1、 ETSI EG 201 399 V3.1.1 (2015-03) Electromagnetic compatibility and Radio spectrum Matters (ERM); A guide to the production of Harmonized Standards for application under the Radio Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ET
2、SI Secretariat. Latest updates are available on the ETSI Web server (http:/ipr.etsi.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the upd
3、ates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This ETSI Guide (EG) has been produced by ETSI Technical Committee Electromagnetic compatibility and Radio spectrum Matters (ERM). The drafting of the present document has been triggered by
4、the publication of the Radio Equipment Directive (RED) i.e. Directive 2014/53/EU i.1. In the present document the major differences between the R furthermore, it supports a consistent interpretation of the technical (and possibly non-technical) requirements needed to implement the essential requirem
5、ents of these Directives. ETSI has published more than two hundred Harmonized Standards in relation to the R and a first guide under the RED i.1 (articles 16 and 17). NOTE: In the present document, where “the Radio Directives“ is written, this means the R Uncertainties in the measurement of mobile r
6、adio equipment characteristics“. i.14 ETSI ECC MoU. NOTE: Available at http:/webapp.etsi.org/agreementview. i.15 ETSI EN 301 489 (all parts): “Electromagnetic compatibility and Radio spectrum Matters (ERM); ElectroMagnetic Compatibility (EMC) standard for radio equipment and services“. i.16 ETSI Har
7、monized Standard skeleton document. NOTE: Available at https:/portal.etsi.org/Services/editHelp!/Standardsdevelopment/Drafting/Skeletons.aspx. i.17 Document RSPG08-246: “Radio Spectrum Policy Group Opinion on “Streamlining the regulatory environment for the use of spectrum“. i.18 ETSI TR 102 914: “E
8、lectromagnetic compatibility and Radio spectrum Matters (ERM); Aspects and implications of the inclusion of receiver parameters within ETSI standards“. i.19 Commission Decision 2000/299/EC of 6 April 2000 establishing the initial classification of radio equipment and telecommunications terminal equi
9、pment and associated identifiers. i.20 Blue Guide of 2014. NOTE: Available at http:/ec.europa.eu/DocsRoom/documents/4942/attachments/1/translations/en/renditions/pdf. ETSI ETSI EG 201 399 V3.1.1 (2015-03)9 i.21 Guide to the R Land Mobile Service; Radio equipment using integral antennas intended prim
10、arily for analogue speech; Part 1: Technical characteristics and methods of measurement“. i.23 Commission Decision 2004/71/EC of 4 September 2003 on essential requirements relating to marine radio communication equipment which is intended to be used on non-SOLAS vessels and to participate in the Glo
11、bal Maritime Distress and Safety System (GMDSS). i.24 ETSI TR 103 265 (V1.1.2): “Electromagnetic compatibility and Radio spectrum Matters (ERM); Definition of radio parameters“. i.25 ETSI TErms and Definitions Database Interactive (TEDDI). NOTE: Available at http:/webapp.etsi.org/Teddi/. i.26 ITU Ra
12、dio Regulations. i.27 Decision No 676/2002/EC of the European Parliament and of the Coucil of 7 March 2002 on a regulatory framework for radio spectrum policy in the European Community (Radio Spectrum Decision). i.28 ETSI TR 102 579: “Electromagnetic compatibility and Radio spectrum Matters (ERM); R
13、eport providing guidance for the production of Community Specifications for application under the Single European Sky Interoperability Regulation EC 552/2004“. i.29 Regulation (EC) No 552/2004 of the European Parliament and of the Council of 10 March 2004 on the interoperability of the European Air
14、Traffic Management network (the interoperability Regulation) (Text with EEA relevance). i.30 Guide to the implementation of directives based on the New Approach and the Global Approach, European Commission, 2000. NOTE: Available at http:/ i.31 Decision No 768/2008/EC of the European Parliament and o
15、f the Council of 9 July 2008 on a common framework for the marketing of products, and repealing Council Decision 93/465/EEC. NOTE: The “NLF“. i.32 Directive 2002/21/EC of the European Parliament and of the Council of 7 March 2002 on a common regulatory framework for electronic communications network
16、s and services (Framework Directive). i.33 “Vademecum“. NOTE: Available at http:/ec.europa.eu/enterprise/policies/european-standards/documents/vademecum/index_en.htm. i.34 ETSI TR 102 070-1: “Electromagnetic compatibility and Radio spectrum Matters (ERM); Guide to the application of harmonized stand
17、ards to multi-radio and combined radio and non-radio equipment; Part 1: ElectroMagnetic Compatibility“. i.35 ETSI TR 102 070-2: “Electromagnetic compatibility and Radio spectrum Matters (ERM); Guide to the application of harmonized standards to multi-radio and combined radio and non-radio equipment;
18、 Part 2: Effective use of the radio frequency spectrum“. i.36 Recommendation ITU-T K.44 (05/2012): “Resistibility tests for telecommunication equipment exposed to overvoltages and overcurrents - Basic Recommendation“. NOTE: Available at http:/www.itu.int/rec/T-REC-K.44/en. ETSI ETSI EG 201 399 V3.1.
