1、 ETSI TS 133 106 V14.0.0 (2017-04) Universal Mobile Telecommunications System (UMTS); LTE; 3G security; Lawful interception requirements (3GPP TS 33.106 version 14.0.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 133 106 V14.0.0 (2017-04)13GPP TS 33.106 version 14.0.0 Release 14Reference RTS/TSG
2、S-0333106ve00 Keywords LTE,SECURITY,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The pr
3、esent document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of E
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6、 https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall n
7、ot be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for th
8、e benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 1
9、33 106 V14.0.0 (2017-04)23GPP TS 33.106 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-mem
10、bers, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuan
11、t to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present docume
12、nt. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to
13、 the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“
14、 and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 133 106 V14.0.0 (2017-04)33GPP TS 33.106 version 14.
15、0.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g3Introduction 4g31 Scope 5g32 References 5g33 Definitions and abbreviations . 6g33.1 Definitions 6g33.2 Void 7g33.3 Abbreviations . 7g34 Relationship to regional requirements 8g35 Requirement
16、s 8g35.1 Description of requirements . 8g35.1.1 General technical requirements . 9g35.1.2 General principles . 9g35.1.3 Applicability to telecommunication services 10g35.1.4 Interception within the Home and Visited Networks for roaming scenarios 10g35.2 Normal operation 11g35.2.1 Intercept administr
17、ation requirements 11g35.2.1.1 Activation of LI . 11g35.2.1.2 Deactivation of LI . 12g35.2.1.3 Security of processes . 12g35.2.2 Intercept invocation 12g35.2.2.0 General 12g35.2.2.1 Invocation events for lawful interception 12g35.2.2.2 Invocation and removal of interception regarding services . 12g3
18、5.2.2.3 Correlation of information and product. 13g35.2.2.4 Timing . 13g35.3 Exceptional procedures 13g35.4 Interworking considerations . 13g35.5 Charging aspects 14g35.6 Minimum service requirements 14g35.7 LI Requirements for encrypted services . 14g35.8 Lawful Interception for Customized Alerting
19、 Tone (CAT) 15g35.9 Lawful Interception for Customized Ringing Signal (CRS) 15g35.10 Lawful Interception for Home Node B and Home enhanced Node B (H(e)NB) . 16g35.11 Location information 17g35.11.1 General 17g35.11.2 Location Services 18g35.12 LI requirements for IMS VoIP Service 18g35.13 Delivery r
20、equirements for messaging . 18g35.14 LI requirements for management of IMS supplementary services settings 18g35.15 LI requirements for IMS Video Service . 19g36 Handover interface requirements . 19g3Annex A (informative): Bibliography . 20g3Annex B (normative): Lawful access usage of Location Servi
21、ces (LCS). 21g3Annex C (informative): Change history . 23g3History 26 ETSI ETSI TS 133 106 V14.0.0 (2017-04)43GPP TS 33.106 version 14.0.0 Release 14Foreword This Technical Specification (TS) has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are
22、subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the fi
23、rst digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented
24、when editorial only changes have been incorporated in the document. Introduction This Technical Specification has been produced by the 3GPP TSG SA to allow for the standardisation in the area of Lawful Interception (LI) of telecommunications. This document describes in general the requirements for l
25、awful interception. Laws of individual nations and regional institutions (e.g. European Union), and sometimes licensing and operating conditions define a need to intercept telecommunications traffic and related information in modern telecommunications systems. It has to be noted that lawful intercep
26、tion shall always be done in accordance with the applicable national or regional laws and technical regulations. ETSI ETSI TS 133 106 V14.0.0 (2017-04)53GPP TS 33.106 version 14.0.0 Release 141 Scope The present document provides Stage 1 interception requirements within a 3GPP network. The specifica
27、tion describes the service requirements from a Law Enforcement point of view only. The aim of this document is to define an interception system for 3GPP networks that supports a number of regional interception regulations, but these regulations are not repeated here as they vary. Regional intercepti
28、on requirements shall rely on this specification to derive such information as they require. Lawful interception services may include both passive collection of information related to PLMN services provided to a user targeted for interception and active PLMN service invocation in support of lawfully
29、 authorized surveillance activities relating to a particular target. This specification considers requirements for both forms of lawful interception. Which PLMN services are subject to lawful interception is defined in national regulations. The presence of a requirement in this specification does no
30、t in itself infer or mandate that a 3GPP operator has an obligation to implement any network service capability, which is not otherwise required to meet LI obligation compliance in relation to specific regulated services, offered by that 3GPP operator. Only those specific requirements and sub-sectio
