1、 ETSI TS 136 213 V13.1.1 (2016-05) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures (3GPP TS 36.213 version 13.1.1 Release 13) TECHNICAL SPECIFICATION ETSI ETSI TS 136 213 V13.1.1 (2016-05)13GPP TS 36.213 version 13.1.1 Release 13Reference RTS/TSGR-0136213vd11 Keyw
2、ords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded
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7、en authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM
8、 and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 136 213 V13.1.1 (2016-05)23GPP TS 36.213 version 13.1.1 Release 13Intellectual Property R
9、ights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essenti
10、al, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out
11、 by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by the ETSI 3rdGenerati
12、on Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and
13、 ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting R
14、ules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 213 V13.1.1 (2016-05)33GPP TS 36.213 version 13.1.1 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs term
15、inology 2g3Foreword . 7g31 Scope 8g32 References 8g33 Symbols and abbreviations . 8g33.1 Symbols 8g33.2 Abbreviations . 9g34 Synchronization procedures . 11g34.1 Cell search 11g34.2 Timing synchronization 11g34.2.1 Radio link monitoring . 11g34.2.2 Inter-cell synchronization . 11g34.2.3 Transmission
16、 timing adjustments . 11g34.3 Timing for Secondary Cell Activation / Deactivation 12g35 Power control . 13g35.1 Uplink power control 13g35.1.1 Physical uplink shared channel . 13g35.1.1.1 UE behaviour 13g35.1.1.2 Power headroom . 21g35.1.2 Physical uplink control channel 23g35.1.2.1 UE behaviour 24g
17、35.1.3 Sounding Reference Symbol (SRS) 28g35.1.3.1 UE behaviour 28g35.1.4 Power allocation for dual connectivity . 29g35.1.4.1 Dual connectivity power control Mode 1 30g35.1.4.2 Dual connectivity power control Mode 2 37g35.1.5 Power allocation for PUCCH-SCell . 41g35.2 Downlink power allocation 41g3
18、5.2.1 eNodeB Relative Narrowband TX Power (RNTP) restrictions 43g36 Random access procedure 45g36.1 Physical non-synchronized random access procedure 45g36.1.1 Timing 46g36.2 Random Access Response Grant 46g37 Physical downlink shared channel related procedures . 50g37.1 UE procedure for receiving t
19、he physical downlink shared channel . 51g37.1.1 Single-antenna port scheme 61g37.1.2 Transmit diversity scheme 61g37.1.3 Large delay CDD scheme . 61g37.1.4 Closed-loop spatial multiplexing scheme . 61g37.1.5 Multi-user MIMO scheme 61g37.1.5A Dual layer scheme . 62g37.1.5B Up to 8 layer transmission
20、scheme . 62g37.1.6 Resource allocation . 62g37.1.6.1 Resource allocation type 0 63g37.1.6.2 Resource allocation type 1 63g37.1.6.3 Resource allocation type 2 64g37.1.6.4 PDSCH starting position . 65g37.1.6.4A PDSCH starting position for BL/CE UEs . 67g37.1.6.5 Physical Resource Block (PRB) bundling.
