1、 ETSI EN 319 412-5 V2.1.1 (2016-02) Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 5: QCStatements EUROPEAN STANDARD ETSI ETSI EN 319 412-5 V2.1.1 (2016-02) 2 Reference REN/ESI-0019412-5v211 Keywords e-commerce, electronic signature, security, trust services ETSI 650 Rou
2、te des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi
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6、spx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of E
7、TSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Ma
8、rks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI EN 319 412-5 V2.1.1 (2016-02) 3 Contents Intellectual Property Rights 4g3Foreword . 4g3Modal verbs terminology 4g
9、3Introduction 4g31 Scope 6g32 References 6g32.1 Normative references . 6g32.2 Informative references 6g33 Definitions and abbreviations . 7g33.1 Definitions 7g33.2 Abbreviations . 7g34 Qualified certificate statements 8g34.1 General requirements . 8g34.2 QCStatements claiming compliance with the EU
10、legislation . 8g34.2.1 QCStatement claiming that the certificate is a EU qualified certificate . 8g34.2.2 QCStatement claiming that the private key related to the certified public key resides in a QSCD 8g34.2.3 QCStatement claiming that the certificate is a EU qualified certificate of a particular t
11、ype 9g34.3 Generic QCStatements 9g34.3.1 Introduction. 9g34.3.2 QCStatement regarding limits on the value of transactions . 9g34.3.3 QCStatement indicating the duration of the retention period of material information . 10g34.3.4 QCStatement regarding location of PKI Disclosure Statements (PDS) . 10g
12、35 Requirements on QCStatements in EU qualified certificates 11g3Annex A (informative): Relationship with the Regulation (EU) No 910/2014 12g3A.1 EU qualified certificates for electronic signatures . 12g3A.2 EU qualified certificates for electronic seals 13g3A.3 EU qualified certificates for website
13、 authentication 14g3Annex B (normative): ASN.1 declarations. 15g3History 17g3ETSI ETSI EN 319 412-5 V2.1.1 (2016-02) 4 Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if a
14、ny, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available
15、on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or
16、may be, or may become, essential to the present document. Foreword This European Standard (EN) has been produced by ETSI Technical Committee Electronic Signatures and Infrastructures (ESI). The present document is part 5 of multi-part deliverable covering the Certificates Profiles. Full details of t
17、he entire series can be found in part 1 i.1. The present document was previously published as ETSI TS 101 862 i.4. National transposition dates Date of adoption of this EN: 22 February 2016 Date of latest announcement of this EN (doa): 31 May 2016 Date of latest publication of new National Standard
18、or endorsement of this EN (dop/e): 30 November 2016 Date of withdrawal of any conflicting National Standard (dow): 30 June 2017 Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interprete
19、d as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. Introduction ITU and ISO issued standards for certification of public keys in Recommendation ITU-T
20、X.509 | ISO/IEC 9594-8 i.7 which are used for the security of communications and data for a wide range of electronic applications. The IETF qualified certificate profile, IETF RFC 3739 2 defines an extension to X.509 certificates, the qcStatements extension, which can include statements relevant for
21、 qualified certificates. IETF RFC 3739 2 defines qualified certificates in a general context as “a certificate whose primary purpose is to identify a person with a high level of assurance, where the certificate meets some qualification requirements defined by an applicable legal framework“. The use
22、of IETF RFC 3739 2 qcStatements in the present document goes beyond the scope of the RFC which is directed at natural persons only. The qcStatements certificate extension can contain any statement by the certificate issuer that can be useful to the relying party in determining the applicability of t
23、he certificate for an intended usage. Such statement can be a declaration that the certificate fulfils specific legal requirements for qualified certificates according to a defined legal framework. ETSI ETSI EN 319 412-5 V2.1.1 (2016-02) 5 The present document is aiming to meet the general requireme
24、nts of the international community to provide trust and confidence in electronic transactions including, amongst others, applicable requirements from Regulation (EU) No 910/2014 i.8 Annexes I, III and IV. ETSI ETSI EN 319 412-5 V2.1.1 (2016-02) 6 1 Scope The present document defines specific QCState
25、ment for the qcStatements extension as defined in IETF RFC 3739 2, clause 3.2.6, including requirements for their use in EU qualified certificates. Some of these QCStatements can be used for other forms of certificate. The QCStatements defined in the present document can be used in combination with
26、any certificate profile, either defined in ETSI EN 319 412-2 i.2, ETSI EN 319 412-3 i.5 and ETSI EN 319 412-4 i.6, or defined elsewhere. The QCStatements defined in clause 4.3 may be applied to regulatory environments outside the EU. Other requirements specified in clause 4 are specific to Regulatio
27、n (EU) No 910/2014 i.8 but may be adapted for other regulatory environments. 2 References 2.1 Normative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For
28、non-specific references, the latest version of the referenced document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause
29、were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are necessary for the application of the present document. 1 ISO 639-1:2002: “Codes for the representation of names of languages - Part 1: Alpha-2 code“. 2 IETF RFC 3739: “Intern
