1、 ETSI TS 1Evolved Universal TPhysical c(3GPP TS 36.2TECHNICAL SPECIFICATION136 211 V13.1.0 (2016LTE; l Terrestrial Radio Access (E-l channels and modulation .211 version 13.1.0 Release 1316-04) UTRA); 13) ETSI ETSI TS 136 211 V13.1.0 (2016-04)13GPP TS 36.211 version 13.1.0 Release 13Reference RTS/TS
2、GR-0136211vd10 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present documen
3、t can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case
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6、/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without
7、the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Member
8、s. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 211 V13.1.0 (2016-04)23GPP TS 36.211 version 13.1.0 Release 13Intellectual P
9、roperty Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs)
10、; Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been ca
11、rried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Ge
12、neration Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3G
13、PP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Draf
14、ting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 211 V13.1.0 (2016-04)33GPP TS 36.211 version 13.1.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verb
15、s terminology 2g3Foreword . 7g31 Scope 8g32 References 8g33 Symbols and abbreviations . 8g33.1 Symbols 8g33.2 Abbreviations . 11g34 Frame structure . 12g34.1 Frame structure type 1 12g34.2 Frame structure type 2 13g34.3 Frame structure type 3 14g35 Uplink . 16g35.1 Overview 16g35.1.1 Physical channe
16、ls 16g35.1.2 Physical signals. 16g35.2 Slot structure and physical resources 16g35.2.1 Resource grid 16g35.2.2 Resource elements 18g35.2.3 Resource blocks 18g35.2.4 Narrowbands . 18g35.2.5 Guard period for narrowband retuning . 19g35.3 Physical uplink shared channel 20g35.3.1 Scrambling 20g35.3.2 Mo
17、dulation 21g35.3.2A Layer mapping 22g35.3.2A.1 Layer mapping for transmission on a single antenna port . 22g35.3.2A.2 Layer mapping for spatial multiplexing 22g35.3.3 Transform precoding. 23g35.3.3A Precoding 23g35.3.3A.1 Precoding for transmission on a single antenna port . 23g35.3.3A.2 Precoding f
18、or spatial multiplexing 23g35.3.4 Mapping to physical resources 26g35.4 Physical uplink control channel 29g35.4.1 PUCCH formats 1, 1a and 1b . 29g35.4.2 PUCCH formats 2, 2a and 2b . 33g35.4.2A PUCCH format 3 34g35.4.2B PUCCH format 4 36g35.4.2C PUCCH format 5 36g35.4.3 Mapping to physical resources
19、37g35.5 Reference signals 40g35.5.1 Generation of the reference signal sequence . 40g35.5.1.1 Base sequences of length RBsc3N or larger 40g35.5.1.2 Base sequences of length less than RBsc3N 41g35.5.1.3 Group hopping 43g35.5.1.4 Sequence hopping . 44g35.5.1.5 Determining virtual cell identity for seq
20、uence generation 44g35.5.2 Demodulation reference signal . 45g35.5.2.1 Demodulation reference signal for PUSCH 45g35.5.2.1.1 Reference signal sequence . 45g3ETSI ETSI TS 136 211 V13.1.0 (2016-04)43GPP TS 36.211 version 13.1.0 Release 135.5.2.1.2 Mapping to physical resources 47g35.5.2.2 Demodulation
21、 reference signal for PUCCH 47g35.5.2.2.1 Reference signal sequence . 47g35.5.2.2.2 Mapping to physical resources 49g35.5.3 Sounding reference signal . 50g35.5.3.1 Sequence generation 50g35.5.3.2 Mapping to physical resources 50g35.5.3.3 Sounding reference signal subframe configuration . 53g35.6 SC-
22、FDMA baseband signal generation 54g35.7 Physical random access channel . 55g35.7.1 Time and frequency structure . 55g35.7.2 Preamble sequence generation 61g35.7.3 Baseband signal generation. 64g35.8 Modulation and upconversion 65g36 Downlink 66g36.1 Overview 66g36.1.1 Physical channels 66g36.1.2 Phy
23、sical signals. 66g36.2 Slot structure and physical resource elements 67g36.2.1 Resource grid 67g36.2.2 Resource elements 68g36.2.3 Resource blocks 69g36.2.3.1 Virtual resource blocks of localized type 69g36.2.3.2 Virtual resource blocks of distributed type . 69g36.2.4 Resource-element groups 71g36.2
24、.4A Enhanced Resource-Element Groups (EREGs) 72g36.2.5 Guard period for half-duplex FDD operation . 72g36.2.6 Guard Period for TDD Operation . 72g36.2.7 Narrowbands . 72g36.2.8 Guard period for narrowband retuning . 72g36.3 General structure for downlink physical channels 74g36.3.1 Scrambling 74g36.