21、 68g37.1.7 Modulation order and transport block size determination 69g3ETSI ETSI TS 136 213 V13.1.1 (2016-05)43GPP TS 36.213 version 13.1.1 Release 137.1.7.1 Modulation order and redundancy version determination . 70g37.1.7.2 Transport block size determination . 72g37.1.7.2.1 Transport blocks not ma
22、pped to two or more layer spatial multiplexing 74g37.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing 81g37.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2 81g37.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing 82g37.1.7.2.5 Transport blocks m
23、apped to four-layer spatial multiplexing . 83g37.1.7.2.6 Transport blocks mapped for BL/CE UEs configured with CEModeB . 83g37.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR . 84g37.1.7.3 Redundancy Version determination for Format 1C 84g37.1.8 Storing soft channel bits
24、 . 84g37.1.9 PDSCH resource mapping parameters 85g37.1.10 Antenna ports quasi co-location for PDSCH 85g37.1.11 PDSCH subframe assignment for BL/CE using MPDCCH 86g37.2 UE procedure for reporting Channel State Information (CSI) . 87g37.2.1 Aperiodic CSI Reporting using PUSCH . 93g37.2.2 Periodic CSI
25、Reporting using PUCCH . 107g37.2.3 Channel Quality Indicator (CQI) definition 141g37.2.4 Precoding Matrix Indicator (PMI) definition 149g37.2.5 Channel-State Information Reference Signal (CSI-RS) definition 173g37.2.6 Channel-State Information Interference Measurement (CSI-IM) Resource definition 17
26、5g37.2.7 Zero Power CSI-RS Resource definition 175g37.3 UE procedure for reporting HARQ-ACK 175g37.3.1 FDD HARQ-ACK reporting procedure 176g37.3.2 TDD HARQ-ACK reporting procedure 180g37.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration 180g37.3.2.2 TDD HARQ-ACK reporting procedure
27、 for different UL/DL configurations . 192g37.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 1 . 200g37.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2 . 201g38 Physical uplink shared channel related procedures 202g38.0 UE procedure for
28、 transmitting the physical uplink shared channel 203g38.0.1 Single-antenna port scheme 211g38.0.2 Closed-loop spatial multiplexing scheme . 211g38.1 Resource allocation for PDCCH/EPDCCH with uplink DCI format . 212g38.1.1 Uplink resource allocation type 0 . 212g38.1.2 Uplink resource allocation type
29、 1 . 212g38.1.3 Uplink resource allocation type 2 . 213g38.2 UE sounding procedure 214g38.3 UE HARQ-ACK procedure 221g38.4 UE PUSCH hopping procedure 223g38.4.1 Type 1 PUSCH hopping . 224g38.4.2 Type 2 PUSCH hopping . 224g38.5 UE Reference Symbol (RS) procedure . 224g38.6 Modulation order, redundanc
30、y version and transport block size determination . 225g38.6.1 Modulation order and redundancy version determination 225g38.6.2 Transport block size determination . 227g38.6.3 Control information MCS offset determination 229g38.7 UE transmit antenna selection 233g39 Physical downlink control channel
31、procedures 233g39.1 UE procedure for determining physical downlink control channel assignment . 233g39.1.1 PDCCH assignment procedure . 233g39.1.2 PHICH assignment procedure. 236g39.1.3 Control Format Indicator (CFI) assignment procedure . 239g39.1.4 EPDCCH assignment procedure . 239g39.1.4.1 EPDCCH
32、 starting position 245g39.1.4.2 Antenna ports quasi co-location for EPDCCH 246g39.1.4.3 Resource mapping parameters for EPDCCH 246g39.1.4.4 PRB-pair indication for EPDCCH 247g39.1.5 MPDCCH assignment procedure 247g39.1.5.1 MPDCCH starting position . 252g3ETSI ETSI TS 136 213 V13.1.1 (2016-05)53GPP T
33、S 36.213 version 13.1.1 Release 139.2 PDCCH/EPDCCH/MPDCCH validation for semi-persistent scheduling 253g39.3 PDCCH/EPDCCH/MPDCCH control information procedure . 254g310 Physical uplink control channel procedures . 255g310.1 UE procedure for determining physical uplink control channel assignment 255g
34、310.1.1 PUCCH format information 258g310.1.2 FDD HARQ-ACK feedback procedures . 262g310.1.2.1 FDD HARQ-ACK procedure for one configured serving cell 262g310.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell . 264g310.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK proce
