1、BS EN 16831:2016Tractors and machinery foragriculture and forestry Safety Format for reportingaccidentsBSI Standards PublicationBS EN 16831:2016 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of EN 16831:2016. The UK participation in its preparation was entrusted to
2、TechnicalCommittee AGE/6, Agricultural tractors and forestry machinery. A list of organizations represented on this committee can be obtained on request to its secretary.This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct app
3、lication. The British Standards Institution 2016.Published by BSI Standards Limited 2016ISBN 978 0 580 88631 7 ICS 13.200; 35.240.99 Compliance with a British Standard cannot confer immunity from legal obligations.This British Standard was published under the authority of the Standards Policy and St
4、rategy Committee on 31 August 2016.Amendments/corrigenda issued since publicationDate Text affectedBS EN 16831:2016g3g3g3g8g24g21g18g19g8g4g17g3g22g23g4g17g7g4g21g7g3g17g18g21g16g8g3g8g24g21g18g19g50g8g17g17g8g3g8g24g21g18g19g34g12g22g6g11g8g3g17g18g21g16g3EN 16831 g3 g3g3 g4g151g137g151g149g150g3g8
5、84g882g883g888g3g12g6g22g3g883g885g484g884g882g882g482g3g885g887g484g884g886g882g484g891g891g3g8g144g137g142g139g149g138g3g25g135g148g149g139g145g144g3g3g23g148g131g133g150g145g148g149g3g131g144g134g3g143g131g133g138g139g144g135g148g155g3g136g145g148g3g131g137g148g139g133g151g142g150g151g148g135g3g1
6、31g144g134g3g136g145g148g135g149g150g148g155g3g486g3g22g131g136g135g150g155g3g486g3g9g145g148g143g131g150g3g136g145g148g3g148g135g146g145g148g150g139g144g137g3g131g133g133g139g134g135g144g150g149g3g23g148g131g133g150g135g151g148g149g3g131g137g148g139g133g145g142g135g149g3g135g150g3g136g145g148g135g1
7、49g150g139g135g148g149g3g486g3g22g177g133g151g148g139g150g177g3g486g3g9g145g148g143g131g150g3g134g135g149g3g148g131g146g146g145g148g150g149g3g134g821g131g133g133g139g134g135g144g150g149g3g3 g15g131g144g134g486g3g151g144g134g3g136g145g148g149g150g153g139g148g150g149g133g138g131g136g150g142g139g133g13
8、8g135g3g23g148g131g141g150g145g148g135g144g3g151g144g134g3g16g131g149g133g138g139g144g135g144g3g486g3g22g139g133g138g135g148g138g135g139g150g3g486g3g7g131g150g135g144g135g148g136g131g149g149g151g144g137g149g132g145g137g135g144g3g136g242g148g3g24g144g136g161g142g142g135g3g23g138g139g149g3g8g151g148g1
9、45g146g135g131g144g3g22g150g131g144g134g131g148g134g3g153g131g149g3g131g146g146g148g145g152g135g134g3g132g155g3g6g8g17g3g145g144g3g883g890g3g13g151g144g135g3g884g882g883g888g484g3g3g3g6g8g17g3g143g135g143g132g135g148g149g3g131g148g135g3g132g145g151g144g134g3g150g145g3g133g145g143g146g142g155g3g153g1
10、39g150g138g3g150g138g135g3g6g8g17g512g6g8g17g8g15g8g6g3g12g144g150g135g148g144g131g142g3g21g135g137g151g142g131g150g139g145g144g149g3g153g138g139g133g138g3g149g150g139g146g151g142g131g150g135g3g150g138g135g3g133g145g144g134g139g150g139g145g144g149g3g136g145g148g3g137g139g152g139g144g137g3g150g138g13
11、9g149g3g8g151g148g145g146g135g131g144g3g22g150g131g144g134g131g148g134g3g150g138g135g3g149g150g131g150g151g149g3g145g136g3g131g3g144g131g150g139g145g144g131g142g3g149g150g131g144g134g131g148g134g3g153g139g150g138g145g151g150g3g131g144g155g3g131g142g150g135g148g131g150g139g145g144g484g3g24g146g486g15
12、0g145g486g134g131g150g135g3g142g139g149g150g149g3g131g144g134g3g132g139g132g142g139g145g137g148g131g146g138g139g133g131g142g3g148g135g136g135g148g135g144g133g135g149g3g133g145g144g133g135g148g144g139g144g137g3g149g151g133g138g3g144g131g150g139g145g144g131g142g3g149g150g131g144g134g131g148g134g149g3g
