1、 ETSI TS 133 320 V14.0.0 (2017-05) Universal Mobile Telecommunications System (UMTS); LTE; Security of Home Node B (HNB) / Home evolved Node B (HeNB) (3GPP TS 33.320 version 14.0.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 133 320 V14.0.0 (2017-05)13GPP TS 33.320 version 14.0.0 Release 14Refe
2、rence RTS/TSGS-0333320ve00 Keywords LTE,SECURITY,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important
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9、TSI ETSI TS 133 320 V14.0.0 (2017-05)23GPP TS 33.320 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI member
10、s and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.o
11、rg/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the p
12、resent document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being
13、references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “wil
14、l not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 133 320 V14.0.0 (2017-05)33GPP TS 33.32
15、0 version 14.0.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 6g31 Scope 7g32 References 7g33 Definitions and abbreviations . 8g33.1 Definitions 8g33.2 Abbreviations . 8g34 Overview of Security Architecture and Requirements . 9g34.1 System ar
16、chitecture of H(e)NB 9g34.2 Network Elements 10g34.2.1 H(e)NB . 10g34.2.2 Security Gateway (SeGW) 10g34.2.3 H(e)NB Management System (H(e)MS) 11g34.2.4 UE . 11g34.2.5 H(e)NB Gateway (H(e)NB-GW) and MME . 11g34.2.6 AAA Server and HSS . 11g34.2.7 Void 11g34.2.8 Local Gateway (L-GW) 11g34.3 Interfaces
17、(Reference Points) . 11g34.3.1 Backhaul Link . 11g34.3.2 H(e)MS Interface 11g34.3.3 Interface between SeGW and AAA Server, AAA Server and HSS 11g34.3.4 Interface between H(e)NBs. 12g34.4 Security Requirements and Principles 12g34.4.1 Operation 12g34.4.2 Requirements on H(e)NB . 12g34.4.3 Requirement
18、s on SeGW 13g34.4.4 Requirements on H(e)MS . 13g34.4.5 Requirements on Backhaul Link . 14g34.4.6 Requirements on H(e)MS Link . 14g34.4.7 Requirements on Local Gateway (L-GW) 15g34.4.8 Requirements on the Direct Link between H(e)NBs 15g34.4.9 Requirements on Verification of H(e)NB Identity and Operat
19、ing Access Mode 15g35 Security Features 16g35.1 Secure Storage and Execution 16g35.1.1 Hosting Party Module . 16g35.1.2 Trusted Environment (TrE). 16g35.1.2.1 General 16g35.2 Device Mutual Authentication . 17g35.3 Hosting Party Mutual Authentication . 17g35.4 Other security features 18g36 Security P
20、rocedures in H(e)NB 19g36.1 Device Integrity Check . 19g36.1.1 Device Integrity Check Procedure 19g36.1.2 Protection of Trusted Reference Value(s) . 19g36.2 Void 19g36.3 Measures for Clock Protection . 19g36.3.1 Clock Synchronization Security Mechanisms for H(e)NB . 19g37 Security Procedures between
21、 H(e)NB and SeGW . 20g37.1 Device Validation . 20g3ETSI ETSI TS 133 320 V14.0.0 (2017-05)43GPP TS 33.320 version 14.0.0 Release 147.2 Device Authentication 20g37.2.1 General 20g37.2.2 SeGW and Device Mutual Authentication Procedure. 21g37.2.3 H(e)NB/IKEv2 Processing Requirements for SeGW Certificate
22、s 22g37.2.4 SeGW/IKEv2 Processing Requirements for H(e)NB Certificates 22g37.2.5 Security Profiles 22g37.2.5.1 Profile for IKEv2 22g37.2.5.2 IKEv2 Certificate Profile 23g37.2.5.2.1 IKEv2 Entity Certificates 23g37.2.5.2.2 IKEv2 CA Certificates 23g37.3 Hosting Party Authentication . 23g37.4 IPsec Tunn
23、el Establishment . 24g37.5 Device Authorization . 24g38 Security Aspects of H(e)NB Management . 25g38.1 Location Verification . 25g38.1.1 General 25g38.1.2 IP Address provided by H(e)NB . 25g38.1.3 IP Address and/or access line location identifier provided by broadband access provider . 25g38.1.4 Su