25、3.2 Modulation 75g36.3.3 Layer mapping 75g36.3.3.1 Layer mapping for transmission on a single antenna port . 75g36.3.3.2 Layer mapping for spatial multiplexing 76g36.3.3.3 Layer mapping for transmit diversity 77g36.3.4 Precoding 77g36.3.4.1 Precoding for transmission on a single antenna port . 77g36
26、.3.4.2 Precoding for spatial multiplexing using antenna ports with cell-specific reference signals 77g36.3.4.2.1 Precoding without CDD 78g36.3.4.2.2 Precoding for large delay CDD . 78g36.3.4.2.3 Codebook for precoding and CSI reporting . 79g36.3.4.3 Precoding for transmit diversity 80g36.3.4.4 Preco
27、ding for spatial multiplexing using antenna ports with UE-specific reference signals. 81g36.3.5 Mapping to resource elements 82g36.4 Physical downlink shared channel 83g36.4.1 Physical downlink shared channel for BL/CE UEs 84g36.5 Physical multicast channel . 85g36.6 Physical broadcast channel . 86g
28、36.6.1 Scrambling 86g36.6.2 Modulation 86g36.6.3 Layer mapping and precoding 86g36.6.4 Mapping to resource elements 86g36.7 Physical control format indicator channel 88g36.7.1 Scrambling 88g36.7.2 Modulation 88g36.7.3 Layer mapping and precoding 88g36.7.4 Mapping to resource elements 89g36.8 Physica
29、l downlink control channel . 90g36.8.1 PDCCH formats 90g3ETSI ETSI TS 136 211 V13.1.0 (2016-04)53GPP TS 36.211 version 13.1.0 Release 136.8.2 PDCCH multiplexing and scrambling 90g36.8.3 Modulation 90g36.8.4 Layer mapping and precoding 91g36.8.5 Mapping to resource elements 91g36.8A Enhanced physical
30、 downlink control channel 92g36.8A.1 EPDCCH formats . 92g36.8A.2 Scrambling 93g36.8A.3 Modulation 93g36.8A.4 Layer mapping and precoding 94g36.8A.5 Mapping to resource elements 94g36.8B MTC physical downlink control channel . 95g36.8B.1 MPDCCH formats 95g36.8B.2 Scrambling 96g36.8B.3 Modulation 96g3
31、6.8B.4 Layer mapping and precoding 96g36.8B.5 Mapping to resource elements 96g36.9 Physical hybrid ARQ indicator channel . 99g36.9.1 Modulation 99g36.9.2 Resource group alignment, layer mapping and precoding 100g36.9.3 Mapping to resource elements 102g36.10 Reference signals 104g36.10.1 Cell-specifi
32、c Reference Signal (CRS). 104g36.10.1.1 Sequence generation 104g36.10.1.2 Mapping to resource elements. 104g36.10.2 MBSFN reference signals . 108g36.10.2.1 Sequence generation 108g36.10.2.2 Mapping to resource elements. 108g36.10.3 UE-specific reference signals associated with PDSCH 110g36.10.3.1 Se
33、quence generation 110g36.10.3.2 Mapping to resource elements. 111g36.10.3A Demodulation reference signals associated with EPDCCH or MPDCCH 116g36.10.3A.1 Sequence generation 116g36.10.3A.2 Mapping to resource elements. 117g36.10.4 Positioning reference signals 119g36.10.4.1 Sequence generation 119g3
34、6.10.4.2 Mapping to resource elements. 119g36.10.4.3 Positioning reference signal subframe configuration 120g36.10.5 CSI reference signals 122g36.10.5.1 Sequence generation 122g36.10.5.2 Mapping to resource elements. 122g36.10.5.3 CSI reference signal subframe configuration 128g36.11 Synchronization
35、 signals 129g36.11.1 Primary synchronization signal (PSS) 129g36.11.1.1 Sequence generation 129g36.11.1.2 Mapping to resource elements. 129g36.11.2 Secondary synchronization signal (SSS) 130g36.11.2.1 Sequence generation 130g36.11.2.2 Mapping to resource elements. 132g36.11A Discovery signal . 132g3
