1、 ETSI TS 132 422 V15.1.0 (2018-06) Digital cellular telecommunications system (Phase 2+) (GSM); Universal Mobile Telecommunications System (UMTS); LTE; Telecommunication management; Subscriber and equipment trace; Trace control and configuration management (3GPP TS 32.422 version 15.1.0 Release 15)
2、TECHNICAL SPECIFICATION ETSI ETSI TS 132 422 V15.1.0 (2018-06)13GPP TS 32.422 version 15.1.0 Release 15Reference RTS/TSGS-0532422vf10 Keywords GSM,LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - N
3、AF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electron
4、ic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) v
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7、otocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTE
8、STSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETMare trademarks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are
9、trademarks registered and owned by the GSM Association. ETSI ETSI TS 132 422 V15.1.0 (2018-06)23GPP TS 32.422 version 15.1.0 Release 15Intellectual Property Rights Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pert
10、aining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secret
11、ariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on
12、 the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being t
13、he property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification
14、(TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The
15、cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as des
16、cribed in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 132 422 V15.1.0 (2018-06)33GPP TS 32.422 version 15.1.0 Release 15Contents Intellectual Proper
17、ty Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 8g3Introduction 8g31 Scope 9g32 References 9g33 Definitions and abbreviations . 11g33.1 Definitions 11g33.2 Abbreviations . 11g34 Trace/UE measurements activation and deactivation . 12g34.1 Trace Session activation / deactivation for T
18、race and MDT 12g34.1.1 Management activation . 12g34.1.1.1 General 12g34.1.1.2 UTRAN activation mechanisms 13g34.1.1.2a UTRAN activation mechanisms for area based MDT data collections without IMSI/IMEI(SV) selection 14g34.1.1.3 PS Domain activation mechanisms . 17g34.1.1.4 CS Domain activation mecha
19、nisms . 18g34.1.1.5 IP Multimedia Subsystem activation mechanisms 18g34.1.1.6 E-UTRAN activation mechanisms 18g34.1.1.6a E-UTRAN activation mechanisms for area based MDT data collections without IMSI/IMEI(SV) selection 19g34.1.1.6b E-UTRAN activation mechanisms for area based Logged MBSFN MDT data c
20、ollections without IMSI/IMEI(SV) selection 23g34.1.1.7 EPC Domain activation mechanisms 26g34.1.1.8 5GC Domain activation mechanisms 26g34.1.1.9 NG-RAN activation mechanisms 27g34.1.2 Signalling activation . 27g34.1.2.1 General 27g34.1.2.2 Intra PLMN signalling activation 28g34.1.2.3 Inter PLMN Sign
21、alling Activation 29g34.1.2.4 UTRAN activation mechanisms 31g34.1.2.5 PS Domain activation mechanisms . 31g34.1.2.6 CS Domain activation mechanisms . 35g34.1.2.7 Void. 36g34.1.2.8 Tracing roaming subscribers . 36g34.1.2.9 Service Level Tracing for IMS activation mechanisms 36g34.1.2.9.1 General 36g3
22、4.1.2.9.2 Trace session activation for non-registered UE . 38g34.1.2.9.3 Trace session activation for a registered UE . 42g34.1.2.9.4 Trace session activation at the UE . 43g34.1.2.10 EPC activation mechanism . 44g34.1.2.10.1 UE attached to EPC via E-UTRAN . 44g34.1.2.10.2 UE attached to EPC via non
23、-3GPP accesses with DSMIPv6 on S2c or PMIP on S2a/S2b 47g34.1.2.10.3 UE attached to EPC via non-3GPP accesses with GTP on S2b interface 48g34.1.2.10.4 Inter-RAT handover from E-UTRAN to UTRAN 50g34.1.2.11 E-UTRAN activation mechanisms 52g34.1.2.12 EPC and E-UTRAN Activation mechanism for MDT 53g34.1
24、.2.12.1 General 53g34.1.2.12.2 Activation of MDT task before UE attaches to the network 54g34.1.2.12.3 Activation of MDT task after UE attachment 56g34.1.2.12.4 Handling of various scenarios during MDT activation 57g34.1.2.12.5 Activation of Logged MBSFN MDT task before UE attaches to the network 58
25、g3ETSI ETSI TS 132 422 V15.1.0 (2018-06)43GPP TS 32.422 version 15.1.0 Release 154.1.2.12.6 Activation of Logged MBSFN MDT task after UE attachment 60g34.1.2.13 PS domain activation mechanism for MDT 61g34.1.2.13.1 General 61g34.1.2.13.2 Activation of MDT task before UE attaches to the network 61g34
26、.1.2.13.2a Activation of MDT task after UE attaches to the network 63g34.1.2.13.3 Handling of various scenarios during MDT activation 65g34.1.2.14 CS domain activation mechanism for MDT 66g34.1.2.14.0 Activation of MDT task before UE attaches to the network 66g34.1.2.14.1 MDT Error Handling . 69g34.
