1、,Study Designs in Epidemiology,Ahmed Mandil, MBChB, DrPHProf of Epidemiology High Institute of Public Health University of Alexandria,Headlines,Epidemiological research Classification of designs Qualitative methods Quantitative methods Choice of design,Epidemiological Research,Lab research: applies
2、knowledge of basic sciences towards development of procedures and strategies to prevent, control and understand mechanisms of health-related phenomena Epidemic investigations: study of outbreaks, in local populations, to identify agent(s), transmission mode(s), and possible control measure(s) Popula
3、tion-based (field) research: study of distribution, determinants, control measures of health-related phenomena in chosen populations, followed by application of suitable biostatistical techniques which may allow generalization of results,Data Collection Methods,Primary: where the investigator is the
4、 first to collect the data. Sources include: medical examinations, interviews, observations, etc. Merits: less measurement error, suits objectives of the study better. Disadvantage: costly, may not be feasible. Secondary: where the data is collected by OTHERS, for other purposes that those of the cu
5、rrent study. Sources include: individual records (medical / employment); group records (census data, vital statistics),Study design: Definition,A study design is a specific plan or protocol for conducting the study, which allows the investigator to translate the conceptual hypothesis into an operati
6、onal one.,Study Designs: Types,Qualitative Quantitative Experimental Observational Basic Hybrid Incomplete,Qualitative Designs,Comparison (I),Qualitative Understanding Interview/observation Discovering frameworks Textual (words) Theory generating Quality of informant more important than sample size
7、Subjective Embedded knowledge Models of analysis: fidelity to text or words of interviewees,Quantitative Prediction Survey/questionnaires Existing frameworks Numerical Theory testing (experimental) Sample size core issue in reliability of data Objective Public Model of analysis:parametric, non-param
8、etric,Comparison (II),Quantitative Methods Observational Experimental Mixed Sampling: Random (simple, stratified, cluster, etc) or purposive Quality Assurance: Reliability: Internal and External Validity: Construct, Content, Face,Qualitative Methods Focus Groups Interviews Surveys Self-reports Obser
9、vations Document analysis Sampling: Purposive Quality Assurance: Trustworthiness: Credibility, Confirmability, Dependability, Transferability Authenticity: Fairness, Ontological, Educative, Tactical, Catalytic,Qualitative Research Types,Qualitative Research Techniques,Participant observation (field
10、notes) Interviews / Focus group discussions with key infomants Video / Text and Image analysis (documents, media data) Surveys User testing,Involves Skills of,ObservingConversingParticipatingInterpreting,Qualitative Techniques (I),Participant observation Gains insight into understanding cultural pat
11、terns to determine whats necessary and needed in tool development (complementary to interviews) Interviews/Focus groups with stakeholders Explores how tools are used and could be used in a novice programming course Gains insight into the meaning of tools for students for learning to program,Qualitat
12、ive Techniques: (II),Data analysis Themes arising from data would provide insight into current “learning to program” issues and see what is important to students / teachers / administrators Survey Useful for verifying results on a larger scale User Testing Useful for triangulating results,Rigor in Q
13、ualitative Research,Dependability Credibility Transferability Confirmability,Quantitative Designs,Quantitative designs,Observational: studies that do not involve any intervention or experiment. Experimental: studies that entail manipulation of the study factor (exposure) and randomization of subject
14、s to treatment (exposure) groups,Observational Designs,Observation Methods,Selected Units: individuals, groups Study Populations: cross-sectional, longitudinal Data collection timing: prospectively, retrospectively, combination Data collection types: primary, secondary,Study populations,Cross-sectio
15、nal: where only ONE set of observations is collected for every unit in the study, at a certain point in time, disregarding the length of time of the study as a whole Longitudinal: where TWO or MORE sets of observations are collected for every unit in the study, i.e. follow-up is involved in order to
16、 allow monitoring of a certain population (cohort) over a specified period of time. Such populations are AT RISK (disease-free) at the start of the study.,Observational Designs (Classification I),Exploratory: used when the state of knowledge about the phenomenon is poor: small scale; of limited dura
17、tion. Descriptive: used to formulate a certain hypothesis: small / large scale. Examples: case-studies; cross-sectional studies Analytical: used to test hypotheses: small / large scale. Examples: case-control, cross-sectional, cohort.,Observational Designs (Classification II),Preliminary (case-repor
