1、 ETSI TS 131 101 V14.1.0 (2017-04) Universal Mobile Telecommunications System (UMTS); LTE; UICC-terminal interface; Physical and logical characteristics (3GPP TS 31.101 version 14.1.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 131 101 V14.1.0 (2017-04)13GPP TS 31.101 version 14.1.0 Release 14R
2、eference RTS/TSGC-0631101ve10 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice
3、 The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorizati
4、on of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be awa
5、re that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following se
6、rvices: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version
7、shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered
8、 for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ET
9、SI TS 131 101 V14.1.0 (2017-04)23GPP TS 31.101 version 14.1.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and
10、non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/).
11、Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present
12、 document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being refere
13、nces to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“
14、, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 131 101 V14.1.0 (2017-04)33GPP TS 31.101 vers
15、ion 14.1.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 6g3Introduction 6g31 Scope 7g32 References 7g33 Definitions, symbols, abbreviations and coding . 8g34 General 3GPP platform requirements 8g34.1 GSM/USIM application interaction and restr
16、ictions 8g34.2 3GPP platform overview 8g34.3 TS 102 221 UICC/terminal interface 9g34.4 TS 102 600 Inter-Chip USB UICC/terminal interface . 9g34A Physical Characteristics 9g35 Physical and logical characteristics 9g35.1 Transmission speed 9g35.2 Voltage classes . 9g35.3 File Control Parameters (FCP)
17、. 10g35.3.1 Minimum application clock frequency . 10g35.4 Interface protocol . 10g35A Electrical specifications of the UICC Terminal interface . 10g35A.1 Class A operating conditions 10g35A.2 Class B operating conditions 10g35A.3 Class C operating conditions 10g36 Application protocol . 10g36A Initi
18、al communication establishment procedures . 10g36A.1 UICC activation and deactivation. 10g36A.2 Supply voltage switching . 10g36A.3 Answer To Reset content . 11g36A.3.1 Coding of historical bytes . 11g36A.3.2 Speed enhancement. 11g36A.3.3 Global Interface bytes . 11g36A.4 PPS procedure 11g36A.5 Rese
19、t procedures 11g36A.6 Clock stop mode . 11g36A.7 Bit/character duration and sampling time . 11g36A.8 Error handling 11g36A.9 Compatibility 11g37 User verification and file access conditions . 12g37A Transmission protocols. 12g37A.1 Physical layer . 12g37A.2 Data link layer 12g37A.3 Transport layer .
20、 12g37A.4 Application layer 12g38 Application and file structure . 13g38.0 General . 13g38.1 Contents of the EFs at the MF level . 13g38.2 File types 13g3ETSI ETSI TS 131 101 V14.1.0 (2017-04)43GPP TS 31.101 version 14.1.0 Release 148.3 File referencing 13g38.4 Methods for selecting a file 13g38.5 A
21、pplication characteristics . 13g38.6 Reservation of file IDs . 14g38.7 Logical channels . 14g38.8 Shareable versus not-shareable files . 14g38.9 Secure channels 14g39 Security features . 14g39.1 Supported security features 14g39.2 Security architecture . 14g39.3 Security environment . 14g39.4 PIN de
22、finitions . 14g39.5 PIN and key reference relation ship . 14g39.6 User verification and file access conditions . 14g310 Structure of commands and responses . 15g310.1 Command APDU structure. 15g310.1.1 Coding of Class Byte 15g310.1.2 Coding of Instruction Byte . 15g310.1.3 Coding of parameter bytes
23、16g310.1.4 Coding of Lc byte . 16g310.1.5 Coding of data part . 16g310.1.6 Coding of Le byte . 16g310.2 Response APDU structure 16g310.2.1 Status conditions returned by the UICC . 16g310.2.1.1 Normal processing 16g310.2.1.2 Postponed processing 16g310.2.1.3 Warnings . 16g310.2.1.4 Execution errors 1
24、6g310.2.1.5 Checking errors . 16g310.2.1.5.1 Functions in CLA not supported . 16g310.2.1.5.2 Command not allowed . 16g310.2.1.5.3 Wrong parameters . 16g310.2.1.6 Application errors . 17g310.2.2 Status words of the commands . 17g310.3 Logical channels . 18g311 Commands 18g311.1 Generic commands . 18g
25、311.1.1 SELECT 18g311.1.1.1 Functional description . 18g311.1.1.2 Command parameters and data . 18g311.1.1.3 Response Data . 18g311.1.1.4 File control parameters 18g311.1.1.4.1 File size 18g311.1.1.4.2 Total file size . 18g311.1.1.4.3 File Descriptor . 18g311.1.1.4.4 File identifier . 18g311.1.1.4.5
26、 DF name 18g311.1.1.4.6 Proprietary information . 18g311.1.1.4.7 Security attributes 19g311.1.1.4.8 Short file identifier 19g311.1.1.4.9 Life cycle status integer . 19g311.1.1.4.10 PIN status template DO . 19g311.1.2 STATUS . 19g311.1.3 READ BINARY . 19g311.1.4 UPDATE BINARY 19g311.1.5 READ RECORD 1
27、9g311.1.6 UPDATE RECORD . 19g311.1.7 SEARCH RECORD . 19g311.1.8 INCREASE . 19g311.1.9 VERIFY PIN 19g3ETSI ETSI TS 131 101 V14.1.0 (2017-04)53GPP TS 31.101 version 14.1.0 Release 1411.1.10 CHANGE PIN 20g311.1.11 DISABLE PIN 20g311.1.12 ENABLE PIN . 20g311.1.13 UNBLOCK PIN 20g311.1.14 DEACTIVATE FILE
28、20g311.1.15 ACTIVATE FILE . 20g311.1.16 AUTHENTICATE 20g311.1.17 MANAGE CHANNEL . 20g311.1.18 GET CHALLENGE 20g311.1.19 TERMINAL CAPABILITY . 20g311.1.20 MANAGE SECURE CHANNEL . 20g311.1.21 TRANSACT DATA . 20g311.1.XX SUSPEND UICC 20g311.2 CAT commands 21g311.3 Data Oriented commands . 21g312 Transm