24、rrounding macro-cell information provided by H(e)NB . 25g38.1.5 GNSS information provided by H(e)NB 25g38.1.6 Requirements 26g38.2 Access Control Mechanisms for H(e)NB . 26g38.2.1 Non-CSG Method . 26g38.2.2 CSG Method . 26g38.3 Protection of H(e)MS traffic between H(e)MS and H(e)NB 26g38.3.1 Connect
25、ion to H(e)MS accessible on MNO Intranet 26g38.3.2 Connection to H(e)MS accessible on public Internet . 27g38.3.2.1 General 27g38.3.2.2 Device Validation . 27g38.3.3 TLS certificate profile . 28g38.3.3.1 TLS entity certificates . 28g38.3.3.2 TLS CA certificates. 28g38.3.4 TR-069 protocol profile 29g
26、38.4 Protection of SW Download . 29g38.5 Enrolment of H(e)NB to an Operator PKI 30g38.5.1 General 30g38.5.2 Enrolment Procedure 30g38.5.3 Certificate Validation 30g39 Security Aspects of Emergency Call Handling 31g310 Security Aspects for Mobility 32g310.1 Inbound mobility 32g310.2 Outbound mobility
27、 . 32g311 Security Procedures for Direct Interfaces between Base Stations 33g311.1 General . 33g311.2 Direct Link between two H(e)NBs . 33g3Annex A (informative): Authentication Call-flows 34g3A.1 Device Authentication Call-flow Example 34g3A.2 Combined Device and HP Authentication Call-flow Example
28、 35g3Annex B (informative): Location Verification Examples . 38g3B.1 Example of Location verification based on IP address and line identifier in NASS 38g3B.2 Example process of location verification when the verifying node receive different types of location information . 38g3Annex C: Change history
29、 40g3ETSI ETSI TS 133 320 V14.0.0 (2017-05)53GPP TS 33.320 version 14.0.0 Release 14History 42g3ETSI ETSI TS 133 320 V14.0.0 (2017-05)63GPP TS 33.320 version 14.0.0 Release 14Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the
30、present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version
31、x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third
32、digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 133 320 V14.0.0 (2017-05)73GPP TS 33.320 version 14.0.0 Release 141 Scope The present document specifies the security architecture for the H(e)NB subsystem. This includes security requirements on Ho
33、me Node Bs, Home eNode Bs, and other H(e)NB-associated network nodes (e.g. SeGW and H(e)MS), as well as the procedures and features which are provided to meet those requirements. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of t
34、he present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP d
35、ocument (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TS 32.583: “Telecommunications management; Home Node B (HNB) Operations, A
36、dministration, Maintenance and Provisioning (OAM Procedure flows for Type 1 interface HNB to HNB Management System (HMS) “. 3 IETF RFC 4187: “Extensible Authentication Protocol Method for 3rd Generation Authentication and Key Agreement (EAP-AKA) “. 4 - 5 Void. 6 IETF RFC 4739: “Multiple Authenticati
37、on Exchanges in the Internet Key Exchange (IKEv2 Protocol”, Nov 2006“. 7 3GPP TS 33.310: “Network Domain Security (NDS); Authentication Framework (AF) “. 8 3GPP TS 23.003: “Numbering, addressing and identification“. 9 3GPP TS 33.210: “3G security; Network Domain Security (NDS); IP network layer secu
38、rity“. 10 3GPP TS 33.234: “3G security; Wireless Local Area Network (WLAN) interworking security“. 11 3GPP TS 32.593: “Telecommunication management; Procedure flows for Type 1 interface H(e)NB to H(e)NB Management System (H(e)MS) “. 12 3GPP TS 25.467: “UTRAN architecture for 3G Home Node B (HNB); St