18、ts, case-series) Basic (cross-sectional, case-control, cohort prospective, retrospective ) Hybrid (two or more of the above, nested case-control within cohort, etc) Incomplete (ecological, PMR, etc) Others (repeated, case cross-over, migrant, twin, etc),Case-series: Clinical case series,Clinical cas
19、e-series: usually a coherent and consecutive set of cases of a disease (or similar problem) which derive from either the practice of one or more health care professionals or a defined health care setting, e.g. a hospital or family practice. A case-series is, effectively, a register of cases. Analyse
20、 cases together to learn about the disease. Clinical case-series are of value in epidemiology for: Studying symptoms and signs Creating case definitions Clinical education, audit and research,Case series: Population based,When a clinical case-series is complete for a defined geographical area for wh
21、ich the population is known, it is, effectively, a population based case-series consisting of a population register of cases. Epidemiologically the most important case-series are registers of serious diseases or deaths (usually NCDs), and of health service utilisation, e.g. hospital admissions. Usua
22、lly compiled for administrative and legal reasons.,Case series: Natural history and spectrum,By delving into the past circumstances of these patients, including examination of past medical records, and by continuing to observe them to death (and necropsy as appropriate), health professionals can bui
23、ld up a picture of the natural history of a disease. Population case-series is a systematic extension of this series but which includes additional cases, e.g. those dying without being seen by the clinicians. Add breadth to the understanding of the spectrum and natural history of disease.,Case serie
24、s: Population,Full epidemiological use of case-series data needs information on the population to permit calculation of rates Key to understanding the distribution of disease in populations and to the study of variations over time, between places and by population characteristics Case-series can pro
25、vide the key to sound case control and cohort studies and trials Design of a case-series is conceptually simple Defines a disease or health problem to be studied and sets up a system for capturing data on the health status and related factors in consecutive cases,Case series: Requirements for interp
26、retation,To make sense of case-series data the key requirements are: The diagnosis (case definition) or, for mortality, the cause of death The date when the disease or death occurred (time) The place where the person lived, worked etc (place) The characteristics of the person (person) The opportunit
27、y to collect additional data from medical records (possibly by electronic data linkage) or the person directly The size and characteristics of the population at risk,Case series: Additional data,Case-series data can be linked to other health data either in the past or the future, e.g. mortality data
28、 can be linked to hospital admissions including at birth and childhood, cancer registrations and other records to obtain information on exposures and disease. Cases may also be contacted for additional information. This type of action may turn a case-series design into a cohort design.,Case series:
29、Strengths,Population case-series permit two arguably unique forms of epidemiological analysis and insight. Paint a truly national and even international population perspective on disease. The disease patterns can be related to aspects of society or the environment that affect the population but have
30、 no sensible measure at the individual level e.g. ozone concentration at ground level and the thickness of the ozone layer in the earths atmosphere.,Cross-sectional Studies (Community health studies, surveys),Characteristics: detects point prevalence; relative conditions; allows for stratification M
31、erits: feasible; quick; economic; allows study of several diseases / exposures; useful for estimation of the population burden, health planning and priority setting of health problems Limitations: temporal ambiguity (cannot determine whether the exposure preceded outcome); possible measurement error
32、; not suitable for rare conditions; liable to survivor bias Effect measure: Odds Ratio,Case - Control Studies,Characteristics: two source populations; assumption that non-cases are representative of the source population of cases. Merits: least expensive; least time-consuming; suitable for study of
33、rare diseases (especially NCDs) Limitations: not suitable for rare exposures; liable to selection bias and recall bias; not suitable for calculation of frequency measures. Effect measure: Odds Ratio,Cohort Studies,Characteristics: follow-up period (prospective; retrospective) Merits: no temporal amb