35、dure 264g310.1.2.2.2 PUCCH format 3 HARQ-ACK procedure 268g310.1.2.2.3 PUCCH format 4 HARQ-ACK procedure 270g310.1.2.2.4 PUCCH format 5 HARQ-ACK procedure 271g310.1.3 TDD HARQ-ACK feedback procedures 272g310.1.3.1 TDD HARQ-ACK procedure for one configured serving cell 274g310.1.3.2 TDD HARQ-ACK proc
36、edure for more than one configured serving cell . 285g310.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure 285g310.1.3.2.2 PUCCH format 3 HARQ-ACK procedure 300g310.1.3.2.3 PUCCH format 4 HARQ-ACK procedure 307g310.1.3.2.4 PUCCH format 5 HARQ-ACK procedure 322g310.1.3A FDD-TDD HARQ-
37、ACK feedback procedures for primary cell frame structure type 2 . 323g310.1.4 HARQ-ACK Repetition procedure . 324g310.1.5 Scheduling Request (SR) procedure . 325g310.2 Uplink HARQ-ACK timing . 326g311 Physical Multicast Channel (PMCH) related procedures . 330g311.1 UE procedure for receiving the PMC
38、H 330g311.2 UE procedure for receiving MCCH change notification 330g312 Assumptions independent of physical channel. 330g313 Uplink/Downlink configuration determination procedure for Frame Structure Type 2 . 330g313.1 UE procedure for determining eIMTA-uplink/downlink configuration . 331g313A Subfra
39、me configuration for Frame Structure Type 3 . 332g314 UE procedures related to Sidelink 334g314.1 Physical Sidelink Shared Channel related procedures 334g314.1.1 UE procedure for transmitting the PSSCH . 334g314.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmi
40、ssion mode 1 335g314.1.1.1.1 Determination of subframe indicator bitmap 335g314.1.1.2 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission mode 1 . 338g314.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 338g314.1.1.2.2 PSSCH frequency hopp
41、ing for sidelink transmission mode 1 339g314.1.1.3 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode 2 339g314.1.1.4 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission mode 2 . 340g314.1.1.5 UE procedure for PSSCH
42、power control 340g314.1.2 UE procedure for receiving the PSSCH 341g314.1.3 UE procedure for determining resource block pool and subframe pool for sidelink transmission mode 2 341g314.2 Physical Sidelink Control Channel related procedures. 342g314.2.1 UE procedure for transmitting the PSCCH . 342g314
43、.2.1.1 UE procedure for determining subframes and resource blocks for transmitting PSCCH for sidelink transmission mode 1 343g314.2.1.2 UE procedure for determining subframes and resource blocks for transmitting PSCCH for sidelink transmission mode 2 343g314.2.1.3 UE procedure for PSCCH power contro
44、l 343g314.2.2 UE procedure for receiving the PSCCH . 344g314.2.3 UE procedure for determining resource block pool and subframe pool for PSCCH 344g3ETSI ETSI TS 136 213 V13.1.1 (2016-05)63GPP TS 36.213 version 13.1.1 Release 1315 Channel access procedures for LAA 348g315.1 Downlink channel access pro
45、cedures . 348g315.1.1 Channel access procedure for transmission(s) including PDSCH 348g315.1.2 Channel access procedure for transmissions including discovery signal transmission(s) and not including PDSCH . 349g315.1.3 Contention window adjustment procedure . 349g315.1.4 Energy detection threshold a
46、daptation procedure . 350g315.1.5 Channel access procedure for transmission(s) on multiple channels 351g315.1.5.1 Type A multi-channel access procedures 351g315.1.5.1.1 Type A1 . 351g315.1.5.1.1 Type A2 . 351g315.1.5.2 Type B multi-channel access procedure 351g315.1.5.2.1 Type B1 . 352g315.1.5.2.2 T
47、ype B2 . 352g3Annex A (informative): Change history . 353g3History 362g33GPP TS 36.213 version 13.1.1 Release 13 ETSI TS 136 213 V13.1.1 (2016-05) ETSI 7Foreword This Technical Specification (TS) has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document
48、are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x t
49、he first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. 3GPP TS 36.213 version 13.1.1 Release 13 ETSI TS 136 213 V13.1.1 (2016-05) ETSI 81 Scope The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and