19、1 (2015-03)10 i.37 Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commissions exercise of implementing powers. i.38 Council Directive 93/42/EEC of 14
20、June 1993 concerning medical devices. i.39 Council Directive 90/385/EEC of 20 June 1990 on the approximation of the laws of the Member States relating implantable medical devices. i.40 Council Directive 72/245/EEC of 20 June 1972 on the approximation of the laws of the Member States relating to the
21、suppression of radio interference produced by spark-ignition engines fitted to motor vehicles. i.41 Council Directive 92/61/EEC of 30 June 1992 relating to the type-approval of two or three-wheel motor vehicles. i.42 Council Directive 96/98/EC of 20 December 1996 on marine equipment. i.43 Council Di
22、rective 93/65/EEC of 19 July 1993 on the definition and use of compatible technical specifications for the procurement of air-traffic- management equipment and systems. i.44 Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of
23、civil aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002 and Directive 2004/36/EC. i.45 Council Regulation (EEC) No 3922/91 of 16 December 1991 on the harmonization of technical requirements and administrative procedu
24、res in the field of civil aviation. i.46 Regulation (EC) No 717/2007 of the European Parliament and of the Council of 27 June 2007 on roaming on public mobile telephone networks within the Community and amending Directive 2002/21/EC. i.47 Regulation (EC) No 544/2009 of the European Parliament and of
25、 the Council of 18 June 2009 amending Regulation (EC) No 717/2007 on roaming on public mobile telephone networks within the Community and Directive 2002/21/EC on a common regulatory framework for electronic communications networks and services. i.48 Directive 2009/140/EC of the European Parliament a
26、nd of the Council of 25 November 2009 amending Directives 2002/21/EC on a common regulatory framework for electronic communications networks and services, 2002/19/EC on access to, and interconnection of, electronic communications networks and associated facilities, and 2002/20/EC on the authorisatio
27、n of electronic communications networks and services. i.49 Commission Directive 2008/63/EC of 20 June 2008 on competition in the markets in telecommunications terminal equipment (Codified version). i.50 ETSI EN 300 220: “Electromagnetic compatibility and Radio spectrum Matters (ERM); Short Range Dev
28、ices (SRD); Radio equipment to be used in the 25 MHz to 1 000 MHz frequency range with power levels ranging up to 500 mW“. ETSI ETSI EG 201 399 V3.1.1 (2015-03)11 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in R (
29、2) radio communication means communication by means of radio waves i.1; (3) radiodetermination means the determination of the position, velocity and/or other characteristics of an object, or the obtaining of information relating to those parameters, by means of the propagation properties of radio wa
30、ves i.1; (4) radio waves means electromagnetic waves of frequencies lower than 3 000 GHz, propagated in space without artificial guide i.1“. recital: “whereas“ in the RED i.1 resistibility: resistibility is the ability of telecommunication equipment or installations to withstand, in general, without
31、 damage, the effects of overvoltages or overcurrents, up to a certain specified extent, and in accordance with a specified criterion NOTE 1: Source: Recommendation ITU-T K.44 i.36. NOTE 2: Resistibility is considered to cater for the needs of the whole of the telecommunication network, i.e. all type
32、s of networks, public and private, as well as any equipment installed in or connected to this network. The resistibility requirements are based on the following electromagnetic phenomena: lightning, power induction, earth potential rise and low-voltage power contact. skeleton document: pre-built del
33、iverable of ETSI, already laid out as required and containing essential titles and text blocks TB: the ETSI Technical Body responsible for the development of the HS being considered Telecommunications Terminal Equipment (TTE): Telecommunications Terminal Equipment as defined in R there was also the
34、need to bring the text in line with other legislation, such as: Decision 768/2008/EC (the NLF) i.31 (which has triggered the inclusion of many new articles), Regulation (EU) No 182/2011 i.37. The RED also includes a few additional elements articulating the relation with national regulation on the us