36、6.12 OFDM baseband signal generation 134g36.13 Modulation and upconversion 134g37 Generic functions . 135g37.1 Modulation mapper 135g37.1.1 BPSK 135g37.1.2 QPSK 135g37.1.3 16QAM . 136g37.1.4 64QAM. 137g37.1.5 256QAM . 138g37.2 Pseudo-random sequence generation 141g38 Timing 141g3ETSI ETSI TS 136 211
37、 V13.1.0 (2016-04)63GPP TS 36.211 version 13.1.0 Release 138.1 Uplink-downlink frame timing . 141g39 Sidelink. 141g39.1 Overview 141g39.1.1 Physical channels 141g39.1.2 Physical signals. 142g39.1.3 Handling of simultaneous sidelink and uplink/downlink transmissions . 142g39.2 Slot structure and phys
38、ical resources 143g39.2.1 Resource grid 143g39.2.2 Resource elements 143g39.2.3 Resource blocks 143g39.2.4 Resource pool . 144g39.2.5 Guard period . 144g39.3 Physical Sidelink Shared Channel 144g39.3.1 Scrambling 144g39.3.2 Modulation 144g39.3.3 Layer mapping 144g39.3.4 Transform precoding. 145g39.3
39、.5 Precoding 145g39.3.6 Mapping to physical resources 145g39.4 Physical Sidelink Control Channel . 146g39.4.1 Scrambling 146g39.4.2 Modulation 146g39.4.3 Layer mapping 146g39.4.4 Transform precoding. 146g39.4.5 Precoding 146g39.4.6 Mapping to physical resources 146g39.5 Physical Sidelink Discovery C
40、hannel. 146g39.5.1 Scrambling 146g39.5.2 Modulation 147g39.5.3 Layer mapping 147g39.5.4 Transform precoding. 147g39.5.5 Precoding 147g39.5.6 Mapping to physical resources 147g39.6 Physical Sidelink Broadcast Channel . 147g39.6.1 Scrambling 147g39.6.2 Modulation 147g39.6.3 Layer mapping 148g39.6.4 Tr
41、ansform precoding. 148g39.6.5 Precoding 148g39.6.6 Mapping to physical resources 148g39.7 Sidelink Synchronization Signals . 148g39.7.1 Primary sidelink synchronization signal . 148g39.7.1.1 Sequence generation 148g39.7.1.2 Mapping to resource elements. 148g39.7.2 Secondary sidelink synchronization
42、signal . 149g39.7.2.1 Sequence generation 149g39.7.2.2 Mapping to resource elements. 149g39.8 Demodulation reference signals . 149g39.9 SC-FDMA baseband signal generation 150g39.10 Timing 150g3Annex A (informative): Change history . 152g3History 156g3ETSI ETSI TS 136 211 V13.1.0 (2016-04)73GPP TS 36
43、.211 version 13.1.0 Release 13Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents o
44、f the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document
45、 under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 136 211 V13.1.0 (2016-04)83GPP TS 36.211 ve
46、rsion 13.1.0 Release 131 Scope The present document describes the physical channels for evolved UTRA. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of pu
47、blication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refer
48、s to the latest version of that document in the same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TS 36.201: “Evolved Universal Terrestrial Radio Access (E-UTRA); LTE physical layer; General description“. 3 3GPP TS 36.212: “Evolved Universal Terrest
49、rial Radio Access (E-UTRA); Multiplexing and channel coding“. 4 3GPP TS 36.213: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures“. 5 3GPP TS 36.214: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer; Measurements“. 6 3GPP TS 36.104: “Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS) radio transmission and reception“. 7 3GPP TS 36.101: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception“. 8 3GPP TS 36.321, “Evolved Universal Terre
