CHV CHANGE CHV DISABLE CHV ENABLE CHV UNBLOCK CHV INVALIDATE REHABILITATE READ BINARY READ RECORD To retrieve the Response parameters/data of a case 4 command the GET RESPONSE command d
37、efined in TS 51.011 1 shall be issued (Class Byte is A0). The GET RESPONSE and any case 2 command (i.e. READ BINARY, READ RECORD) shall only occur once in a command string and, if present, shall be the last command in the string. The Response Data shall be placed in the Additional Response Data elem
38、ent of the Response Packet. 5.2 USIM Remote File Management USIM Remote File Management shall comply with ETSI TS 102 226 4. The standardised commands are listed in ETSI TS 102 226 4. 5.3 UICC Shared File System Remote File Management UICC Shared File System Remote File Management shall comply with
39、ETSI TS 102 226 4. The standardised commands are listed in ETSI TS 102 226 4. 5.4 ISIM Remote File Management ISIM Remote File Management shall comply with ETSI TS 102 226 4. The standardised commands are listed in ETSI TS 102 226 4. 6 Remote Applet Management SIM/USIM Remote Applet Management shall
40、 comply with ETSI TS 102 226 4, added features are defined below. When using remote APDUs to perform RAM over HTTPS, ETSI TS 102 226 4 applies for the HTTP header fields values and the encoding of the body part. 6.1 SIM File System Access Domain Parameter This parameter indicates the mechanism used
41、to control the applet instance access to the SIM File System. It is a parameter of the INSTALL for install command described in ETSI TS 102 226 4. ETSI ETSI TS 131 116 V14.0.0 (2017-04)83GPP TS 31.116 version 14.0.0 Release 14This parameter shall be used only if the “SIM File Access and Toolkit Appl
42、ication Specific Parameters“ TLV object (Tag CA) is present. Value Name Support ADD length 00 See TS 102 226 4 - - 01 SIM access mechanism Optional 2 02 to FF See TS 102 226 4 - - 6.1.1 SIM Access Mechanism This mechanism shall be used, if supported, by the framework if the Access Domain Parameter v
43、alue is 01. It shall use the Access Domain Data passed at applet instantiation to define the access conditions fulfilled while the toolkit applet is running. The APDU Access Domain Data is a bit map combination of the file access condition levels described in TS 51.011 1. When the bit is set the ass
44、ociated Access Condition is granted. The APDU Access Domain Data is coded as follows: Byte 1: b8 b7 b6 b5 b4 b3 b2 b1 ADM4 ADM5 ADM6 ADM7 ADM8 ADM9 ADM10 RFU Byte 2: b8 b7 b6 b5 b4 b3 b2 b1 ALWays CHV1 CHV2 RFU ADM0 ADM1 ADM2 ADM3 ETSI ETSI TS 131 116 V14.0.0 (2017-04)93GPP TS 31.116 version 14.0.0
45、Release 14EXAMPLE: Possible combinations of fulfilled Access Conditions are shown below: ADD value Applet access condition fulfilled 00 00 No access 00 01 ALWays 00 02 CHV1 00 03 ALWays and CHV1 00 04 CHV2 00 05 ALWays and CHV2 00 06 CHV1 and CHV2 : : 00 10 ADM0 : : 00 20 ADM1 : : 00 22 ADM1 and CHV
46、1 : : 01 00 ADM4 : : 40 00 ADM10 : : 41 37 ADM10 and ADM4 and ADM1 and ADM0 and CHV2 and CHV1 and ALWays : : 7 Additional command for push The PUSH command behaviour shall comply with ETSI TS 102 226 4. The specific behaviour of USIM Toolkit applications is stated below. 7.1 USIM specific behaviour
47、for responses using SMS-PP The behaviour for responses shall comply with ETSI TS 102 226 4. As the processing of the PUSH command may result in proactive commands being issued, the PUSH command result may be sent back in the additional response data of a response packet using SMS-SUBMIT. 7.2 USIM sp
48、ecific behaviour for response using HTTP The behaviour for responses shall comply with ETSI TS 102 226 4 As the processing of the PUSH command may result in proactive commands being issued, the PUSH command result may be sent back in the additional response data of a response packet using SMS-SUBMIT
49、. The request for a TCP connection allows a remote entity to ask an application on the UICC to establish a TCP connection as defined in TS 102 483 7. When Network Access Name, Text String (User Login), Text String (User Password) data object are present in PUSH command, the TCP connection shall be opened with these parameters. When Network Access Name, Text String (User Login), Text String (User Password) data object are not present in PUSH