35、e of radio spectrum. The objectives of the proposal were: a) To achieve improved enforcement and compliance with the Directive. b) To make available a sound legal basis for the implementation of the essential requirements: - To adapt the scope of the Directive so that it includes all equipment for a
36、rticle 3(2) as relevant. - To facilitate the application of the Directive to some specific cases, e.g. interoperability with chargers, software defined radio. - To improve the coherence of definitions and requirements with other Internal Market legislation, the Radio Spectrum Decision and the regula
37、tory framework for electronic communications. - To modify or suppress a number of administrative obligations which create burden but bring in only limited value-added. See also annex C (and in particular clause C.1.2). 4.1.3 Major changes from the R or (b) an active implantable medical device within
38、 the meaning of article 1 of Council Directive 90/385/EEC i.39 of 20 June 1990 on the approximation of the laws of the Member States relating to active implantable medical devices (2), the apparatus shall be governed by this Directive, without prejudice to the application of Directives 93/42/EEC i.3
39、8 and 90/385/EEC i.39 to medical devices and active implantable medical devices, respectively. 3. Where apparatus constitutes a component or a separate technical unit of a vehicle within the meaning of Council Directive 72/245/EEC i.40 (3) relating to the radio interference (electromagnetic compatib
40、ility) of vehicles or a component or a separate technical unit of a vehicle within the meaning of article 1 of Council Directive 92/61/EEC i.41 of 30 June 1992 relating to the type-approval of two or three-wheel motor vehicles, the apparatus shall be governed by this Directive without prejudice to t
41、he application of Directive 72/245/EEC i.40 or of Directive 92/61/EEC i.41 respectively. 4. This Directive shall not apply to equipment listed in annex I. 5. This Directive shall not apply to apparatus exclusively used for activities concerning public security, defence, State security (including the
42、 economic wellbeing wellbeing of the State in the case of activities pertaining to State security matters) and the activities of the State in the area of criminal law. 3. This Directive shall not apply to radio equipment exclusively used for activities concerning public security, defence, State secu
43、rity, including the economic well-being of the State in the case of activities pertaining to State security matters, and the activities of the State in the area of criminal law. 4. Radio equipment falling within the scope of this Directive shall not be subject to Directive 2014/35/EU i.3, except as
44、set out in point (a) of article 3(1) of this Directive. ETSI ETSI EG 201 399 V3.1.1 (2015-03)17 R (b) “telecommunications terminal equipment“ means a product enabling communication or a relevant component thereof which is intended to be connected directly or indirectly by any means whatsoever to int
45、erfaces of public telecommunications networks (that is to say, telecommunications networks used wholly or partly for the provision of publicly available telecommunications services); (c) “radio equipment“ means a product, or relevant component thereof, capable of communication by means of the emissi
46、on and/or reception of radio waves utilising the spectrum allocated to terrestrial/space radiocommunication; (d) “radio waves“ means electromagnetic waves of frequencies from 9 kHz to 3 000 GHz, propagated in space without artificial guide. (1) radio equipment means an electrical or electronic produ
47、ct, which intentionally emits and/or receives radio waves for the purpose of radio communication and/or radiodetermination, or an electrical or electronic product which must be completed with an accessory, such as antenna, so as to intentionally emit and/or receive radio waves for the purpose of rad
48、io communication and/or radiodetermination; (2) radio communication means communication by means of radio waves; (3) radiodetermination means the determination of the position, velocity and/or other characteristics of an object, or the obtaining of information relating to those parameters, by means
49、of the propagation properties of radio waves; (4) radio waves means electromagnetic waves of frequencies lower than 3 000 GHz, propagated in space without artificial guide. Annex I EQUIPMENT NOT COVERED BY THIS DIRECTIVE AS REFERRED TO IN ARTICLE 1(4) 1. Radio equipment used by radio amateurs within article 1, definition 53, of the International Telecommunications Union (ITU) radio regulations unless the equi