30、et X.509 Public Key Infrastructure: Qualified Certificates Profile“. 3 Recommendation ITU-T X.680-X.699: “Information technology - Abstract Syntax Notation One (ASN.1)“. 4 ISO 4217: “Codes for the representation of currencies and funds“. 5 IETF RFC 2818: “HTTP Over TLS“. 2.2 Informative references R
31、eferences are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. NOTE: Whi
32、le any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. i.1 ETS
33、I EN 319 412-1: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 1: Overview and common data structures“. i.2 ETSI EN 319 412-2: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 2: Certificate Profile for certificates issued to natural persons“
34、. i.3 Directive 1999/93/EC of the European Parliament and of the Council of 13 December 1999 on a Community framework for electronic signatures. i.4 ETSI TS 101 862: “Qualified Certificate profile“. ETSI ETSI EN 319 412-5 V2.1.1 (2016-02) 7 i.5 ETSI EN 319 412-3: “Electronic Signatures and Infrastru
35、ctures (ESI); Certificate Profiles; Part 3: Certificate Profile for certificates issued to legal persons“. i.6 ETSI EN 319 412-4: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 4: Certificate profile for web site certificates“. i.7 Recommendation ITU-T X.509 | ISO/IEC 9
36、594-8: “Information technology - Open systems interconnection - The Directory: Public-key and attribute certificate frameworks“. i.8 Regulation (EU) No 910/2014 of the European Parliament and of the Council on electronic identification and trust services for electronic transactions in the internal m
37、arket and repealing Directive 1999/93/EC. i.9 IETF RFC 5280: “Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile“. i.10 ETSI EN 319 411-1: “Electronic Signatures and Infrastructures (ESI); Policy and security requirements for Trust Service Providers is
38、suing certificates; Part 1: General requirements“. i.11 CA/Browser Forum: “Baseline Requirements for the Issuance and Management of Publicly-Trusted Certificates“. i.12 CA/Browser Forum: “Guidelines for The Issuance and Management of Extended Validation Certificates“. 3 Definitions and abbreviations
39、 3.1 Definitions For the purposes of the present document, the terms and definitions given in ETSI EN 319 412-1 i.1 and the following apply: EU qualified certificate: qualified certificate that is stated to be in accordance with Annex I, III or IV of the Regulation (EU) No 910/2014 i.8 or Annex I of
40、 the Directive 1999/93/EC i.3 whichever is in force at the time of issuance QCStatement: statement for inclusion in a qcStatements certificates extension as specified in IETF RFC 3739 2 qualified electronic signature/seal creation device: As specified in Regulation (EU) No 910/2014 i.8. secure signa
41、ture creation device: As specified in Directive 1999/93 i.3. 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: ASN.1 Abstract Syntax Notation One CA Certification Authority CRL Certificate Revocation ListEC European Commission EU European Union IETF Inter
42、net Engineering Task Force ISO International Organization for Standardization PDS PKI Disclosure Statements PKI Public Key Infrastructure QC Qualified Certificate QSCD Qualified electronic Signature/Seal Creation Device RFC Request For CommentsURL Uniform Resource Locator ETSI ETSI EN 319 412-5 V2.1
43、.1 (2016-02) 8 4 Qualified certificate statements 4.1 General requirements The qcStatements extension shall be as specified in clause 3.2.6 of IETF RFC 3739 2. The qcStatements extension shall not be marked as critical. The following clauses define a number of individual QCStatements to be included
44、in the qcStatements extension. The syntax of the defined statements shall comply with ASN.1 3. The complete ASN.1 module for all defined statements shall be as provided in Annex B; it takes precedence over the ASN.1 definitions provided in the body of the present document, in case of discrepancy. NO
45、TE: This extension is not processed as part of IETF RFC 5280 i.9 path validation and there are no security implications with accepting a certificate in a system that cannot parse this extension. 4.2 QCStatements claiming compliance with the EU legislation 4.2.1 QCStatement claiming that the certific
46、ate is a EU qualified certificate This QCstatement claims that the certificate is an EU qualified certificate that is issued according to Directive 1999/93/EC i.3 or the Annex I, III or IV of the Regulation (EU) No 910/2014 i.8 whichever is in force at the time of issuance. Syntax: esi4-qcStatement-
47、1 QC-STATEMENT := IDENTIFIED BY id-etsi-qcs-QcCompliance id-etsi-qcs-QcCompliance OBJECT IDENTIFIER := id-etsi-qcs 1 The precise meaning of this statement is enhanced by the QC type statement defined in clause 4.2.3 according to the table 1. Table 1: esi4-qcStatement-1 meaning QC type statement (cla
48、use 4.2.3) Meaning of this statement (esi4-qcStatement-1) Absent The certificate is issued according to Directive 1999/93/EC i.3 or Annex I of the Regulation (EU) No 910/2014 i.8 (for electronic signatures). Present The certificate is issued according to Annex I, III or IV of Regulation (EU) No 910/
49、2014 i.8 as of the types declared by the QC type statement in accordance with clause 4.2.3. A certificate that includes this statement shall comply with all requirements defined in clause 5. 4.2.2 QCStatement claiming that the private key related to the certified public key resides in a QSCD This QCstatement declares that the private key related to the certified public key resides in a Qualified Signature/Seal Creation Device (QSCD) according to the Regulation (EU) No 910/2014