13、143g131g155g3g132g135g3g145g132g150g131g139g144g135g134g3g145g144g3g131g146g146g142g139g133g131g150g139g145g144g3g150g145g3g150g138g135g3g6g8g17g486g6g8g17g8g15g8g6g3g16g131g144g131g137g135g143g135g144g150g3g6g135g144g150g148g135g3g145g148g3g150g145g3g131g144g155g3g6g8g17g3g143g135g143g132g135g148g4
14、84g3g3g23g138g139g149g3g8g151g148g145g146g135g131g144g3g22g150g131g144g134g131g148g134g3g135g154g139g149g150g149g3g139g144g3g150g138g148g135g135g3g145g136g136g139g133g139g131g142g3g152g135g148g149g139g145g144g149g3g523g8g144g137g142g139g149g138g481g3g9g148g135g144g133g138g481g3g10g135g148g143g131g14
15、4g524g484g3g4g3g152g135g148g149g139g145g144g3g139g144g3g131g144g155g3g145g150g138g135g148g3g142g131g144g137g151g131g137g135g3g143g131g134g135g3g132g155g3g150g148g131g144g149g142g131g150g139g145g144g3g151g144g134g135g148g3g150g138g135g3g148g135g149g146g145g144g149g139g132g139g142g139g150g155g3g145g13
16、6g3g131g3g6g8g17g3g143g135g143g132g135g148g3g139g144g150g145g3g139g150g149g3g145g153g144g3g142g131g144g137g151g131g137g135g3g131g144g134g3g144g145g150g139g136g139g135g134g3g150g145g3g150g138g135g3g6g8g17g486g6g8g17g8g15g8g6g3g16g131g144g131g137g135g143g135g144g150g3g6g135g144g150g148g135g3g138g131g1
17、49g3g150g138g135g3g149g131g143g135g3g149g150g131g150g151g149g3g131g149g3g150g138g135g3g145g136g136g139g133g139g131g142g3g152g135g148g149g139g145g144g149g484g3g3g6g8g17g3g143g135g143g132g135g148g149g3g131g148g135g3g150g138g135g3g144g131g150g139g145g144g131g142g3g149g150g131g144g134g131g148g134g149g3g
18、132g145g134g139g135g149g3g145g136g3g4g151g149g150g148g139g131g481g3g5g135g142g137g139g151g143g481g3g5g151g142g137g131g148g139g131g481g3g6g148g145g131g150g139g131g481g3g6g155g146g148g151g149g481g3g6g156g135g133g138g3g21g135g146g151g132g142g139g133g481g3g7g135g144g143g131g148g141g481g3g8g149g150g145g1
19、44g139g131g481g3g9g139g144g142g131g144g134g481g3g9g145g148g143g135g148g3g28g151g137g145g149g142g131g152g3g21g135g146g151g132g142g139g133g3g145g136g3g16g131g133g135g134g145g144g139g131g481g3g9g148g131g144g133g135g481g3g10g135g148g143g131g144g155g481g3g10g148g135g135g133g135g481g3g11g151g144g137g131g1
20、48g155g481g3g12g133g135g142g131g144g134g481g3g12g148g135g142g131g144g134g481g3g12g150g131g142g155g481g3g15g131g150g152g139g131g481g3g15g139g150g138g151g131g144g139g131g481g3g15g151g154g135g143g132g145g151g148g137g481g3g16g131g142g150g131g481g3g17g135g150g138g135g148g142g131g144g134g149g481g3g17g145g
21、148g153g131g155g481g3g19g145g142g131g144g134g481g3g19g145g148g150g151g137g131g142g481g3g21g145g143g131g144g139g131g481g3g22g142g145g152g131g141g139g131g481g3g22g142g145g152g135g144g139g131g481g3g22g146g131g139g144g481g3g22g153g135g134g135g144g481g3g22g153g139g150g156g135g148g142g131g144g134g481g3g23
22、g151g148g141g135g155g3g131g144g134g24g144g139g150g135g134g3g14g139g144g137g134g145g143g484g3g3g3g3g3g8g24g21g18g19g8g4g17g3g6g18g16g16g12g23g23g8g8g3g9g18g21g3g22g23g4g17g7g4g21g7g12g29g4g23g12g18g17g3g6g18g16g12g23g50g3g8g24g21g18g19g50g8g17g3g7g8g3g17g18g21g16g4g15g12g22g4g23g12g18g17g3g8g24g21g18
23、g19g34g12g22g6g11g8g22g3g14g18g16g12g23g8g8g3g9g111g21g3g17g18g21g16g24g17g10g3g3g3g3CEN-CENELECg3Management Centre: Avenue Marnix 17, B-1000 Brussels g825g3g884g882g883g888g3g6g8g17g3 g4g142g142g3g148g139g137g138g150g149g3g145g136g3g135g154g146g142g145g139g150g131g150g139g145g144g3g139g144g3g131g14