27、1.2.15 5GC activation mechanism . 69g34.1.2.15.1 UE attached to 5GC via NG-RAN. 69g34.1.2.15.2 Inter-RAT handover between E-UTRAN and NG-RAN . 79g34.1.2.15.3 Non-3GPP access scenarios . 82g34.1.2.16 NG-RAN activation mechanisms 87g34.1.3 Management deactivation . 89g34.1.3.1 UTRAN deactivation mecha
28、nisms 89g34.1.3.2 PS Domain deactivation mechanisms . 89g34.1.3.3 CS Domain deactivation mechanisms . 89g34.1.3.4 IP Multimedia Subsystem deactivation mechanisms 89g34.1.3.5 E-UTRAN deactivation mechanisms 90g34.1.3.6 EPC Domain deactivation mechanisms 91g34.1.3.7 E-UTRAN deactivation mechanisms for
29、 MDT . 91g34.1.3.8 Deactivation mechanisms at UE for MDT 91g34.1.3.9 5GC Domain deactivation mechanisms 91g34.1.3.10 NG-RAN deactivation mechanisms 91g34.1.4 Signalling deactivation . 92g34.1.4.1 General 92g34.1.4.2 UTRAN deactivation mechanisms 92g34.1.4.3 PS Domain deactivation mechanisms . 95g34.
30、1.4.4 CS Domain deactivation mechanisms . 95g34.1.4.5 Void. 95g34.1.4.6 Service Level Trace in IMS deactivation mechanisms . 95g34.1.4.6.1 General 95g34.1.4.6.2 Trace session deactivation at an IMS NE 96g34.1.4.6.2.1 Trace session deactivation propagated by EM 96g34.1.4.6.2.2 Trace session deactivat
31、ion following a Triggering event 96g34.1.4.6.2.3 Trace session deactivation initiated directly by an EM . 96g34.1.4.6.3 Trace session deactivation at the UE . 96g34.1.4.7 EPC deactivation mechanisms 97g34.1.4.8 E-UTRAN deactivation mechanisms 100g34.1.4.9 EPC deactivation mechanisms for MDT . 100g34
32、.1.4.10 Deactivation mechanisms at UE for MDT 100g34.1.4.11 5GC deactivation mechanisms 100g34.1.4.12 NG-RAN deactivation mechanisms 102g34.1.5 MDT Trace selection conditions . 102g34.2 Trace Recording Session Start / Stop triggering for Trace and MDT 103g34.2.1 General 103g34.2.2 Starting a trace r
33、ecording session - management based 103g34.2.2.1 UTRAN starting mechanisms . 103g34.2.2.2 PS Domain starting mechanisms . 103g34.2.2.3 CS Domain starting mechanisms 103g34.2.2.4 IP Multimedia Subsystem starting mechanisms 104g34.2.2.5 E-UTRAN starting mechanism . 104g34.2.2.6 EPC Domain starting mec
34、hanisms 106g34.2.2.7 E-UTRAN starting mechanisms for MDT 106g34.2.2.8 Starting mechanisms at UE for MDT 106g34.2.2.9 5GC Domain starting mechanisms 106g34.2.2.10 NG-RAN starting mechanism . 107g34.2.3 Starting a trace recording session - signalling based 109g34.2.3.1 UTRAN starting mechanisms . 109g
35、34.2.3.2 PS Domain starting mechanisms . 112g34.2.3.3 CS Domain starting mechanisms 113g3ETSI ETSI TS 132 422 V15.1.0 (2018-06)53GPP TS 32.422 version 15.1.0 Release 154.2.3.4 Void. 115g34.2.3.5 Service level tracing for IMS starting mechanism 115g34.2.3.5.1 General 115g34.2.3.5.2 Starting mechanism
36、 at the UE . 117g34.2.3.5.3 Starting mechanism at the IMS NE . 117g34.2.3.5.4 Charging concepts for Service Level Tracing for IMS 118g34.2.3.6 E-UTRAN starting mechanism . 118g34.2.3.7 EPC starting mechanisms 119g34.2.3.8 EPC starting mechanisms for MDT 120g34.2.3.9 E-UTRAN starting mechanisms for M
37、DT 120g34.2.3.10 Starting mechanisms at UE for MDT 120g34.2.3.11 5GC starting mechanisms . 120g34.2.3.12 NG-RAN starting mechanism . 121g34.2.4 Stopping a trace recording session - management based 122g34.2.4.1 UTRAN stopping mechanisms 122g34.2.4.2 PS Domain stopping mechanisms . 122g34.2.4.3 CS Do
38、main stopping mechanisms . 124g34.2.4.4 IP Multimedia Subsystem stopping mechanisms 124g34.2.4.5 E-UTRAN stopping mechanisms 124g34.2.4.6 EPC Domain stopping mechanisms 125g34.2.4.7 E-UTRAN stopping mechanisms for MDT 125g34.2.4.8 Stopping mechanisms at UE for MDT 125g34.2.4.9 5GC Domain stopping me