29、ission oriented commands 21g313 Application independent files . 21g314 Application independent protocol 21g314.1 Application independent protocol 21g314.2 CAT commands 21g315 Support of APDU-based UICC applications over USB . 21g3Annex A (normative): UCS2 coding of Alpha fields for files residing on
30、 the UICC 22g3Annex B (informative): Main states of a UICC . 23g3Annex C (informative): APDU protocol transmission examples 24g3Annex D (informative): ATR examples 25g3Annex E (informative): Security attributes mechanisms and examples 26g3Annex F (informative): Example of contents of EFARR2F06 27g3A
31、nnex G (informative): Access Rules Referencing (ARR) 27g3Annex H (normative): List of SFI Values . 28g3Annex I (informative): Resets and modes of operation . 29g3Annex J (informative): Example of the use of PINs . 30g3Annex K (informative): Examples of the PIN state transition on multi verification
32、capable UICC . 31g3Annex L (informative): Examples of SET DATA and RETRIEVE DATA usage 32g3Annex M (informative): Examples of ODD AUTHENTICATE instruction code usage 33g3Annex N (informative): PCB layout for the MFF 34g3Annex O (informative): Change history . 35g3History 36g3ETSI ETSI TS 131 101 V14
33、.1.0 (2017-04)63GPP TS 31.101 version 14.1.0 Release 14Foreword This Technical Specification (TS) has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should
34、 the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater i
35、ndicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction The present d
36、ocument defines a generic Terminal/Integrated Circuit Card (ICC) interface for 3GPP applications. The present document is based on ETSI TS 102 221 1, which defines a generic platform for any IC card application. The functionality provided by this platform may be operated either over the electrical i
37、nterface specified in ETSI TS 102 221 1, or by transporting APDUs over the Inter-Chip USB Terminal/ICC interface specified in ETSI TS 102 600 7. Requirements that are common to all 3GPP smart card based applications are also listed in this specification. The aim of the present document is to ensure
38、interoperability between an ICC and a terminal independently of the respective manufacturer, card issuer or operator. The present document does not define any aspects related to the administrative management phase of the ICC. Any internal technical realisation of either the ICC or the terminal is on
39、ly specified where these are reflected over the interface. Application specific details for applications residing on an ICC are specified in the respective application specific documents. ETSI ETSI TS 131 101 V14.1.0 (2017-04)73GPP TS 31.101 version 14.1.0 Release 141 Scope The present document spec
40、ifies the interface between the UICC and the Terminal for 3G telecom network operation. The present document specifies: - the requirements for the physical characteristics of the UICC; - the electrical interface between the UICC and the Terminal; - the initial communication establishment and the tra
41、nsport protocols; - the model which serves as a basis for the logical structure of the UICC; - the communication commands and the procedures; - the application independent files and protocols. The administrative procedures and initial card management are not part of the present document. For the avo
42、idance of doubt, references to clauses of ETSI TS 102 221 1 include all the subclauses of that clause, unless specifically mentioned. The target specification ETSI TS 102 221 1 contains material that is outside of the scope of 3GPP requirements and the present document indicates which parts are in t
43、he scope and which are not. A 3GPP ME may support functionality that is not required by 3GPP, but the requirements to do so are outside of the scope of 3GPP. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document.
44、References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a
45、GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 ETSI TS 102 221 V14.0.0: “Smart Cards; UICC-Terminal interface; Physical and logical characteristics “. 2 3GPP TS 31.102: “Characteristics of the USIM Appli
46、cation“. 3 ETSI TS 101 220: “Smart cards; ETSI numbering system for telecommunication application providers“. 4 Void. 5 ITU-T Recommendation T.50: “International Reference Alphabet (IRA) (Formerly International Alphabet No. 5 or IA5) - Information technology - 7-bit coded character set for informati
47、on interchange“. 6 3GPP TS 24.008: “Mobile Radio Interface Layer 3 specification; Core Network Protocols; Stage 3“. 7 ETSI TS 102 600 V7.6.0: “Smart cards; UICC-Terminal interface; Characteristics of the USB interface“. ETSI ETSI TS 131 101 V14.1.0 (2017-04)83GPP TS 31.101 version 14.1.0 Release 148
48、 3GPP TS 31.111: “USIM Application Toolkit (USAT)“. 9 ETSI TS 102 671 V9.2.0: “Smart Cards; Machine to Machine UICC; Physical and logical characteristics“ 3 Definitions, symbols, abbreviations and coding All definitions, symbols, abbreviations applicable to the terminal are specified in ETSI TS 102
49、221 1 and ETSI TS 102 600 7. The coding of Data Objects in the present document is according to ETSI TS 102 221 1. XX: Single quotes indicate hexadecimal values. Valid elements for hexadecimal values are the numbers 0 to 9 and A to F. Within the context of the present document, the term “terminal“ used in ETSI TS 102 221 1 refers to the Mobile Equipment (ME). Within the context of the present document, the term “NAA“ used in ETSI TS 102 221 1 refers to the (U)SIM or the ISIM. 4 General 3GPP platform requirements 4.1 GS