24、4g155g3g136g145g148g143g3g131g144g134g3g132g155g3g131g144g155g3g143g135g131g144g149g3g148g135g149g135g148g152g135g134g3g153g145g148g142g134g153g139g134g135g3g136g145g148g3g6g8g17g3g144g131g150g139g145g144g131g142g3g16g135g143g132g135g148g149g484g3g21g135g136g484g3g17g145g484g3g8g17g3g883g888g890g885
25、g883g483g884g882g883g888g3g8BS EN 16831:2016EN 16831:2016 (E) 2 Contents Page European foreword . 3 Introduction 4 1 Scope 5 2 Normative references 5 3 Terms and definitions . 5 4 Reporting format of the public part . 6 4.1 Main structure of the cells . 6 4.1.1 General 6 4.1.2 Equipment . 6 4.1.3 Na
26、ture of the accident 7 4.1.4 Environmental factors . 8 4.1.5 Human factors 8 4.2 Entry sheet . 9 5 Reporting format of the concealed part 9 5.1 Content of concealed part 9 5.2 Entry sheet . 9 Annex A (normative) Accident Reporting Protocol 10 Annex B (informative) Example of Entry Form for the publi
27、c information . 24 Annex C (informative) Example of Entry Form for concealed information . 25 BS EN 16831:2016g8g17g3g883g888g890g885g883g483g884g882g883g888g3g525g8g5262BS EN 16831:2016EN 16831:2016 (E) 3 European foreword This document (EN 16831:2016) has been prepared by Technical Committee CEN/T
28、C 144 “Tractors and machinery for agriculture and forestry”, the secretariat of which is held by AFNOR. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by February 2017, and conflicting national stan
29、dards shall be withdrawn at the latest by February 2017. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN shall not be held responsible for identifying any or all such patent rights. According to the CEN-CENELEC Internal Regula
30、tions, the national standards organisations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Ita
31、ly, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. BS EN 16831:2016g8g17g3g883g888g890g885g883g483g884g882g883g888g3g525g8g5263BS EN 16831:2016EN 16831:2016 (E) 4 Introduction This E
32、uropean Standard establishes a uniform format to record data related to accidents where tractors and/or agricultural machinery are involved. The reporting format defined in this document is intended to be used by all stakeholders dealing with these accidents, such as manufacturers of the products co
33、vered by its scope, health and safety bodies, insurance companies, market surveillance authorities, labour authorities and professional organizations. The standardized reporting format, based on a selection of defined cell content, will allow statistical processing of the data, and the confidence le
34、vel will grow together with the quantity of the data entered in a database. Where possible and appropriate, the codes from ESAW1)have been used. The standardized reporting format, when used by the different stakeholders, will allow an easy and understandable exchange of data and enhance the confiden
35、ce level of the data which are provided by the different stakeholders. The implementation of the ESAW methodology, where appropriate, may accelerate the integration of the technical aspects of accidents with agricultural machinery in the Phase III of the ESAW project: http:/ec.europa.eu/eurostat/sta
36、tistics-explained/index.php/Accidents_at_work_statistics This document is considering the technical aspects of the equipment, but addresses also in detail other parameters, such as human behaviour and fitness, the environment and the mode in which the equipment was used at the time of the accident.