39、age 2“. 13 - 14 Void. 15 The Broadband Forum TR-069: “CPE WAN Management Protocol v1.1“, Issue 1 Amendment 2, December 2007. 16 - 17 Void. 18 ETSI ES 282 004 (V1.1.1): “Telecommunications and Internet Converged Services and Protocols for Advanced Networking (TISPAN); NGN functional architecture; Net
40、work Attachment Sub-System (NASS) “, 2006. 19 ETSI ES 283 035 (V1.1.1): “Telecommunications and Internet Converged Services and Protocols for Advanced Networking (TISPAN); Network Attachment Sub-System (NASS); e2 interface based on the DIAMETER protocol“, 2006. 20 3GPP TS 33.102: “3G security; Secur
41、ity architecture“. ETSI ETSI TS 133 320 V14.0.0 (2017-05)83GPP TS 33.320 version 14.0.0 Release 1421 3GPP TS 33.401: “3GPP System Architecture Evolution (SAE): Security architecture“. 22 IETF RFC 2560: “X.509 Internet Public Key Infrastructure Online Certificate Status Protocol OCSP“ 23 Open Mobile
42、Alliance OMA-WAP-OCSP V1.0: “Online Certificate Status Protocol Mobile Profile“. URL: http:/www.openmobilealliance.org/ 24 IETF RFC 4806: “Online Certificate Status Protocol (OCSP) Extensions to IKEv2“. 25 Void. 26 IETF RFC 5280: “Internet X.509 Public Key Infrastructure Certificate and Certificate
43、Revocation List (CRL) Profile“. 27 3GPP TS 36.300: “Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal Terrestrial Radio Access Network (E-UTRAN); Overall description; Stage 2“. 28 3GPP TS 25.367: “Mobility procedures for Home Node B (HNB); Overall description; Stage 2“. 29 3G
44、PP TS 23.060: “General Packet Radio Service (GPRS); Service description; Stage 2“. 30 3GPP TS 23.401: “General Packet Radio Service (GPRS) enhancements for Evolved Universal Terrestrial Radio Access Network (E-UTRAN) access“. 31 3GPP TS 22.220: “Technical Specification Group Services and System Aspe
45、cts; Service requirements for Home Node B (HNB) and Home eNode B (HeNB)“. 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 1 and the following apply. A term defined in the present document takes precedence over the
46、 definition of the same term, if any, in TR 21.905 1. CSG: A closed subscriber group identifies subscribers of an operator who are permitted to access one or more cells of the PLMN of but having restricted access (“CSG cells”) Hosting party: The party hosting the H(e)NB and having a contract with th
47、e PLMN operator. Security Gateway: Element at the edge of an operators security domain terminating security association(s) for the backhaul link between H(e)NB and network. 3.2 Abbreviations For the purposes of the present document, the abbreviations given in TR 21.905 1 and the following apply. An
48、abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905 1. AAA Authentication, Authorization, and Accounting ACL Access Control List ACS Auto-Configuration Server AKA Authentication and Key Agreement CA Certification AuthorityC
49、PE Customer Premises Equipment CRL Certificate Revocation List CSG Closed Subscriber Group DNS Domain Name System DPD Dead Peer Detection eNB Evolved Node-BEAP Extensible Authentication Protocol ETSI ETSI TS 133 320 V14.0.0 (2017-05)93GPP TS 33.320 version 14.0.0 Release 14ESP Encapsulating Security Payload E-UTRAN Evolved UTRAN FQDN Fully Qualified Domain Name GNSS Global Navigation Satellite System H(e)NB Home NodeB or Home eNodeB H(e)NB-GW Home (e)NodeB Gateway H(e)MS Home NodeB Management or Home eN