34、iguity; several outcomes could be studied at the same time; suitable for incidence estimation Limitations (of prospective type): expensive; time-consuming; inefficient for rare diseases; may not be feasible Effect measure: Risk Ratio (Relative Risk),Cohort Design,time,Study begins here,Study populat
35、ion free of disease,Factor present,Factor absent,disease,no disease,disease,no disease,present,future,Ecological studies (I),These are studies where exposure data relating to a place (say hardness of water, which could be collected on individuals) are correlated with health data collected on individ
36、uals but summarised by place (say CHD rates). Conceptually, the ecological component in this kind of study is an issue of data analysis and not study design. What is missing: relationship between exposure and outcome at the individual level (incomplete design),Ecological studies (II),Cross-sectional
37、, case-control and cohort studies and trials (and not just population case-series) could also be analysed in relation to such “ecological“ variables and such units of analysis. Most ecological analyses are based on population case-series. Ecological analyses are subject to the ecological fallacy.,Ec
38、ological fallacy: example,Imagine a study of the rate of coronary heart disease in the capital cities of the world relating the rate to average income. Within the cities studied, coronary heart disease is higher in the richer cities than in the poorer ones. We might predict from such a finding that
39、being rich increases your risk of heart disease. In the industrialised world the opposite is the case - within cities such as London, Washington and Stockholm, poor people have higher CHD rates than rich ones. The ecological fallacy is usually interpreted as a major weakness of ecological analyses.
40、Ecological analyses, however, informs us about forces which act on whole populations.,Experimental Designs,Experimental Study Design,A study in which a population is selected for a planned trial of a regimen, whose effects are measured by comparing the outcome of the regimen in the experimental grou
41、p versus the outcome of another regimen in the control group. Such designs are differentiated from observational designs by the fact that there is manipulation of the study factor (exposure), and randomization (random allocation) of subjects to treatment (exposure) groups.,Why Performed ?,Provide st
42、ronger evidence of the effect (outcome) compared to observational designs, with maximum confidence and assurance Yield more valid results, as variation is minimized and bias controlled Determine whether experimental treatments are safe and effective under “controlled environments” (as opposed to “na
43、tural settings” in observational designs), especiallywhen the margin of expected benefit is doubtful / narrow (10 - 30%),Experimental Design,time,Study begins here (baseline point),Study population,Intervention,Control,outcome,no outcome,outcome,no outcome,baseline,future,RANDOMIZATION,Types of tria
44、ls,RCT Advantages (I),the “gold standard” of research designs. They thus provide the most convincing evidence of relationship between exposure and effect. Example: trials of hormone replacement therapy in menopausal women found no protection for heart disease, contradicting findings of prior observa
45、tional studies,RCT Advantages (II),Best evidence study design No inclusion bias (using blinding) Controlling for possible confounders Comparable Groups (using randomization),RCT Disadvantages,Large trials (may affect statistical power) Long term follow-up (possible losses) Compliance Expensive Publi
46、c health perspective ? Possible ethical questions,Choice of Design (I),Depends on: Research Questions Research Goals Researcher Beliefs and Values Researcher Skills Time and Funds,Choice of design (II),It is also related to: Status of existent knowledge Occurrence of disease Duration of latent perio
47、d Nature and availability of information Available resources,Comparing study designs,Theme Ease Timing Maintenance and continuity Costs Ethics Data utilisation Main contribution Observer bias Selection bias Analytic output,Overlap in the conceptual basis of quantitative study designs,The cross-secti
48、onal study can be repeated If the same sample is studied for a second time i.e. it is followed up, the original cross-sectional study now becomes a cohort study. If, during a cohort study, possibly in a subgroup, the investigator imposes an intervention, a trial begins. Cohort study also gives birth
49、 to case-control studies, using incident cases (nested case control study). Cases in a case-series, particularly a population based one, may be the starting point of a case-control study or a trial. Not every epidemiological study fits neatly into one of the basic designs.,Conclusion (I),Qualitative
50、 designs are complementary to quantitative designs, are important in study of social determinants of health problems Quantitative designs have a common goal to understand the frequency and causes of health-related phenomena Seeking causes starts by describing associations between exposures (causes) and outcomes,