37、The nature of the data defined by this document is split in two parts, a public part and a concealed one. This will allow to keep the concealed information separated from the public information. The data for public information is anonymous, in order to avoid that the data of a particular accident do
38、 allow retrieval of the details of the accident in question. So there are no names, no exact places, no brands, nor models of equipment in the public part. 1) ESAW, European Statistics At Work, register developed since 1990 by the EU Commission (DG EMPL and EUROSTAT) together with the Member States.
39、 http:/ec.europa.eu/employment_social/publications/2002/ke4202569_en.html http:/circa.europa.eu/Public/irc/dsis/hasaw/library?l=/statisstics_methodology/esaw_methodology/ke4202569_en_pdf/. BS EN 16831:2016g8g17g3g883g888g890g885g883g483g884g882g883g888g3g525g8g5264BS EN 16831:2016EN 16831:2016 (E) 5
40、 1 Scope This European Standard establishes a uniform format for reporting accidents where the following equipment are involved: agricultural and forestry tractors (NACE code 09.02.03.01); equipment fitted on tractors (e.g. a front end loader) (NACE code 09.02.99.00); equipment mounted on the tracto
41、r (front and/or rear) (NACE code 09.02.99.00); equipment towed by tractors (trailers and machinery) (NACE code 09.02.04.99); self-propelled machinery (NACE code 09.02.03.02); telescopic loaders (NACE code 09.02.03.02); lawn and gardening equipment (NACE code 09.02.99.00); powered hand-held machinery
42、 used in agriculture (NACE code 09.02.99.00). Accidents with this equipment on road use are also covered by this document. Are excluded from the scope of this document: the above-mentioned equipment when used in another environment than agriculture, forestry and landscape gardening (e.g. tractors us
43、ed on construction sites); material handling equipment other than telescopic loaders, skid steer loaders, wheel loaders and front-end loaders mounted on tractors. All profiles of harmed persons should be in the scope. There should be no distinction/exemption between employers, employees, self-employ
44、ed persons, bystanders or other persons involved in the accident. Situations that are excluded from the scope of this document: near-miss accidents and other incidents, not resulting in harm; chronic diseases as a result of physical agents. Fire hazards are only in the Scope for those fire accidents
45、 that have caused physical harm. 2 Normative references The following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referen
46、ced document (including any amendments) applies. EN ISO 12100:2010, Safety of machinery - General principles for design - Risk assessment and risk reduction (ISO 12100:2010) 3 Terms and definitions For the purposes of this document, the terms and definitions given in EN ISO 12100:2010 and the follow
47、ing apply. BS EN 16831:2016g8g17g3g883g888g890g885g883g483g884g882g883g888g3g525g8g5265BS EN 16831:2016EN 16831:2016 (E) 6 3.1 equipment tractors and machinery listed as being in the scope of this document 3.2 bystander person other than the operator/driver that is exposed to harm, either involved o
48、r not in the activities of the equipment 3.3 victim person that has been harmed as a result of an accident 4 Reporting format of the public part 4.1 Main structure of the cells 4.1.1 General All recorded data related to a particular accident can be grouped into four main sections: a) the equipment i
49、nvolved; b) the nature of the accident; c) the environmental factors; and d) the human factors. For each cell, one of the defined options as given in Annex A of this document shall be selected. It is not possible to enter other options than those defined in Annex A. This coding is in line with the ESAW methodology. NOTE Filtering the relevant codes of Table A.3 in function of the category of accident and category of equipment could be dealt with at the next revision of the standard or in new part of this standard, under evaluation. In particular this would be i