39、chanisms 125g34.2.4.10 NG-RAN stopping mechanisms 125g34.2.5 Stopping a trace recording session - signalling based . 126g34.2.5.1 UTRAN stopping mechanisms 126g34.2.5.2 PS Domain stopping mechanisms . 126g34.2.5.3 CS Domain stopping mechanisms . 128g34.2.5.4 Void. 130g34.2.5.5 Service level tracing
40、for IMS stopping mechanism 130g34.2.5.5.1 General 130g34.2.5.5.2 Stopping mechanism at the UE . 131g34.2.5.5.3 Stopping mechanism at the IMS NE . 131g34.2.5.6 Service level tracing Trace session deletion and trace retrieval 131g34.2.5.7 E-UTRAN stopping mechanisms 131g34.2.5.8 EPC Domain stopping me
41、chanisms 131g34.2.5.9 EPC stopping mechanisms for MDT 132g34.2.5.10 E-UTRAN stopping mechanisms for MDT 132g34.2.5.11 Stopping mechanisms at UE for MDT 132g34.2.5.12 5GC Domain stopping mechanisms 132g34.2.5.13 NG-RAN stopping mechanisms 132g34.2.6 Void 133g34.2.7 Void 133g34.2.8 Void 133g34.2.8.1 V
42、oid. 133g34.2.8.2 Void. 133g34.2.9 Void 133g34.3 RLF reporting . 133g34.3.1 Trace session activation for RLF reporting . 133g34.3.2 Trace session deactivation for RLF reporting . 135g34.4 Handling of MDT Trace sessions at handover for Immediate MDT 135g34.5 Handling of MDT Trace sessions at handover
43、 for Logged MDT and Logged MBSFN MDT . 137g34.6 User consent handling in MDT 137g34.6.1 Signalling based MDT 137g34.6.2 Area based MDT . 138g34.7 Anonymization of MDT data for area based MDT 140g34.8 RCEF reporting 140g34.8.1 Trace session activation for RCEF reporting . 140g34.8.2 Trace session dea
44、ctivation for RCEF reporting 142g35 Trace/UE measurement control and configuration parameters 143g35.1 Triggering events (M) 143g3ETSI ETSI TS 132 422 V15.1.0 (2018-06)63GPP TS 32.422 version 15.1.0 Release 155.2 Service Level Tracing Start Triggering event (M) . 151g35.3 Trace Depth (M) . 151g35.4
45、List of NE types (M) 152g35.5 List of interfaces (O) 153g35.6 Trace Reference (M) 155g35.7 Trace Recording Session Reference (M) 156g35.8 Void 156g35.9 IP Address of Trace Collection Entity (CM,CO) . 156g35.9a Job type (CM) . 156g35.9b PLMN Target (CM) 156g35.10 MDT specific configuration parameters
46、 (CM) . 157g35.10.1 Void 157g35.10.2 Area Scope 157g35.10.3 List of measurements 157g35.10.4 Reporting Trigger . 158g35.10.5 Report Interval 158g35.10.6 Report Amount . 159g35.10.7 Event Threshold for RSRP . 160g35.10.7a Event Threshold for RSRQ . 160g35.10.8 Logging Interval . 160g35.10.9 Logging D
47、uration 161g35.10.10 Void 161g35.10.11 Trace Collection Entity Id . 161g35.10.12 Anonymization of MDT data 161g35.10.13 Event Threshold for Event 1F . 161g35.10.14 Event threshold for Event 1I . 162g35.10.15 Measurement quantity. 162g35.10.16 void . 162g35.10.17 void . 162g35.10.18 void . 162g35.10.
48、19 Positioning Method . 162g35.10.20 Collection period for RRM measurements LTE . 162g35.10.21 Collection period for RRM measurements UMTS . 163g35.10.22 Measurement period UMTS . 164g35.10.23 Measurement period LTE . 164g35.10.24 MDT PLMN List 165g35.10.25 MBSFN Area List . 165g36 MDT Reporting 166
49、g36.1 MDT reporting in case of Immediate MDT: 166g36.2 MDT reporting in case of Logged MDT 167g36.3 MDT reporting in case of Logged MBSFN MDT 168g37 Trace reporting . 169g37.1 Single operator case 169g37.2 Shared network case for Participating Operator . 170g38 RLF Reporting 171g39 RCEF Reporting . 171g3Annex A (normative): Trace failure notification file format 172g3A.1 Global structure 172g3A.2 XML elements fileHeader and fileFooter. 172g3A.2.1 XML elements fileHeader . 172g3A.2.2 XML element fileFooter. 172g3A.3 Trace failure notification specific XML elements 172g3A.4 Trac