31、ns of this specification which are applicable to specific network and/or service capabilities implemented in a 3GPP operators network shall be considered in scope for that operator. In all cases, national regulations define which requirements are applicable to 3GPP operators in each country relative
32、 to the services offered by each 3GPP operator. As such not all requirements in 33.106 will apply in all national jurisdictions or to all 3GPP operator deployments (e.g if an operator does not offer voice services, then voice LI requirement in this specification do not apply unless otherwise mandate
33、d in national regulations). Editors Note: Scope needs to be enhanced more clearly differentiate between traditional 3GPP service usage reporting and wider LI requirements covered national lawful interception obligations. These interception requirements shall be used to derive specific network requir
34、ements. For details see: Stage 2: 3GPP TS 33.107 9; Stage 3: 3GPP TS 33.108 10. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition n
35、umber, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest
36、version of that document in the same Release as the present document. 1 - 3 Void. 4 ETSI ES 201 671(V3.1.1 May 2007): “Handover Interface for the lawful interception of telecommunications traffic“. 5 - 7 Void. 8 ANSI J-STD-025-A: (April 2003): “Lawfully Authorized Electronic Surveillance“. ETSI ETSI
37、 TS 133 106 V14.0.0 (2017-04)63GPP TS 33.106 version 14.0.0 Release 149 3GPP TS 33.107: “3rd Generation Partnership Project; Technical Specification Group Services and System Aspects; 3G Security; Lawful interception architecture and functions“. 10 3GPP TS 33.108: “3rd Generation Partnership Project
38、; Technical Specification Group Services and System Aspects; 3G Security; Handover interface for Lawful Interception“. 11 3GPP TS 22.220: “Service Requirements for Home NodeBs and Home eNodeBs“. 12 3GPP TS 22.182: “Customized Alerting Tones (CAT) Requirements; Stage 1“. 13 3GPP TR 23.872: “Study on
39、Architecture of IP Mulimedia subsystem (IMS) based Customized Alerting Tone (CAT)“. 14 3GPP TS 24.182: “IP Multimedia Subsystem (IMS) Customized Alerting Tones (CAT); Protocol Specificiation“. 15 3GPP TR 29.882: “Customized Alerting Tone (CAT) in 3G CS Domain“. 16 3GPP TS 22.183: “Customized Ringing
40、 Signal (CRS) Requirements; Stage 1“. 17 3GPP TS 24.183: “IP Multimedia Subsystem (IMS) customized Ringing Signal (CRS); Protocol Specification“. 18 ETSI TS 101 671 (V3.11.1 November 2012): “Lawful Interception (LI) Handover Interface for the lawful interception of telecommunications traffic“. 19 3G
41、PP TR 21.905: “ 3rd Generation Partnership Project; Technical Specification Group Services and System Aspects; Vocabulary for 3GPP Specifications“. 20 ETSI TS 102 232-7 (V3.1.1 June 2012): “ Service-specific details for Mobile Services“ 21 3GPP TS 23.040: “Technical realization of the Short Message
42、Service (SMS)“. 22 OMA OMA-AD-MMS-V1_3-20110913-A.:“Multimedia Messaging Service Architecture“. 23 3GPP TS 22.071: “Location Services (LCS); Service description; Stage 1“. 24 3GPP TS 23.271: “Functional stage 2 description of Location Services (LCS)“. 25 3GPP TS 22 173: “IP Multimedia Core Network S
43、ubsystem (IMS) Multimedia Telephony Service and supplementary services; Stage 1“. 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 19 and the following terms apply. Content of Communication: information exchanged b
44、etween two or more users of a telecommunications service, excluding intercept related information. This includes information which may, as part of some telecommunications service, be stored by one user for subsequent retrieval by another. Customized Alerting Tone: An indication that is customized by
45、 the called party or the calling subscriber that is played to the calling party during call establishment or during an established call session indicating that the called party is being alerted, the progress of a communication request, or any alerting event during a call session. A Customized Alerti
46、ng Tone may be a piece of recorded or composed music, greeting words, voice, advertisement or video. Customized Ringing Signal: An indication to the called party as an incoming communication indication during the establishment of a communication that is customized by the calling party or the called
47、party. A Customized Ringing Signal (CRS) may e.g. be a picture, a piece of recorded or composed music, greeting words, voice, advertisement or video. ETSI ETSI TS 133 106 V14.0.0 (2017-04)73GPP TS 33.106 version 14.0.0 Release 14Intercept Related Information: information or data associated with tele
48、communication services involving the target identity, specifically communication associated information or data (e.g. unsuccessful communication attempts), service associated information or data, and location information. Interception Area: is a subset of the Public Lands Mobile Network (PLMN) servi
49、ce area comprised of a set of cells which define a geographical zone. Location Dependent Interception: is interception within a PLMN service area that is restricted to one or several Interception Areas (IA). Lawful Access Location Services: action (based on the law), performed by a network operator/access provider/service provider, of making available Location Services (LCS) and providing that information to a law enforcement monitoring facility. Depending of legislation this can be part of interception or an additional ac
